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NASD Rulemaking Archive: 2005
We encourage the public to submit comments on the following National Association of Securities Dealers, Inc. (NASD) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
NASD File Number List for 2005
Additional Archives
2012 |2010 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996
Release No. |
Date |
Details |
Fourth Quarter |
SR-NASD-2005-120 |
34-53031 |
Dec. 28, 2005 |
Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Dissemination of TRACE Trade Information
See also:
Notice: Rel. No. 34-52700
Comments received
are available
for this notice.
|
SR-NASD-2005-066 |
34-53030 |
Dec. 28, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to NASD Rule 3011 and the Adoption of New Related Interpretive Material
See also:
Notice: Rel. No. 34-51935
Comments received
are available
for this notice.
|
SR-NASD-2005-117 |
34-53027 |
Dec. 27, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Seeking Permanent Approval of Rules Concerning Bond Mutual Fund Volatility Ratings Prior to Expiration of Pilot
See also:
Notice: Rel. No. 34-52709
Comments received
are available
for this notice.
|
SR-NASD-2005-152 |
34-53026 |
Dec. 27, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Manning Price-Improvement Standards for Decimals
Comments due: January 25, 2006
|
SR-NASD-2005-095 |
34-53024 |
Dec. 27, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to Sub-Penny Restrictions for Non-Nasdaq Over-the-Counter Equity Securities
Comments due: January 24, 2006
See also:
Notice: Rel. No. 34-52280
Comments received
are available
for this notice.
|
SR-NASD-2005-145 |
34-53022 |
Dec. 23, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Certificate of Designation for Preferred Stock of the Nasdaq Stock Market, Inc.
Comments due: January 20, 2006
|
SR-NASD-2005-150 |
34-53017 |
Dec. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Nasdaq’s Minimum Pricing Increment Rules
Comments due: January 19, 2006
|
SR-NASD-2005-148 |
34-53006 |
Dec. 22, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Fees For Non-NASD Members Using Nasdaq’s INET Facility
Comments due: January 19, 2006
|
SR-NASD-2005-147 |
34-53005 |
Dec. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for NASD Members Using Nasdaq’s INET Facility
Comments due: January 19, 2006
|
SR-NASD-2005-139 |
34-52998 |
Dec. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 2111 to Eliminate References to NASD Rule 6440(f)(2), Which Will Be Repealed
Comments due: January 19, 2006
|
SR-NASD-2005-143 |
34-52997 |
Dec. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Nasdaq Capital Market Issuers That Transfer Their Listing to the Nasdaq National Market to Apply the Amount of the Capital Market Entry Fee Toward the Entry Fee Payable for Listing on the National Market, and to Make Other Clarifying Changes
Comments due: January 19, 2006
|
SR-NASD-2005-073 |
34-52985 |
Dec. 20, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Rule 4350(e) to Amend the Annual Shareholder Meeting Requirement
Comments due: January 18, 2006
See also:
Order: Rel. No. 34-53578
|
SR-NASD-2005-133 |
34-52981 |
Dec. 19, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Increase in Fees for Certain Qualification Examinations
Comments due: January 17, 2006
|
SR-NASD-2005-134 |
34-52980 |
Dec. 19, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Status of Registered Persons and Sole Proprietors Serving in the Armed Forces of the United States
Comments due: January 17, 2006
|
SR-NASD-2005-135 |
34-52979 |
Dec. 19, 2005 |
Notice of Filing of Proposed Rule Change Relating to the Status of Former Registered Persons Serving in the Armed Forces of the United States
Comments due: January 17, 2006
See also:
Order: Rel. No. 34-53182
|
SR-NASD-2005-141 |
34-52978 |
Dec. 19, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify the Execution Fees for Quotes and Orders Executed in the Nasdaq Opening Cross
Comments due: January 17, 2006
|
SR-NASD-2005-132 |
34-52947 |
Dec. 13, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Session Fee Increase for the Regulatory Element of the Continuing Education Requirements of NASD Rule 1120
Comments due: January 10, 2006
|
SR-NASD-2005-137 |
34-52939 |
Dec. 9, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq’s Brut Facility
Comments due: January 9, 2006
|
SR-NASD-2005-138 |
34-52938 |
Dec. 9, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Modify the Pricing for Non-Members Using Nasdaq’s Brut Facility
Comments due: January 9, 2006
|
SR-NASD-2005-128 |
34-52902 |
Dec. 7, 2005 |
Order Approving a Proposed Rule Change to Establish Rules Governing the Operation of the INET System
See also:
Notice: Rel. No. 34-52723
|
SR-NASD-2005-136 |
34-52899 |
Dec. 6, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow Nasdaq to Issue Public Reprimand Letters
Comments due: January 5, 2006
|
SR-NASD-2005-099 |
34-52897 |
Dec. 6, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Restated Certificate of Incorporation of The Nasdaq Stock Market, Inc.
