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NMS Plans Archive: 2002

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.

Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.

*  Chronological List
*  File Number Lists
*  File No. 4-429: Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
*  Options Price Reporting Authority (OPRA)

Additional Archives

Chronological List
Release No. Date Details

SR-OPRA-2002-03
34-46839 Nov. 14, 2002 Notice of Filing of a Proposal to Revise the Required Form of Vendor Agreement under Section VII(b) of the OPRA Plan

4-429
34-46001 May 30, 2002 Order Granting Approval of Joint Amendments Nos. 2 and 3 to the Options Intermarket Linkage Plan Relating to Satisfaction of Trade-Throughs, the Procedures for Handling Multiple Principal Orders, Restrictions on Withdrawal, and an Implementation Timetable

File Number Lists

File No. 4-429: Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Release No. Date Details
34-46001 May 30, 2002 Order Granting Approval of Joint Amendments Nos. 2 and 3 to the Options Intermarket Linkage Plan Relating to Satisfaction of Trade-Throughs, the Procedures for Handling Multiple Principal Orders, Restrictions on Withdrawal, and an Implementation Timetable

Options Price Reporting Authority (OPRA)
Release No. Date Details

SR-OPRA-2002-03
34-46839 Nov. 14, 2002 Notice of Filing of a Proposal to Revise the Required Form of Vendor Agreement under Section VII(b) of the OPRA Plan

 

http://www.sec.gov/rules/sro/nms/nmsarchive/nms2002.shtml


Modified: 01/13/2009