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NASDAQ Stock Market LLC (NASDAQ) Rulemaking: 2015

We encourage the public to submit comments on the following NASDAQ Stock Market LLC (NASDAQ) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

NASDAQ File Number List for 2015

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-NASDAQ-2015-160
34-76809 Dec. 31, 2015 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the By-Laws of Nasdaq, Inc.
Comments due: January 28, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-77165

SR-NASDAQ-2015-158
34-76797 Dec. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees for Managed Data Solutions.
Comments due: January 27, 2016

SR-NASDAQ-2015-157
34-76779 Dec. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Professional Subscriber Fee for Non-Display Usage via Direct Access
Comments due: January 25, 2016

SR-NASDAQ-2015-150
34-76769 Dec. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due: January 20, 2016
Additional Materials: Exhibit 5

SR-NASDAQ-2015-155
34-76768 Dec. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NOM Rules at Chapter XV, Section 2
Comments due: January 20, 2016
Additional Materials: Exhibit 5

SR-NASDAQ-2015-154
34-76760 Dec. 23, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fee
Comments due: January 20, 2016
Additional Materials: Exhibit 5

SR-NASDAQ-2015-153
34-76739 Dec. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Options Market – Fees and Rebates
Comments due:  January 19, 2016
Additional Materials: Exhibit 5

SR-NASDAQ-2015-152
34-76738 Dec. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Level 2 Professional Subscriber Fee
Comments due:  January 19, 2016

SR-NASDAQ-2015-144
34-76731 Dec. 22, 2015 Notice of Filing of a Proposed Rule Change to Amend Rules 5810(4), 5810(c), 5815(c) and 5820(d) to Provide Staff with Limited Discretion to Grant a Listed Company that Failed to Hold its Annual Meeting of Shareholders an Extension of Time to Comply with the Requirement
Comments due: January 20, 2016
Additional Materials: Exhibit 5

SR-NASDAQ-2015-112
34-76718 Dec. 21, 2015 Order Approving a Proposed Rule Change to Amend Rule 4758
See also: Notice: Rel. No. 34-76335, Notice: Rel. No. 34-75987

SR-NASDAQ-2015-149
34-76651 Dec. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Options Market – Fees and Rebates
Comments due: January 11, 2016
Additional Materials: Exhibit 5

SR-NASDAQ-2015-148
34-76647 Dec. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Options Market – Fees and Rebates
Comments due: January 11, 2016
Additional Materials: Exhibit 5

SR-NASDAQ-2015-147
34-76586 Dec. 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Nasdaq Rule 7018
Comments due: January 4, 2016
Additional Materials: Exhibit 5

SR-NASDAQ-2015-146
34-76550 Dec. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Record Keeping Change and Substitution Listing Event Fees for Securities Listed under the Rule 5700 Series
Comments due: December 30, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-NASDAQ-2015-124
34-76538 Dec. 2, 2015

Order Approving a Proposed Rule Change to List and Trade Shares of the Active Alts Contrarian ETF of ETFis Series Trust I
See also: Notice: Rel. No. 34-76245


SR-NASDAQ-2015-145
34-76518 Nov. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include Managed Fund Shares in the Lead Market Maker Program
Comments due: December 22, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-142
34-76499 Nov. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Order Spread Protection
Comments due:  December 18, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NASDAQ-2015-137
34-76450 Nov. 17, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Quality Incentive Program and Certain Other Fees and Credits for Execution and Routing
Comments due:  December 14, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-140
34-76449 Nov. 17, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Sponsored Access
Comments due:  December 14, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-133
34-76445 Nov. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Create a Market Access and Routing Subsidy or "MARS"
Comments due:  December 11, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-138
34-76410 Nov. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories and to Retire Other Registration Categories
Comments due: December 8, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-128
34-76386 Nov. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Chapter XV, Entitled “Options Pricing,” at Section 2 Governing Pricing for NASDAQ Members
Comments due: December 4, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-131
34-76384 Nov. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due:  December 4, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-134
34-76368 Nov. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Business Continuity and Disaster Recovery Plans Testing Requirements
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NASDAQ-2015-130
34-76365 Nov. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to modify Chapter XV, entitled “Options Pricing,” at Section 2 governing pricing for NASDAQ members
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NASDAQ-2015-127
34-76363 Nov. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Chapter XV, Entitled “Options Pricing,” at Section 2 Governing Pricing for NASDAQ Members
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NASDAQ-2015-115
34-76344 Nov. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Chapter XV, Entitled "Options Pricing," at Section 2 Governing Pricing for NASDAQ Members
Comments due: December 1, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-135
34-76340 Nov. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the LIST Routing Option
Comments due: December 1, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-112
34-76335 Nov. 3, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Establish a Retail Order Process Known as “RTFY”
See also: Notice: Rel. No. 34-76718, Notice: Rel. No. 34-75987

SR-NASDAQ-2015-122
34-76316 Oct. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Risk Monitor Mechanism
Comments due:  November 27, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-126
34-76298 Oct. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Nasdaq Rule 7018
Comments due: November 25, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-121
34-76297 Oct. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Terminology in Nasdaq Rules 4120, 5615 and 5745 and IM-5615-4
Comments due: November 25, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-117
34-76259 Oct. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options Testing Facility
Comments due: November 20, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-124
34-76245 Oct. 23, 2015 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Active Alts Contrarian ETF of ETFis Series Trust I
Comments due: November 19, 2015
See also: Order: Rel. No. 34-76538

SR-NASDAQ-2015-125
34-76226 Oct. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Obvious Error Pilot Program
Comments due:  November 18, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-116
34-76139 Oct. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options
Comments due:  November 10, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-113
34-76131 Oct. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Chapter XV, Entitled "Options Pricing," at Section 2 Governing Pricing for NASDAQ Members
Comments due:  November 9, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-096
34-76123 Oct. 9, 2015 Order Approving Proposed Rule Change to Adopt a Kill Switch for NOM
See also: Notice: Rel. No. 34-75743

SR-NASDAQ-2015-095
34-76126 Oct. 9, 2015 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the Shares of the AltShares Long/Short High Yield Fund of ETFis Series Trust I
See also: Notice: Rel. No. 34-75738

SR-NASDAQ-2015-075
34-76076 Oct. 5, 2015 Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of the First Trust SSI Strategic Convertible Securities ETF of First Trust Exchange-Traded Fund IV
See also: Notice: Rel. No. 34-75817, Notice: Rel. No. 34-75447
Third Quarter

SR-NASDAQ-2015-112
34-75987 Sep. 25, 2015 Notice of Filing of Proposed Rule Change to Amend Rule 4758
Comments due: October 22, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-76718, Notice: Rel. No. 34-76335
Comments received are available for this proposal.

