National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-79595 | SEC Issue Date:Dec 19, 2016 | File Number:SR-BatsEDGX-2016-73 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule To Adopt Fees for EDGX Summary Depth and Amend Fees for EDGX Depth See Also - Exhibit 5 |
| Release Number:34-79585 | SEC Issue Date:Dec 16, 2016 | File Number:SR-BatsEDGX-2016-60, SR-BatsEDGA-2016-24, SR-BatsBZX-2016-68, SR-BatsBYX-2016-29 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) |
Details: Order Granting Approval of Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc. See Also - Rel. No. 34-79264, Rel. No.34-79269, Rel. No. 34-79266, Rel. No. 34-79265 |
| Release Number:34-79537 | SEC Issue Date:Dec 13, 2016 | File Number:SR-BatsEDGX-2016-70 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.22(b) Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| Release Number:34-79526 | SEC Issue Date:Dec 12, 2016 | File Number:SR-BatsEDGX-2016-71 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5 of Bats EDGX Exchange, Inc. To Extend Through June 30, 2017, the Penny Pilot Program in Options Classes in Certain Issues See Also - Exhibit 5 |
| Release Number:34-79501 | SEC Issue Date:Dec 7, 2016 | File Number:SR-BatsEDGX-2016-68 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of the Exchange's Equities Platform See Also - Exhibit 5 |
| Release Number:34-79497 | SEC Issue Date:Dec 7, 2016 | File Number:SR-BatsEDGX-2016-69 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange's Equities Options Platform See Also - Exhibit 5 |
| Release Number:34-79438 | SEC Issue Date:Dec 1, 2016 | File Number:SR-BatsEDGX-2016-67 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Changes to the Equity Options Fee Schedule See Also - Exhibit 5 |
| Release Number:34-79411 | SEC Issue Date:Nov 28, 2016 | File Number:SR-BatsEDGX-2016-66 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Changes to the Fee Schedule See Also - Exhibit 5 |
| Release Number:34-79403 | SEC Issue Date:Nov 28, 2016 | File Number:SR-BatsEDGX-2016-65 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Ministerial Change to Exchange Rules 11.8, 11.14, and 11.22 See Also - Exhibit 5 |
| Release Number:34-79344 | SEC Issue Date:Nov 17, 2016 | File Number:SR-BatsEDGX-2016-64 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of an Amendment to Rule 8.11, Effective Date of Judgment and the Adoption of Rule 8.18, Release of Disciplinary Complaints, Decisions and Other Information See Also - Exhibit 5 |