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NSCC Rulemaking

We encourage the public to submit comments on the following National Securities Clearing Corporation (NSCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter | 

NSCC File Number List for 2016

Additional Archives


Chronological List
Release No. Date Details
Second Quarter

SR-NSCC-2016-001
34-77990 Jun. 3, 2016 Order Approving Proposed Rule Change to Remove from the DTCC Limit Monitoring Tool the 50% Early Warning Limit Alert and Make Technical Revisions to the Rules
See also: Notice: Rel. No. 34-77709

SR-NSCC-2016-001
34-77709 Apr. 26, 2016 Notice of Filing of a Proposed Rule Change to Remove from the DTCC Limit Monitoring Tool the 50% Early Warning Limit Alert and Make Technical Revisions to the Rules
Comments due: May 23, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-77990


NSCC File Number List for 2016
Release No. Date Details

SR-NSCC-2016-001
34-77990 Jun. 3, 2016 Order Approving Proposed Rule Change to Remove from the DTCC Limit Monitoring Tool the 50% Early Warning Limit Alert and Make Technical Revisions to the Rules
34-77709 Apr. 26, 2016 Notice of Filing of a Proposed Rule Change to Remove from the DTCC Limit Monitoring Tool the 50% Early Warning Limit Alert and Make Technical Revisions to the Rules
Comments due: May 23, 2016
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/nscc.shtml


Modified: 06/23/2016