SR-NASDAQ-2015-089
34-75975 Sep. 24, 2015 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the 1-3 Month Enhanced Short Duration ETF, a Series of Plus Trust
See also: Notice: Rel. No. 34-75694

SR-NASDAQ-2015-085
34-75936 Sep. 17, 2015 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the Shares of the PowerShares High Income Downside Hedged Portfolio, a series of the PowerShares Actively Managed Exchange-Traded Fund Trust
See also: Notice: Rel. No. 34-75555

SR-NASDAQ-2015-109
34-75931 Sep. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter XV, Section 2 entitled "NASDAQ Options Market – Fees and Rebates"
Comments due: October 13, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-102
34-75910 Sep. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend transaction fees at Chapter XV, Section 2 entitled "NASDAQ Options Market – Fees and Rebates"
Comments due: October 9, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NASDAQ-2015-110
34-75882 Sep. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rules 7015(b) and (g) to Modify Port Fees
Comments due:  October 7, 2015

SR-NASDAQ-2015-105
34-75876 Sep. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Nasdaq Rules 7014 and 7018, Pertaining to Credits, Rebates, and Fee Caps
Comments due:  October 7, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-082
34-75863 Sep. 9, 2015 Order Approving a Proposed Rule Change to Introduce an Additional Data Element to the IPO Indicator Service
See also: Notice: Rel. No. 34-75517

SR-NASDAQ-2015-075
34-75817 Sep. 2, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the First Trust SSI Strategic Convertible Securities ETF of First Trust Exchange-Traded Fund IV
See also: Order: Rel. No. 34-76076, Notice: Rel. No. 34-75447

SR-NASDAQ-2015-103
34-75815 Sep. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Nasdaq Rule 5745
Comments due:  September 30, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-096
34-75743 Aug. 20, 2015

Notice of Filing of Proposed Rule Change to Adopt a Kill Switch for NOM
Comments due:  September 16, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-76123


SR-NASDAQ-2015-101
34-75739 Aug. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter XV, Section 3 Entitled "NASDAQ Options Market - Access Services"
Comments due:  September 15, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-097
34-75734 Aug. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Surveillance Agreements
Comments due:  September 15, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-095
34-75738 Aug. 19, 2015

Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the AltShares Long/Short High Yield Fund of ETFis Series Trust I
Comments due:  September 15, 2015
See also: Notice: Rel. No. 34-76126


SR-NASDAQ-2015-100
34-75715 Aug. 17, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Verifiable Disruption or Malfunction of Exchange Systems
Comments due:  September 11, 2015

SR-NASDAQ-2015-099
34-75701 Aug. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Nasdaq Rules 7014 and 7018
Comments due:  September 10, 2015

SR-NASDAQ-2015-089
34-75694 Aug. 13, 2015 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the 1-3 Month Enhanced Short Duration ETF, a Series of Plus Trust
Comments due:  September 9, 2015
See also: Order: Rel. No. 34-75975

SR-NASDAQ-2015-094
34-75661 Aug. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ Rule 7051 Fees Relating to Pricing for Direct Circuit Connections
Comments due:  September 8, 2015

SR-NASDAQ-2015-090
34-75647 Aug. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter XV, Section 2 entitled “NASDAQ Options Market – Fees and Rebates”
Comments due:  September 3, 2015

SR-NASDAQ-2015-093
34-75637 Aug. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Public Disclosure of Exchange Usage of Market Data
Comments due:  September 3, 2015

SR-NASDAQ-2015-059
34-75613 Aug. 5, 2015 Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to List and Trade Shares of the Reaves Utilities ETF of ETFis Series Trust I
See also: Notice: Rel. No. 34-75178

SR-NASDAQ-2015-088
34-75600 Aug. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due: August 31, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-087
34-75601 Aug. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow Listed Companies to Opt in to Nasdaq’s All-Inclusive Annual Listing Fee
Comments due: August 31, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-086
34-75557 Jul. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rule 7015(b) and (g) to Modify Port Fees
Comments due: August 26, 2015

SR-NASDAQ-2015-085
34-75555 Jul. 30, 2015 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the PowerShares High Income Downside Hedged Portfolio a series of the PowerShares Actively Managed Exchange-Traded Fund Trust
Comments due: August 26, 2015

SR-NASDAQ-2015-082
34-75863 Sep. 9, 2015 Order Approving a Proposed Rule Change to Introduce an Additional Data Element to the IPO Indicator Service
34-75517 Jul. 24, 2015 Notice of Filing of Proposed Rule Change to Introduce an Additional Data Element to the IPO Indicator Service
Comments due: August 20, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-084
34-75514 Jul. 23, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ Rule 7014(g) Concerning Rebates Available Under the NBBO Program
Comments due: August 19, 2015

SR-NASDAQ-2015-079
34-75498 Jul. 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to NOM Order Routing
Comments due: August 17, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-036
34-75499 Jul. 21, 2015 Order Granting Approval of Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of 18 Eaton Vance NextShares ETMFs of Either the Eaton Vance ETMF Trust or the Eaton Vance ETMF Trust II
See also: Notice: Rel. No. 34-75121, Notice: Rel. No. 34-74797

SR-NASDAQ-2015-081
34-75458 Jul. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ Rule 7018 Governing Fees and Credits Assessed for Execution and Routing
Comments due:  August 11, 2015

SR-NASDAQ-2015-075
34-75447 Jul. 14, 2015 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the First Trust SSI Strategic Convertible Securities ETF of First Trust Exchange-Traded Fund IV
Comments due:  August 10, 2015
See also: Order: Rel. No. 34-76076, Notice: Rel. No. 34-75817
Comments received are available for this proposal.