See also:
Notice: Rel. No. 34-52574
|
SR-NASD-2005-116 |
34-52896 |
Dec. 6, 2005 |
Order Approving Proposed Rule Change to Modify Nasdaq’s Auditor Peer Review Requirement
See also:
Notice: Rel. No. 34-52645
|
SR-NASD-2005-127 |
34-52825 |
Nov. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASD Rule 7010 to Change the Fee Structure for the “Browse/Query” function in the Trade Reporting Service of the Nasdaq Market Center
Comments due: December 21, 2005
|
SR-NASD-2005-084 |
34-52799 |
Nov. 18, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Rule Regarding Supervisory Control Systems, Rule 3012, to Require Notification of Reliance on “Limited Size and Resources” Exception
See also:
Notice: Rel. No. 34-52195
Comments received
are available
for this notice.
|
SR-NASD-2004-044 |
34-52752A |
Nov. 17, 2005 |
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 thereto Relating to Short Sale Delivery Requirements; Correction
Comments due: December 7, 2005
See also:
Order: Rel. No. 34-53596;
Notice: Rel. No. 34-52752
Comments received
are available
for this notice.
|
SR-NASD-2005-011 |
34-52786 |
Nov. 16, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to Limit the Eligibility for Quotation on the OTCBB of the Securities of an Issuer That Is Repeatedly Delinquent in Its Periodic Reporting Obligations
See also:
Notice: Rel. No. 34-52291
Comments received
are available
for this notice.
|
SR-NASD-2005-126 |
34-52758 |
Nov. 9, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Modify the Pricing for Non-Members Using the Nasdaq’s Brut Facility
Comments due: December 8, 2005
|
SR-NASD-2005-125 |
34-52757 |
Nov. 9, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq’s Brut Facility
Comments due: December 8, 2005
|
SR-NASD-2005-119 |
34-52756 |
Nov. 9, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Strategic Total Return SecuritiesSM Linked to the CBOE Nasdaq-100 BuyWrite Index
Comments due: December 9, 2005
|
SR-NASD-2004-044 |
34-52752 |
Nov. 8, 2005 |
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 thereto Relating to Short Sale Delivery Requirements
Comments due: December 7, 2005
See also: Order: Rel. No.
34-53596;
Correction: Rel. No. 34-52752A
Comments received
are available
for this notice.
|
SR-NASD-2005-106 |
34-52746 |
Nov. 7, 2005 |
Order Approving Proposed Rule Change Regarding Fees for Closed-End Funds Listing on The Nasdaq Capital Market
See also:
Notice: Rel. No. 34-52515
|
SR-NASD-2005-121 |
34-52727 |
Nov. 3, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Rule 3012, Rule 3013, and IM-3013
Comments due: November 30, 2005
|
SR-NASD-2005-118 |
34-52725 |
Nov. 3, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of 9% Targeted Income Strategic Total Return SecuritiesSM Linked to the CBOE Nasdaq-100 BuyWrite Index
Comments due: December 1, 2005
|
SR-NASD-2005-128 |
34-52723 |
Nov. 2, 2005 |
Notice of Filing of Proposed Rule Change to Establish Rules Governing the Operation of the INET System
Comments due: November 28, 2005
See also:
Order: Rel. No. 34-52902
|
SR-NASD-2005-124 |
34-52722 |
Nov. 2, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Repeal NASD Rule 6440(f)
Comments due: November 30, 2005
|
SR-NASD-2004-162 |
34-52712 |
Nov. 1, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Establish Fee and Notice Requirements for Substitution Listing Events and Other Corporate Changes
See also:
Notice: Rel. No. 34-52430
|
SR-NASD-2005-117 |
34-52709 |
Nov. 1, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Seeking Permanent Approval of Rules Concerning Bond Mutual Fund Volatility Ratings Prior to Expiration of Pilot
Comments due: November 28, 2005
See also:
Order: Rel. No. 34-53027
Comments received
are available
for this notice.
