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NSCC Advance Notice Rulemaking Archive: 2014

NSCC File Number List for 2014

Additional Archives

Chronological List
Release No. Date Details

SR-NSCC-2014-811
34-73975 Dec. 31, 2014 Notice of Extension of Review Period of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Additional File Nos.: SR-FICC-2014-810, SR-DTC-2014-812
See also: Notice: Rel. No. 34-74142, Notice: Rel. No. 34-73755

SR-NSCC-2014-811
34-73755 Dec. 5, 2014 Notice of Filing of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Comments due: January 2, 2015
Additional File Nos.: SR-FICC-2014-810, SR-DTC-2014-812
See also: Notice: Rel. No. 34-74142, Notice: Rel. No. 34-73975
Comments received are available for this proposal.

SR-NSCC-2014-802
34-72260 May 27, 2014 Notice of Filing Amendment No. 1 and No Objection to Advance Notice, as Modified by Amendment No. 1, to Enhance NSCC's Existing Parametric Value-at-Risk Margining Model
Comments due: June 23, 2014

SR-NSCC-2014-805
34-72131 May 8, 2014 Notice of Filing and No Objection to Advance Notice to Renew NSCC's Existing Credit Facility
Comments due: June 4, 2014

SR-NSCC-2014-802
34-71945 Apr. 15, 2014 Notice of Filing of Advance Notice to Enhance NSCC's Existing Parametric Value-at-Risk Margining Model
Comments due: May 12, 2014

NSCC Advance Notice File Number List for 2014
Release No. Date Details

SR-NSCC-2014-811
34-74142 Jan. 27, 2015 Notice of No Objection to Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Additional File Nos.: SR-FICC-2014-810, SR-DTC-2014-812
34-73975 Dec. 31, 2014 Notice of Extension of Review Period of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Additional File Nos.: SR-FICC-2014-810, SR-DTC-2014-812
34-73755 Dec. 5, 2014 Notice of Filing of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Comments due: January 2, 2015
Additional File Nos.: SR-FICC-2014-810, SR-DTC-2014-812
Comments received are available for this proposal.

SR-NSCC-2014-805
34-72131 May 8, 2014 Notice of Filing and No Objection to Advance Notice to Renew NSCC's Existing Credit Facility
Comments due: June 4, 2014

SR-NSCC-2014-802
34-72260 May 27, 2014 Notice of Filing Amendment No. 1 and No Objection to Advance Notice, as Modified by Amendment No. 1, to Enhance NSCC's Existing Parametric Value-at-Risk Margining Model
Comments due: June 23, 2014
34-71945 Apr. 15, 2014 Notice of Filing of Advance Notice to Enhance NSCC's Existing Parametric Value-at-Risk Margining Model
Comments due: May 12, 2014

 

http://www.sec.gov/rules/sro/nscc-an/nscc-an-archive/nscc-an-archive2014.shtml


Modified: 11/04/2015