SR-NASDAQ-2015-058
34-75421 Jul. 10, 2015 Order Approving Proposed Rule Changes to Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Additional File Nos.:  SR-BSECC-2015-001, SR-BX-2015-030, SR-Phlx-2015-46, SR-SCCP-2015-01
See also: Notice: Rel. No. 34-75064; Notice: Rel. No. 34-75051; Notice: Rel. No. 34-75052; Notice: Rel. No. 34-75053; Notice: Rel. No. 34-75063

SR-NASDAQ-2015-070
34-75423 Jul. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relating to Non-Penny Pilot Options Fees
Comments due:  August 6, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-072
34-75413 Jul. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to SPY Position Limits
Comments due:  August 5, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-NASDAQ-2015-061
34-75391 Jul. 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Volume-Based and Multi-Trigger Thresholds
Comments due:  August 4, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-071
34-75389 Jul. 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Designated Liquidity Provider Program under Rule 7018(i)
Comments due:  August 4, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-066
34-75375 Jul. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Definition of Designated Retail Order in Nasdaq Rule 7018
Comments due:  August 3, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-067
34-75366 Jul. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees assessed under Rules 7015(b) and (g)
Comments due:  July 31, 2015

SR-NASDAQ-2015-049
34-75349 Jul. 1, 2015 Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of the PowerShares DB Optimum Yield Diversified Commodity Strategy Portfolio, PowerShares Agriculture Commodity Strategy Portfolio, PowerShares Precious Metals Commodity Strategy Portfolio, PowerShares Energy Commodity Strategy Portfolio, PowerShares Base Metals Commodity Strategy Portfolio and PowerShares Bloomberg Commodity Strategy Portfolio, Each a Series of PowerShares Actively Managed Exchange-Traded Commodity Fund Trust
See also: Notice: Rel. No. 34-74979
Second Quarter

SR-NASDAQ-2015-064
34-75316 Jun. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Recent Changes to Rules 4751(h) and 4754(b)
Comments due:  July 23, 2015

SR-NASDAQ-2015-063
34-75283 Jun. 24, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange’s Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted
Comments due:  July 21, 2015

SR-NASDAQ-2015-062
34-75261 Jun. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Nasdaq Rules 7014 and 7018
Comments due:  July 17, 2015

SR-NASDAQ-2015-055
34-75257 Jun. 22, 2015 Order Approving a Proposed Rule Change Regarding NASDAQ Last Sale Plus
See also: Notice: Rel. No. 34-74972

SR-NASDAQ-2015-024
34-75252 Jun. 22, 2015 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend and Restate Certain Nasdaq Rules that Govern the Nasdaq Market Center
See also:
Notice: Rel. No. 34-74881, Rel. No. 34-74558
Comments due:  July 17, 2015

SR-NASDAQ-2015-059
34-75178 Jun. 16, 2015 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of the Shares of the Reaves Utilities ETF of ETFis Series Trust I
Comments due: July 13, 2015
See also: Order: Rel. No. 34-75613
Comments received are available for this proposal.

SR-NASDAQ-2015-060
34-75141 Jun. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter VI, Section 18 of the Exchange’s Options Rules
Comments due: July 7, 2015

SR-NASDAQ-2015-036
34-75121 Jun. 8, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of 18 Eaton Vance NextShares ETMFs of Either the Eaton Vance ETMF Trust or the Eaton Vance ETMF Trust II
See also: Notice: Rel. No. 34-74797

SR-NASDAQ-2015-057
34-75072 May 29, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4626(b)(3)
Comments due: June 24, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-058
34-75052 May 27, 2015 Notice of Filing of Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Comments due: June 23, 2015
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-75421

SR-NASDAQ-2015-023
34-75031 May 21, 2015 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade the Shares of the Tuttle Tactical Management Multi-Strategy Income ETF of ETFis Series Trust I
See also: Notice: Rel. No. 34-74653

SR-NASDAQ-2015-049
34-74979 May 15, 2015 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the PowerShares DB Optimum Yield Diversified Commodity Strategy Portfolio, PowerShares Agriculture Commodity Strategy Portfolio, PowerShares Precious Metals Commodity Strategy Portfolio, PowerShares Energy Commodity Strategy Portfolio, PowerShares Base Metals Commodity Strategy Portfolio and PowerShares Bloomberg Commodity Strategy Portfolio, Each a Series of PowerShares Actively Managed Exchange-Traded Commodity Fund Trust
Comments due: June 11, 2015
Comments received are available for this proposal.

SR-NASDAQ-2015-055
34-74972 May 15, 2015 Notice of Filing of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due: June 11, 2015

SR-NASDAQ-2015-052
34-74946 May 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ Rule 7018 Governing Fees and Credits Assessed For Execution and Routing
Comments due: June 9, 2015

SR-NASDAQ-2015-047
34-74931 May 12, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates
Comments due: June 8, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-054
34-74915 May 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter V, Section 6
Comments due: June 4, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-050
34-74895 May 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Billing Policies
Comments due: June 3, 2015

SR-NASDAQ-2015-024
34-74881 May 6, 2015 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend and Restate Certain Nasdaq Rules That Govern the Nasdaq Market Center
See also: Notice: Rel. No. 34-74558

SR-NASDAQ-2015-045
34-74880 May 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Low Beta Income ETF, a series of First Trust Exchange-Traded Fund VI
Comments due: June 2, 2015

SR-NASDAQ-2015-044
34-74873 May 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust High Income ETF, a series of First Trust Exchange-Traded Fund VI
Comments due: June 1, 2015

SR-NASDAQ-2015-042
34-74829 Apr. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rule 7015(b) and (g) to Modify Port Fees
Comments due:  May 26, 2015

SR-NASDAQ-2015-046
34-74823 Apr. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Collection of Exchange Fees
Comments due:  May 26, 2015

SR-NASDAQ-2015-039
34-74821 Apr. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees, Dues and Other Charges
Comments due:  May 26, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-036
34-74797 Apr. 23, 2015 Notice of Filing of Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of 18 Eaton Vance NextShares ETMFs of either the Eaton Vance ETMF Trust or the Eaton Vance ETMF Trust II
Comments due: May 20, 2015
See also: Notice: Rel. No. 34-75121

SR-NASDAQ-2015-038
34-74795 Apr. 23, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Postpone Implementation of Changes to Rules 4751(h) and 4754(b) Relating to the Closing Process
Comments due: May 20, 2015