|
SR-NASD-2004-013 |
34-52705 |
Oct. 31, 2005 |
Order Granting Approval to Proposed Rule Change and Amendments Nos. 1 and 2 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3, to Amend NASD Rules for Mediation Proceedings
See also:
Notice: Rel. No. 34-51609
|
SR-NASD-2005-120 |
34-52700 |
Oct. 28, 2005 |
Notice of Filing of Proposed Rule Change Relating to Dissemination of Information on TRACE-eligible Securities Transactions
Comments due: November 28, 2005
See also:
Order: Rel. No. 34-53031
Comments received
are available
for this notice.
|
SR-NASD-2005-064 |
34-52692 |
Oct. 28, 2005 |
Order Granting Approval of Proposed Rule Change as Amended by Amendment No. 1 Relating to the Publication of Decisions Issued by the National Adjudicatory Council Pursuant to NASD Rule 1015
See also:
Notice: Rel. No. 34-51786
Comments received
are available
for this notice.
|
SR-NASD-2005-112 |
34-52679 |
Oct. 26, 2005 |
Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 3360 to Expand Short Interest Reporting to OTC Equity Securities
Comments due: November 25, 2005
See also:
Order: Rel. No. 34-53224
Comments received
are available
for this notice.
|
SR-NASD-2005-046 |
34-52658 |
Oct. 24, 2005 |
Order Approviing Proposed Rule Change and Amendment Nos. 1 and 2 thereto Amending the Arbitration Fees Applicable to Certain Statutory Employment Discrimination Claims
See also:
Notice: Rel. No. 34-51921
Comments received
are available
for this notice.
|
SR-NASD-2005-116 |
34-52645 |
Oct. 20, 2005 |
Notice of Filing of Proposed Rule Change to Modify Nasdaq’s Auditor Peer Review Requirement
Comments due: November 16, 2005
See also:
Order: Rel. No. 34-52896
|
SR-NASD-2004-026 |
34-52637 |
Oct. 19, 2005 |
Notice of Filing of Amendments No. 3 and 4 to Proposed Rule Change to Amend NASD Rule 2320(a) Governing Best Execution
Comments due: November 16, 2005
See also:
Order: Rel. No. 34-54339;
Notice: Rel. No. 34-51229
Comments received
are available
for this notice.
|
SR-NASD-2005-082 |
34-52603 |
Oct. 13, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Clarify the Listing Standards Applicable to Companies in Bankruptcy Proceedings
See also:
Notice: Rel. No. 34-52385
|
SR-NASD-2005-101 |
34-52581 |
Oct. 11, 2005 |
Notice of Filing of Proposed Rules Change Relating to Expansion of OATS Reporting Requirements to OTC Equity Securities
Comments due: November 8, 2005
See also:
Order: Rel. No. 34-54585
Comments received
are available
for this notice.
|
SR-NASD-2005-099 |
34-52574 |
Oct. 7, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Restated Certificate of Incorporation of The Nasdaq Stock Market, Inc.
Comments due: November 14, 2005
See also:
Order: Rel. No. 34-52897
|
SR-NASD-2005-115 |
34-52549 |
Oct. 3, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASD Rule 11890
Comments due: October 28, 2005
|
Third Quarter |
SR-NASD-2005-111 |
34-52548 |
Sep. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 9/10 Examination Program
Comments due: November 1, 2005
|
SR-NASD-2005-110 |
34-52547 |
Sep. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 6 Examination Program
Comments due: November 1, 2005
|
SR-NASD-2005-109 |
34-52546 |
Sep. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program
Comments due: November 1, 2005
|
SR-NASD-2005-030 |
34-52544 |
Sep. 30, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Relating to the Proposed Uniform Branch Office Registration Form ("Form BR") and Amendments to the Uniform Application for Securities Industry Registration or Transfer ("Form U4") and the Uniform Termination Notice for Securities Industry Registration ("Form U5")
See also:
Notice: Rel. No. 34-51742
Comments received
are available
for this notice.
