We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-87861 SEC Issue Date:Dec 27, 2019 File Number:SR-LTSE-2019-05 SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Membership Waive-in Process for FINRA Members
See Also - Exhibit 3, Exhibit 5
Release Number:34-87773 SEC Issue Date:Dec 17, 2019 File Number:SR-LTSE-2019-04 SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Dual Listing
See Also - Exhibit 5
Release Number:34-87357 SEC Issue Date:Oct 18, 2019 File Number:SR-LTSE-2019-03 SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Set the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280 and To Move the Limit Up-Limit Down Mechanism, Authority To Initiate Trading Halts, and Procedure for Initiating and Terminating a Trading Halt Into Separate Rules for Clarity
See Also - Exhibit 5
Release Number:34-87221 SEC Issue Date:Oct 3, 2019 File Number:SR-LTSE-2019-02 SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Make the Exchange a Display-Only Market by Removing References to Non-Displayed and Reserve Orders
See Also - Exhibit 5
Release Number:34-86722 SEC Issue Date:Aug 21, 2019 File Number:SR-LTSE-2019-01 SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) Details: Order Approving Proposed Rule Change To Adopt Rule 14.425, Which Would Require Companies Listed on the Exchange To Develop and Publish Certain Long-Term Policies
View Received Comments
Release Number:34-86327 SEC Issue Date:Jul 8, 2019 File Number:SR-LTSE-2019-01 SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) Details: Notice of Filing of Proposed Rule Change To Adopt Rule 14.425, Which Would Require Companies Listed on the Exchange To Develop and Publish Certain Long-Term Policies
View Received Comments
See Also - Exhibit 5