SR-NASDAQ-2015-034
34-74784 Apr. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Market Center Participant Registration and Sponsored Access
Comments due: May 19, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-012
34-74780 Apr. 22, 2015 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the WisdomTree Western Unconstrained Bond Fund of the WisdomTree Trust
See also: Notice: Rel. No. 34-74448

SR-NASDAQ-2015-037
34-74764 Apr. 17, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to HGX and OSX
Comments due:  May 14, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-035
34-74745 Apr. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Distributor and Managed Data Solution Distributor Fees for an Optional Hardware-Based Version of NASDAQ ITCH to Trade Options
Comments due:  May 13, 2015

SR-NASDAQ-2015-011
34-74742 Apr. 16, 2015 Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to List and Trade the Shares of the First Trust Strategic Floating Rate ETF of First Trust Exchange-Traded Fund IV
See also: Notice: Rel. No. 34-74378

SR-NASDAQ-2015-013
34-74728 Apr. 15, 2015 Order Approving a Proposed Rule Change to List and Trade Shares of the AlphaMark Actively Managed Small Cap ETF of ETF Series Solutions
See also: Notice: Rel. No. 34-74377

SR-NASDAQ-2015-032
34-74725 Apr. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rules 7014 and 7018
Comments due:  May 11, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-033
34-74690 Apr. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Public Disclosure of Exchange Usage of Market Data
Comments due:  May 6, 2015

SR-NASDAQ-2015-029
34-74680 Apr. 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ Rule 7051 Fees Relating to Pricing for Direct Circuit Connections
Comments due: May 5, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-023
34-74653 Apr. 6, 2015 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Tuttle Tactical Management Multi-Strategy Income ETF of ETFis Series Trust I
Comments due: May 1, 2015
See also: Notice: Rel. No. 34-75031
Comments received are available for this proposal.

SR-NASDAQ-2015-031
34-74644 Apr. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Rule 4758
Comments due: April 30, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-028
34-74637 Apr. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Postpone Implementation of Changes to Rule 4751(h)(5)
Comments due: April 29, 2015

SR-NASDAQ-2015-030
34-74629 Apr. 1, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ Rule 7001(c)
Comments due: April 27, 2015
First Quarter

SR-NASDAQ-2015-027
34-74616 Mar. 31, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates
Comments due: April 27, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-025
34-74580 Mar. 25, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 5950
Comments due: April 21, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-024
34-74558 Mar. 20, 2015 Notice of Proposed Rule Change to Amend and Restate Certain Nasdaq Rules that Govern the Nasdaq Market Center
Comments due: April 16, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-74881
Comments received are available for this proposal.

SR-NASDAQ-2015-021
34-74524 Mar. 18, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees Assessed under NASDAQ Rule 7016(a)
Comments due: April 14, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-022
34-74518 Mar. 17, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(h)(5) Relating to Market Hours IOC Orders
Comments due: April 13, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-020
34-74506 Mar. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rules 7014
Comments due: April 9, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-019
34-74475 Mar. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Penny Pilot Options
Comments due: April 7, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-017
34-74472 Mar. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide a Limited Price Guarantee to Certain Companies that Switch their Listing to Nasdaq from Another Exchange
Comments due: April 7, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-012
34-74448 Mar. 5, 2015 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the WisdomTree Western Unconstrained Bond Fund of the WisdomTree Trust
Comments due: April 1, 2015
Comments received are available for this proposal.

SR-NASDAQ-2015-011
34-74378 Feb. 25, 2015 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Strategic Floating Rate ETF of First Trust Exchange-Traded Fund IV
Comments due: March 24, 2015
See also: Order: Rel. No. 34-74742
Comments received are available for this proposal.

SR-NASDAQ-2015-013
34-74377 Feb. 25, 2015 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the AlphaMark Actively Managed Small Cap ETF of ETF Series Solutions
Comments due: March 24, 2015
See also: Order: Rel. No. 34-74728

SR-NASDAQ-2015-014
34-74342 Feb. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Postpone Implementation of Changes to Rules 4751(h) and 4754(b) Relating to the Closing Proces
Comments due: March 19, 2015

SR-NASDAQ-2015-016
34-74336 Feb. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter V, Regulation of Trading on NOM, to Extend the Pilot Program Under Section 3(d)(iv)
Comments due: March 19, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2014-127
34-74303 Feb. 19, 2015 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Tuttle Tactical Management U.S. Core ETF of ETFis Series Trust I
See also: Notice: Rel. No. 34-73960

SR-NASDAQ-2014-065
34-74299 Feb. 18, 2015 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt New Rule 5713 and List ®Paired Class Shares Issued by AccuShares Commodities Trust I
See also: Notice: Rel. No. 34-73843, Notice: Rel. No. 34-73142, Notice: Rel. No. 34-72779, Notice: Rel. No. 34-72412

SR-NASDAQ-2014-102
34-74279 Feb. 13, 2015 Order Granting Approval of Proposed Rule Change to Require That a Company Publicly Disclose the Denial of a Listing Application
See also: Notice: Rel. No. 34-73912

SR-NASDAQ-2015-010
34-74259 Feb. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Application of Fees to Securities under the Select Symbol Program of Rule 7018(a)(4)
Comments due: March 11, 2015

SR-NASDAQ-2015-008
34-74258 Feb. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ Rule 7018 Fees
Comments due: March 11, 2015

SR-NASDAQ-2015-007
34-74198 Feb. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules of The NASDAQ Options Market Regarding Sharing of Risk Settings
Comments due:  March 2, 2015

SR-NASDAQ-2015-006
34-74190 Feb. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the List of Securities Eligible for the Select Symbol Program under Rule 7018(a)(4)
Comments due: March 2, 2015

SR-NASDAQ-2015-005
34-74146 Jan. 27, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program 1 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ("Act"), and Rule 219b-4 thereunder, notice is hereby given that, on January 21, 2015. The NASDAQ Stock Market LLC ("NASDAQ" or "Exchange") filed with the Securities and Exchange Commission ("Commission") the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested person
Comments due:  February 23, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2014-116
34-74096 Jan. 20, 2015 Order Approving a Proposed Rule Change Relating to the NASDAQ Opening and Halt Cross
See also: Notice: Rel. No. 34-73739