|
SR-NASD-2005-057 |
34-52526 |
Sep. 29, 2005 |
Order Approving Proposed Rule Change Relating to Summary Orders in the Nasdaq Market Center
See also:
Notice: Rel. No. 34-52303
|
SR-NASD-00-23 |
34-52521 |
Sep. 28, 2005 |
Order Approving Amendment No. 2 to Proposed Rule Change by Relating to Amendments to Order Audit Trail System Rules and Notice of and Order Granting Accelerated Approval to Amendment No. 3
See also:
Notice: Rel. No. 34-51890
Comments received
are available
for this notice.
|
SR-NASD-2005-059 |
34-52517 |
Sep. 27, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change, to Amend NASD Rule 7090 to Modify the Annual Listing and Administrative Fees
See also:
Notice: Rel. No. 34-51836
Comments received
are available
for this notice.
|
SR-NASD-2005-106 |
34-52515 |
Sep. 27, 2005 |
Notice of Filing of Proposed Rule Change Regarding Fees for Closed-End Funds Listing on The Nasdaq SmallCap Market
Comments due: October 24, 2005
See also:
Order: Rel. No. 34-52746
|
SR-NASD-2005-113 |
34-52511 |
Sep. 27, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Proactive Limit Orders
Comments due: October 24, 2005
|
SR-NASD-2005-089 |
34-52508 |
Sep. 26, 2005 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 2, 3, and 4 Thereto, Relating to NASD’s Direct Authority for the Activities Related to or in Support of Trading in Over-the-Counter Equity Securities
See also:
Notice: Rel. No. 34-52119
Comments received
are available
for this notice.
|
SR-NASD-2005-108 |
34-52489 |
Sep. 21, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rename The Nasdaq SmallCap Market
Comments due: October 20, 2005
|
SR-NASD-2005-107 |
34-52449 |
Sep. 15, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Enhancements to the Nasdaq Market Center Pegged Order Functionality
Comments due: October 13, 2005
|
SR-NASD-2005-103 |
34-52431 |
Sep. 14, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Changes to NASD Rule 3110 and IM-3110
Comments due: October 12, 2005
|
SR-NASD-2004-162 |
34-52430 |
Sep. 14, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Establish Fee and Notice Requirements for Substitution Listing Events and to provide Additional Transparency for Changes Requiring a Record-keeping Fee
Comments due: October 13, 2005
See also:
Order: Rel. No. 34-52712
|
SR-NASD-2005-093 |
34-52426 |
Sep. 14, 2005 |
Order of Summary Abrogation Relating to the Re-adoption of NASD Rule 3370
See also:
Notice: Rel. No. 34-52131
Comments received
are available
for this notice.
|
SR-NASD-2003-104 |
34-52403 |
Sep. 9, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, 5 and 6 thereto Relating to Proposed Uniform Definition of "Branch Office" under NASD Rule 3010(g)(2)
See also:
Notice: Rel. No. 34-48897
|
SR-NASD-2005-082 |
34-52385 |
Sep. 7, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Clarify the Listing Standards Applicable to Companies in Bankruptcy Proceedings
Comments due: October 4, 2005
See also:
Order: Rel. No. 34-52603
|
SR-NASD-2005-102 |
34-52376A |
Sep. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Allow Members to Report Certain Trades in Exchange-Listed Securities Through the Execution Services of the Nasdaq Market Center [Correction]
Comments due: September 30, 2005
See also:
Notice: Rel. No. 34-52376
|
SR-NASD-2005-051 |
34-52377 |
Sep. 2, 2005 |
Order Approving Proposed Rule Change to Create an Enterprise License Fee for the TotalView Entitlement
See also:
Notice: Rel. No. 34-51869
|
SR-NASD-2005-102 |
34-52376 |
Sep. 1, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Allow Members to Report Certain Trades in Exchange-Listed Securities Through the Execution Services of the Nasdaq Market Center
Comments due: September 30, 2005
See also:
Notice: Rel. No. 34-52376A
|
SR-NASD-2005-104 |
34-52372 |
Aug. 31, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend on a Pilot Basis Rules Concerning Bond Mutual Fund Volatility Ratings
Comments due: September 29, 2005
|
SR-NASD-2005-58 |
34-52352 |
Aug. 26, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Relating to the Reporting of Data to Clearing Firms by Correspondent Firms
See also:
Notice: Rel. No. 34-52059
Comments received
are available
for this notice.
