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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-99758 SEC Issue Date:Mar 18, 2024 File Number:SR-NSCC-2024-001 SRO Organization:National Securities Clearing Corporation Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework
See Also - Exhibit 5a, Exhibit 5b
Release Number:34-99750 SEC Issue Date:Mar 15, 2024 File Number:SR-NSCC-2024-002 SRO Organization:National Securities Clearing Corporation Details: Notice of Filing of Proposed Rule Change to Accommodate a Shorter Standard Settlement Cycle and Make Other Changes
See Also - Exhibit 5
Release Number:34-99733 SEC Issue Date:Mar 14, 2024 File Number:SR-NSCC-2023-007 SRO Organization:National Securities Clearing Corporation Details: Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, to Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules
Release Number:34-99567 SEC Issue Date:Feb 20, 2024 File Number:SR-NSCC-2023-007 SRO Organization:National Securities Clearing Corporation Details: Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, to Modify the Amended and Restated Stock Options
Release Number:34-99303 SEC Issue Date:Jan 9, 2024 File Number:SR-NSCC-2023-011 SRO Organization:National Securities Clearing Corporation Details: Order Granting Approval of a Proposed Rule Change to Refine the Margin Liquidity Adjustment (“MLA”) Charge Calculation and the Description of the MLA Charge
Release Number:34-99208 SEC Issue Date:Dec 20, 2023 File Number:SR-NSCC-2023-013 SRO Organization:National Securities Clearing Corporation Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Addendum A (Fee Structure)
Comments Due: January 17, 2024
See Also - Exhibit 5, Exhibit 3
Release Number:34-99098 SEC Issue Date:Dec 6, 2023 File Number:SR-NSCC-2023-012 SRO Organization:National Securities Clearing Corporation Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework
Comments Due: January 2, 2024
See Also - Exhibit 5
Release Number:34-99022 SEC Issue Date:Nov 27, 2023 File Number:SR-NSCC-2023-011 SRO Organization:National Securities Clearing Corporation Details: Notice of Filing of Proposed Rule Change to Refine the Margin Liquidity Adjustment ("MLA") Charge Calculation and the Description of the MLA Charge
Comments Due: December 22, 2023
See Also - Exhibit 3, Exhibit 5
Release Number:34-98930 SEC Issue Date:Nov 14, 2023 File Number:SR-NSCC-2023-007 SRO Organization:National Securities Clearing Corporation Details: Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Modifications to the Amended and Restated Stock Options
Comments Due: by December 11, 2023.  Rebuttal Comments should be submirred by December 26, 2023.
Submit a Comment on Submit Comments on SR-NSCC-2023-007 - Notice of Filing of Proposed Rule Change to Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules
Release Number:34-98881 SEC Issue Date:Nov 8, 2023 File Number:SR-NSCC-2023-009 SRO Organization:National Securities Clearing Corporation Details: Order Approving Proposed Rule Change Relating to the Schedule of Haircuts for Eligible Clearing Fund Securities