SR-NASDAQ-2015-004
34-74078 Jan. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Membership Application
Comments due: February 13, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-NASDAQ-2015-002
34-74077 Jan. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due: February 13, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2014-110
34-74041 Jan. 13, 2015 Order Approving a Proposed Rule Change to Adopt NASDAQ Rule 7015(i) to Offer the New IPO Workstation
See also: Notice: Rel. No. 34-73683

SR-NASDAQ-2015-003
34-74040 Jan. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due: February 6, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2014-125
34-73978 Jan. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Impose a Minimum Fee for Execution Venues Operating a Trading Platform or Multiple Platforms That Utilize NASDAQ Proprietary Depth Data on a Non-Displayed Basis
Comments due: January 29, 2015


NASDAQ File Number List for 2015
Release No

SR-NASDAQ-2015-167
34-76874 Jan. 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section (a)(6) of Rule 1120, Continuing Education Requirements
Comments due: February 9, 2016
Additional Materials: Exhibit 5

SR-NASDAQ-2015-166
34-76886 Jan. 13, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Chapter XV, entitled "Options Pricing"
Comments due: February 10, 2016

SR-NASDAQ-2015-164
34-76826 Jan. 5, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7014
Comments due: February 1, 2016
Additional Materials: Exhibit 5

SR-NASDAQ-2015-163
34-76830 Jan. 5, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay of Implementation of Kill Switch
Comments due: February 1, 2016

SR-NASDAQ-2015-162
34-76825 Jan. 5, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Nasdaq Rule 7015
Comments due: February 1, 2016
Additional Materials: Exhibit 5

SR-NASDAQ-2015-161
34-77548 Apr. 6, 2016 Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to the Listing and Trading of the Shares of the First Trust RiverFront Dynamic Europe ETF, First Trust RiverFront Dynamic Asia Pacific ETF, First Trust RiverFront Dynamic Emerging Markets ETF, and First Trust RiverFront Dynamic Developed International ETF of First Trust Exchange-Traded Fund III
34-77192 Feb. 19, 2016 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of the First Trust RiverFront Dynamic Europe ETF, First Trust RiverFront Dynamic Asia Pacific ETF, First Trust RiverFront Dynamic Emerging Markets ETF, and First Trust RiverFront Dynamic Developed International ETF of First Trust Exchange-Traded Fund III
34-76817 Jan. 4, 2016 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust RiverFront Dynamic Europe ETF, First Trust RiverFront Dynamic Asia Pacific ETF, First Trust RiverFront Dynamic Emerging Markets ETF, and the First Trust RiverFront Dynamic Developed International ETF of First Trust Exchange-Traded Fund III
Comments due: January 29, 2016
Comments received are available for this proposal.

SR-NASDAQ-2015-160
34-77165 Feb. 17, 2016 Order Approving Proposed Rule Changes, as Modified by Amendments Thereto, to Amend the By-Laws of NASDAQ, Inc.
Additional File Nos.: SR-BSECC-2015-002; SR-SCCP-2015-02; SR-BX-2015-085; SR-Phlx-2015-113
34-76809 Dec. 31, 2015 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the By-Laws of Nasdaq, Inc.
Comments due: January 28, 2016
Additional Materials: Exhibit 5

SR-NASDAQ-2015-159
34-77235 Feb. 25, 2016 Order Approving a Proposed Rule Change to Implement Additional Price Protections in the Opening Process
34-76833 Jan. 5, 2016 Notice of Filing of Proposed Rule Change to Implement Additional Price Protections in the Opening Process
Comments due: February 1, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NASDAQ-2015-158
34-76797 Dec. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees for Managed Data Solutions.
Comments due: January 27, 2016

SR-NASDAQ-2015-157
34-76779 Dec. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Professional Subscriber Fee for Non-Display Usage via Direct Access
Comments due: January 25, 2016

SR-NASDAQ-2015-155
34-76768 Dec. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NOM Rules at Chapter XV, Section 2
Comments due: January 20, 2016
Additional Materials: Exhibit 5

SR-NASDAQ-2015-154
34-76760 Dec. 23, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fee
Comments due: January 20, 2016
Additional Materials: Exhibit 5

SR-NASDAQ-2015-153
34-76739 Dec. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Options Market – Fees and Rebates
Comments due:  January 19, 2016
Additional Materials: Exhibit 5

SR-NASDAQ-2015-152
34-76738 Dec. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Level 2 Professional Subscriber Fee
Comments due:  January 19, 2016

SR-NASDAQ-2015-150
34-76769 Dec. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due: January 20, 2016
Additional Materials: Exhibit 5

SR-NASDAQ-2015-149
34-76651 Dec. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Options Market – Fees and Rebates
Comments due: January 11, 2016
Additional Materials: Exhibit 5

SR-NASDAQ-2015-148
34-76647 Dec. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Options Market – Fees and Rebates
Comments due: January 11, 2016
Additional Materials: Exhibit 5

SR-NASDAQ-2015-147
34-76586 Dec. 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Nasdaq Rule 7018
Comments due: January 4, 2016
Additional Materials: Exhibit 5

SR-NASDAQ-2015-146
34-76550 Dec. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Record Keeping Change and Substitution Listing Event Fees for Securities Listed under the Rule 5700 Series
Comments due: December 30, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-NASDAQ-2015-145
34-76518 Nov. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include Managed Fund Shares in the Lead Market Maker Program
Comments due: December 22, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-144
34-77137 Feb. 12, 2016 Order Granting Approval of Proposed Rule Change to Amend Rules 5810(4), 5810(c), 5815(c) and 5820(d) to Provide Staff with Limited Discretion to Grant a Listed Company that Failed to Hold its Annual Meeting of Shareholders an Extension of Time to Comply with the Annual Meeting Requirement
34-76731 Dec. 22, 2015 Notice of Filing of a Proposed Rule Change to Amend Rules 5810(4), 5810(c), 5815(c) and 5820(d) to Provide Staff with Limited Discretion to Grant a Listed Company that Failed to Hold its Annual Meeting of Shareholders an Extension of Time to Comply with the Requirement
Comments due: January 20, 2016
Additional Materials: Exhibit 5

