National Securities Clearing Corporation Rulemaking
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Self-Regulatory Organization Rulemaking Table
File Number
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SRO Organization
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Details
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Release Number:34-99758 | SEC Issue Date:Mar 18, 2024 | File Number:SR-NSCC-2024-001 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework See Also - Exhibit 5a, Exhibit 5b Submit a Comment on SR-NSCC-2024-001
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Release Number:34-99750 | SEC Issue Date:Mar 15, 2024 | File Number:SR-NSCC-2024-002 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change to Accommodate a Shorter Standard Settlement Cycle and Make Other Changes See Also - Exhibit 5 |
Release Number:34-99733 | SEC Issue Date:Mar 14, 2024 | File Number:SR-NSCC-2023-007 | SRO Organization:National Securities Clearing Corporation |
Details: Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, to Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules |
Release Number:34-99567 | SEC Issue Date:Feb 20, 2024 | File Number:SR-NSCC-2023-007 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, to Modify the Amended and Restated Stock Options |
Release Number:34-99303 | SEC Issue Date:Jan 9, 2024 | File Number:SR-NSCC-2023-011 | SRO Organization:National Securities Clearing Corporation |
Details: Order Granting Approval of a Proposed Rule Change to Refine the Margin Liquidity Adjustment (“MLA”) Charge Calculation and the Description of the MLA Charge |
Release Number:34-99208 | SEC Issue Date:Dec 20, 2023 | File Number:SR-NSCC-2023-013 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Addendum A (Fee Structure) Comments Due: January 17, 2024 See Also - Exhibit 5, Exhibit 3 |
Release Number:34-99098 | SEC Issue Date:Dec 6, 2023 | File Number:SR-NSCC-2023-012 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: January 2, 2024 See Also - Exhibit 5 |
Release Number:34-99022 | SEC Issue Date:Nov 27, 2023 | File Number:SR-NSCC-2023-011 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change to Refine the Margin Liquidity Adjustment ("MLA") Charge Calculation and the Description of the MLA Charge Comments Due: December 22, 2023 See Also - Exhibit 3, Exhibit 5 |
Release Number:34-98930 | SEC Issue Date:Nov 14, 2023 | File Number:SR-NSCC-2023-007 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Modifications to the Amended and Restated Stock Options Comments Due: by December 11, 2023. Rebuttal Comments should be submirred by December 26, 2023. Submit a Comment on Submit Comments on SR-NSCC-2023-007 - Notice of Filing of Proposed Rule Change to Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules |
Release Number:34-98881 | SEC Issue Date:Nov 8, 2023 | File Number:SR-NSCC-2023-009 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving Proposed Rule Change Relating to the Schedule of Haircuts for Eligible Clearing Fund Securities |