SR-NASDAQ-2015-142
34-76499 Nov. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Order Spread Protection
Comments due:  December 18, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NASDAQ-2015-140
34-76449 Nov. 17, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Sponsored Access
Comments due:  December 14, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-138
34-76410 Nov. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories and to Retire Other Registration Categories
Comments due: December 8, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-137
34-76450 Nov. 17, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Quality Incentive Program and Certain Other Fees and Credits for Execution and Routing
Comments due:  December 14, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-135
34-76340 Nov. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the LIST Routing Option
Comments due: December 1, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-134
34-76368 Nov. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Business Continuity and Disaster Recovery Plans Testing Requirements
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NASDAQ-2015-133
34-76445 Nov. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Create a Market Access and Routing Subsidy or "MARS"
Comments due:  December 11, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-131
34-76384 Nov. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due:  December 4, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-130
34-76365 Nov. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to modify Chapter XV, entitled “Options Pricing,” at Section 2 governing pricing for NASDAQ members
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NASDAQ-2015-128
34-76386 Nov. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Chapter XV, Entitled “Options Pricing,” at Section 2 Governing Pricing for NASDAQ Members
Comments due:  December 4, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-127
34-76363 Nov. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Chapter XV, Entitled “Options Pricing,” at Section 2 Governing Pricing for NASDAQ Members
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NASDAQ-2015-126
34-76298 Oct. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Nasdaq Rule 7018
Comments due: November 25, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-125
34-76226 Oct. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Obvious Error Pilot Program
Comments due:  November 18, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-124
34-76538 Dec. 2, 2015 Order Approving a Proposed Rule Change to List and Trade Shares of the Active Alts Contrarian ETF of ETFis Series Trust I
See also: Notice: Rel. No. 34-76245
34-76245 Oct. 23, 2015 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Active Alts Contrarian ETF of ETFis Series Trust I
Comments due: November 19, 2015

SR-NASDAQ-2015-122
34-76316 Oct. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Risk Monitor Mechanism
Comments due:  November 27, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-121
34-76297 Oct. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Terminology in Nasdaq Rules 4120, 5615 and 5745 and IM-5615-4
Comments due: November 25, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-117
34-76259 Oct. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options Testing Facility
Comments due: November 20, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-116
34-76139 Oct. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options
Comments due:  November 10, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-115
34-76344 Nov. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Chapter XV, Entitled "Options Pricing," at Section 2 Governing Pricing for NASDAQ Members
Comments due: December 1, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-113
34-76131 Oct. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Chapter XV, Entitled "Options Pricing," at Section 2 Governing Pricing for NASDAQ Members
Comments due:  November 9, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-112
34-76718 Dec. 21, 2015 Order Approving a Proposed Rule Change to Amend Rule 4758
34-76335 Nov. 3, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Establish a Retail Order Process Known as “RTFY”
34-75987 Sep. 25, 2015 Notice of Filing of Proposed Rule Change to Amend Rule 4758
Comments due: October 22, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NASDAQ-2015-110
34-75882 Sep. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rules 7015(b) and (g) to Modify Port Fees
Comments due:  October 7, 2015

SR-NASDAQ-2015-109
34-75931 Sep. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter XV, Section 2 entitled "NASDAQ Options Market – Fees and Rebates"
Comments due: October 13, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-105
34-75876 Sep. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Nasdaq Rules 7014 and 7018, Pertaining to Credits, Rebates, and Fee Caps
Comments due:  October 7, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-103
34-75815 Sep. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Nasdaq Rule 5745
Comments due:  September 30, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-102
34-75910 Sep. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend transaction fees at Chapter XV, Section 2 entitled "NASDAQ Options Market – Fees and Rebates"
Comments due: October 9, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NASDAQ-2015-101
34-75739 Aug. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter XV, Section 3 Entitled "NASDAQ Options Market - Access Services"
Comments due:  September 15, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-100
34-75715 Aug. 17, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Verifiable Disruption or Malfunction of Exchange Systems
Comments due:  September 11, 2015

SR-NASDAQ-2015-099
34-75701 Aug. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Nasdaq Rules 7014 and 7018
Comments due:  September 10, 2015

SR-NASDAQ-2015-097
34-75734 Aug. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Surveillance Agreements
Comments due:  September 15, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-096
34-76123 Oct. 9, 2015 Order Approving Proposed Rule Change to Adopt a Kill Switch for NOM
34-75743 Aug. 20, 2015 Notice of Filing of Proposed Rule Change to Adopt a Kill Switch for NOM
Comments due:  September 16, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-095
34-76126 Oct. 9, 2015 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the Shares of the AltShares Long/Short High Yield Fund of ETFis Series Trust I
34-75738 Aug. 19, 2015 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the AltShares Long/Short High Yield Fund of ETFis Series Trust I
Comments due:  September 15, 2015

SR-NASDAQ-2015-094
34-75661 Aug. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ Rule 7051 Fees Relating to Pricing for Direct Circuit Connections
Comments due:  September 8, 2015

SR-NASDAQ-2015-093
34-75637 Aug. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Public Disclosure of Exchange Usage of Market Data
Comments due:  September 3, 2015

SR-NASDAQ-2015-090
34-75647 Aug. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter XV, Section 2 entitled “NASDAQ Options Market – Fees and Rebates”
Comments due:  September 3, 2015

SR-NASDAQ-2015-089
34-75975 Sep. 24, 2015 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the 1-3 Month Enhanced Short Duration ETF, a Series of Plus Trust
34-75694 Aug. 13, 2015 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the 1-3 Month Enhanced Short Duration ETF, a Series of Plus Trust
Comments due:  September 9, 2015

SR-NASDAQ-2015-088
34-75600 Aug. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due: August 31, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-087
34-75601 Aug. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow Listed Companies to Opt in to Nasdaq’s All-Inclusive Annual Listing Fee
Comments due: August 31, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-086
34-75557 Jul. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rule 7015(b) and (g) to Modify Port Fees
Comments due: August 26, 2015

SR-NASDAQ-2015-085
34-75936 Sep. 17, 2015 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the Shares of the PowerShares High Income Downside Hedged Portfolio, a series of the PowerShares Actively Managed Exchange-Traded Fund Trust
34-75555 Jul. 30, 2015 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the PowerShares High Income Downside Hedged Portfolio a series of the PowerShares Actively Managed Exchange-Traded Fund Trust
Comments due: August 26, 2015

SR-NASDAQ-2015-084
34-75514 Jul. 23, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ Rule 7014(g) Concerning Rebates Available Under the NBBO Program
Comments due: August 19, 2015

SR-NASDAQ-2015-082
34-75517 Jul. 24, 2015 Notice of Filing of Proposed Rule Change to Introduce an Additional Data Element to the IPO Indicator Service
Comments due: August 20, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-081
34-75458 Jul. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ Rule 7018 Governing Fees and Credits Assessed for Execution and Routing
Comments due:  August 11, 2015

SR-NASDAQ-2015-079
34-75498 Jul. 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to NOM Order Routing
Comments due: August 17, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-075
34-76076 Oct. 5, 2015 Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of the First Trust SSI Strategic Convertible Securities ETF of First Trust Exchange-Traded Fund IV
34-75817 Sep. 2, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the First Trust SSI Strategic Convertible Securities ETF of First Trust Exchange-Traded Fund IV
34-75447 Jul. 14, 2015 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the First Trust SSI Strategic Convertible Securities ETF of First Trust Exchange-Traded Fund IV
Comments due:  August 10, 2015
Comments received are available for this proposal.

SR-NASDAQ-2015-072
34-75413 Jul. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to SPY Position Limits
Comments due:  August 5, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-NASDAQ-2015-071
34-75389 Jul. 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Designated Liquidity Provider Program under Rule 7018(i)
Comments due:  August 4, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-070
34-75423 Jul. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relating to Non-Penny Pilot Options Fees
Comments due:  August 6, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-067
34-75366 Jul. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees assessed under Rules 7015(b) and (g)
Comments due:  July 31, 2015

SR-NASDAQ-2015-066
34-75375 Jul. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Definition of Designated Retail Order in Nasdaq Rule 7018
Comments due:  August 3, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-064
34-75316 Jun. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Recent Changes to Rules 4751(h) and 4754(b)
Comments due:  July 23, 2015

SR-NASDAQ-2015-063
34-75283 Jun. 24, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange’s Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted
Comments due:  July 21, 2015

SR-NASDAQ-2015-062
34-75261 Jun. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Nasdaq Rules 7014 and 7018
Comments due:  July 17, 2015

SR-NASDAQ-2015-061
34-75391 Jul. 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Volume-Based and Multi-Trigger Thresholds
Comments due:  August 4, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-060
34-75141 Jun. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter VI, Section 18 of the Exchange’s Options Rules
Comments due: July 7, 2015

SR-NASDAQ-2015-059
34-75613 Aug. 5, 2015 Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to List and Trade Shares of the Reaves Utilities ETF of ETFis Series Trust I
34-75178 Jun. 16, 2015 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of the Shares of the Reaves Utilities ETF of ETFis Series Trust I
Comments due: July 13, 2015
Comments received are available for this proposal.

SR-NASDAQ-2015-058
34-75421 Jul. 10, 2015 Order Approving Proposed Rule Changes to Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Additional File Nos.:  SR-BSECC-2015-001, SR-BX-2015-030, SR-Phlx-2015-46, SR-SCCP-2015-01
See also: Notice: Rel. No. 34-75064; Notice: Rel. No. 34-75051; Notice: Rel. No. 34-75052; Notice: Rel. No. 34-75053; Notice: Rel. No. 34-75063
34-75052 May 27, 2015 Notice of Filing of Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Comments due: June 23, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-057
34-75072 May 29, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4626(b)(3)
Comments due: June 24, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-055
34-75257 Jun. 22, 2015 Order Approving a Proposed Rule Change Regarding NASDAQ Last Sale Plus
34-74972 May 15, 2015 Notice of Filing of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due: June 11, 2015

SR-NASDAQ-2015-054
34-74915 May 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter V, Section 6
Comments due: June 4, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-052
34-74946 May 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ Rule 7018 Governing Fees and Credits Assessed For Execution and Routing
Comments due: June 9, 2015

SR-NASDAQ-2015-050
34-74895 May 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Billing Policies
Comments due: June 3, 2015

SR-NASDAQ-2015-049
34-75349 Jul. 1, 2015 Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of the PowerShares DB Optimum Yield Diversified Commodity Strategy Portfolio, PowerShares Agriculture Commodity Strategy Portfolio, PowerShares Precious Metals Commodity Strategy Portfolio, PowerShares Energy Commodity Strategy Portfolio, PowerShares Base Metals Commodity Strategy Portfolio and PowerShares Bloomberg Commodity Strategy Portfolio, Each a Series of PowerShares Actively Managed Exchange-Traded Commodity Fund Trust
34-74979 May 15, 2015 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the PowerShares DB Optimum Yield Diversified Commodity Strategy Portfolio, PowerShares Agriculture Commodity Strategy Portfolio, PowerShares Precious Metals Commodity Strategy Portfolio, PowerShares Energy Commodity Strategy Portfolio, PowerShares Base Metals Commodity Strategy Portfolio and PowerShares Bloomberg Commodity Strategy Portfolio, Each a Series of PowerShares Actively Managed Exchange-Traded Commodity Fund Trust
Comments due: June 11, 2015
Comments received are available for this proposal.

SR-NASDAQ-2015-047
34-74931 May 12, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates
Comments due: June 8, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-046
34-74823 Apr. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Collection of Exchange Fees
Comments due:  May 26, 2015

SR-NASDAQ-2015-045
34-74880 May 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Low Beta Income ETF, a series of First Trust Exchange-Traded Fund VI
Comments due: June 2, 2015

SR-NASDAQ-2015-044
34-74873 May 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust High Income ETF, a series of First Trust Exchange-Traded Fund VI
Comments due: June 1, 2015

SR-NASDAQ-2015-042
34-74829 Apr. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rule 7015(b) and (g) to Modify Port Fees
Comments due:  May 26, 2015

SR-NASDAQ-2015-039
34-74821 Apr. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees, Dues and Other Charges
Comments due:  May 26, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-038
34-74795 Apr. 23, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Postpone Implementation of Changes to Rules 4751(h) and 4754(b) Relating to the Closing Process
Comments due: May 20, 2015

SR-NASDAQ-2015-037
34-74764 Apr. 17, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to HGX and OSX
Comments due:  May 14, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-036
34-75499 Jul. 21, 2015 Order Granting Approval of Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of 18 Eaton Vance NextShares ETMFs of Either the Eaton Vance ETMF Trust or the Eaton Vance ETMF Trust II
34-75121 Jun. 8, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of 18 Eaton Vance NextShares ETMFs of Either the Eaton Vance ETMF Trust or the Eaton Vance ETMF Trust II
34-74797 Apr. 23, 2015 Notice of Filing of Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of 18 Eaton Vance NextShares ETMFs of either the Eaton Vance ETMF Trust or the Eaton Vance ETMF Trust II
Comments due: May 20, 2015

SR-NASDAQ-2015-035
34-74745 Apr. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Distributor and Managed Data Solution Distributor Fees for an Optional Hardware-Based Version of NASDAQ ITCH to Trade Options
Comments due:  May 13, 2015

SR-NASDAQ-2015-034
34-74784 Apr. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Market Center Participant Registration and Sponsored Access
Comments due: May 19, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-033
34-74690 Apr. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Public Disclosure of Exchange Usage of Market Data
Comments due:  May 6, 2015

SR-NASDAQ-2015-032
34-74725 Apr. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rules 7014 and 7018
Comments due:  May 11, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-029
34-74680 Apr. 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ Rule 7051 Fees Relating to Pricing for Direct Circuit Connections
Comments due: May 5, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-031
34-74644 Apr. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Rule 4758
Comments due: April 30, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-030
34-74629 Apr. 1, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ Rule 7001(c)
Comments due: April 27, 2015

SR-NASDAQ-2015-028
34-74637 Apr. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Postpone Implementation of Changes to Rule 4751(h)(5)
Comments due: April 29,2015

SR-NASDAQ-2015-027
34-74616 Mar. 31, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates
Comments due: April 27, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-025
34-74580 Mar. 25, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 5950
Comments due: April 21, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-024
34-75252 Jun. 22, 2015 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend and Restate Certain Nasdaq Rules that Govern the Nasdaq Market Cente
Comments due:  July 17, 2015
34-74881 May 6, 2015 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend and Restate Certain Nasdaq Rules That Govern the Nasdaq Market Center
34-74558 Mar. 20, 2015

Notice of Proposed Rule Change to Amend and Restate Certain Nasdaq Rules that Govern the Nasdaq Market Center
Comments due: April 16, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal


SR-NASDAQ-2015-023
34-75031 May 21, 2015 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade the Shares of the Tuttle Tactical Management Multi-Strategy Income ETF of ETFis Series Trust I
34-74653 Apr. 6, 2015 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Tuttle Tactical Management Multi-Strategy Income ETF of ETFis Series Trust I
Comments due: May 1, 2015
Comments received are available for this proposal.

SR-NASDAQ-2015-022
34-74518 Mar. 17, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(h)(5) Relating to Market Hours IOC Orders
Comments due: April 13, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-021
34-74524 Mar. 18, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees Assessed under NASDAQ Rule 7016(a)
Comments due: April 14, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-020
34-74506 Mar. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rules 7014
Comments due: April 9, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-019
34-74475 Mar. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Penny Pilot Options
Comments due: April 7, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-017
34-74472 Mar. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide a Limited Price Guarantee to Certain Companies that Switch their Listing to Nasdaq from Another Exchange
Comments due: April 7, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-016
34-74336 Feb. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter V, Regulation of Trading on NOM, to Extend the Pilot Program Under Section 3(d)(iv)
Comments due: March 19, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-014
34-74342 Feb. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Postpone Implementation of Changes to Rules 4751(h) and 4754(b) Relating to the Closing Proces
Comments due: March 19, 2015

SR-NASDAQ-2015-013
34-74728 Apr. 15, 2015 Order Approving a Proposed Rule Change to List and Trade Shares of the AlphaMark Actively Managed Small Cap ETF of ETF Series Solutions
34-74377 Feb. 25, 2015 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the AlphaMark Actively Managed Small Cap ETF of ETF Series Solutions
Comments due: March 24, 2015

SR-NASDAQ-2015-012
34-74780 Apr. 22, 2015 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the WisdomTree Western Unconstrained Bond Fund of the WisdomTree Trust
34-74448 Mar. 5, 2015 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the WisdomTree Western Unconstrained Bond Fund of the WisdomTree Trust
Comments due: April 1, 2015
Comments received are available for this proposal.

SR-NASDAQ-2015-011
34-74742 Apr. 16, 2015 Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to List and Trade the Shares of the First Trust Strategic Floating Rate ETF of First Trust Exchange-Traded Fund IV
34-74378 Feb. 25, 2015 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Strategic Floating Rate ETF of First Trust Exchange-Traded Fund IV
Comments due: March 24, 2015
Comments received are available for this proposal.

SR-NASDAQ-2015-010
34-74259 Feb. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Application of Fees to Securities under the Select Symbol Program of Rule 7018(a)(4)
Comments due: March 11, 2015

SR-NASDAQ-2015-008
34-74258 Feb. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ Rule 7018 Fees
Comments due: March 11, 2015

SR-NASDAQ-2015-007
34-74198 Feb. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules of The NASDAQ Options Market Regarding Sharing of Risk Settings
Comments due:  March 2, 2015

SR-NASDAQ-2015-006
34-74190 Feb. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the List of Securities Eligible for the Select Symbol Program under Rule 7018(a)(4)
Comments due: March 2, 2015

SR-NASDAQ-2015-005
34-74146 Jan. 27, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program 1 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ("Act"), and Rule 219b-4 thereunder, notice is hereby given that, on January 21, 2015. The NASDAQ Stock Market LLC ("NASDAQ" or "Exchange") filed with the Securities and Exchange Commission ("Commission") the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested person
Comments due:  February 23, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-004
34-74078 Jan. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Membership Application
Comments due: February 13, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-NASDAQ-2015-003
34-74040 Jan. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due: February 6, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-002
34-74077 Jan. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due: February 13, 2015
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/nasdaq/nasdaqarchive/nasdaqarchive2015.shtml


Modified: 04/06/2016