|
SR-NASD-2004-125 |
34-52342 |
Aug. 26, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 Regarding Procedures for Denying Listing on Nasdaq
See also:
Notice: Rel. No. 34-51268
Comments received
are available
for this notice.
|
SR-NASD-2005-094 |
34-52332 |
Aug. 24, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Classification of Arbitrators Pursuant to Rule 10308 of the NASD Code of Arbitration
Comments due: September 20, 2005
See also:
Order: Rel. No. 34-54607
Comments received
are available
for this notice.
|
SR-NASD-2004-165 |
34-52209A |
Aug. 22, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to NASD Rule 2790; Corrected
See also:
Order: Rel. No. 34-52209;
Notice: Rel. No. 34-51735
and
comments |
SR-NASD-2005-057 |
34-52303 |
Aug. 18, 2005 |
Notice of Filing of Proposed Rule Change Relating to Summary Orders in the Nasdaq Market Center
Comments due: September 15, 2005
See also:
Order: Rel. No. 34-52526
|
SR-NASD-2004-025 |
34-52294 |
Aug. 18, 2005 |
Order Approving Proposed Rule Change to Amend NASD's Minor Rule Violation Plan
See also:
Notice: Rel. No. 34-51994
|
SR-NASD-2005-011 |
34-52291 |
Aug. 18, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to Limit the Eligibility for Quotation on the OTCBB of the Securities of an Issuer That Is Repeatedly Delinquent In Its Periodic Reporting Obligations
Comments due: September 14, 2005
See also:
Order: Rel. No. 34-52786
Comments received
are available
for this notice.
|
SR-NASD-2005-095 |
34-52280 |
Aug. 17, 2005 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Sub-Penny Restrictions for Non-Nasdaq Over-the-Counter Equity Securities
Comments due: September 15, 2005
See also:
Notice: Rel. No. 34-53024
Comments received
are available
for this notice.
|
SR-NASD-2005-096 |
34-52277 |
Aug. 17, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Nasdaq Listing Fees for Closed-End Funds
Comments due: September 13, 2005
|
SR-NASD-2004-131 |
34-52276 |
Aug. 17, 2005 |
Order Granting Approval to Proposed Rule Change and Amendments Nos. 1 and 2 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto, Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Nikkei 225 Index
See also:
Notice: Rel. No. 34-51970
|
SR-NASD-2005-097 |
34-52271 |
Aug. 16, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program that Increases Position and Exercise Limits for Equity Options
Comments due: September 13, 2005
|
SR-NASD-2004-045 |
34-52226 |
Aug. 9, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change, to Adopt NASD Rule 2111 to Prohibit Members from Trading Ahead of Customer Market Orders
See also:
Notice: Rel. No. 34-51230
Comments received
are available
for this notice.
|
SR-NASD-2004-089 |
34-52210 |
Aug. 4, 2005 |
Order Approving Proposed Rule Change to Require Limit Order Protection and to Expand the Application of Manning Obligations to Exchange-Listed Securities
See also:
Notice: Rel. No. 34-51231
|
SR-NASD-2004-165 |
34-52209 |
Aug. 4, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to NASD Rule 2790
See also:
Order: Rel. No. 34-52209A (Correction);
Notice: Rel. No. 34-51735
and
comments
|
SR-NASD-2005-084 |
34-52195 |
Aug. 3, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Rule Regarding Supervisory Control Systems, Rule 3012, to Require Notification of Reliance on “Limited Size and Resources” Exception
Comments due: August 30, 2005
See also:
Order: Rel. No. 34-52799
Comments received
are available
for this notice.
|
SR-NASD-2005-006 |
34-52192 |
Aug. 2, 2005 |
Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 thereto to Require Semi-Annual Financial Reporting by Foreign Private Issuers
See also:
Notice: Rel. No. 34-51905
|
SR-NASD-2004-183 |
34-52191 |
Aug. 2, 2005 |
Notice of Extension of Comment Period for Proposed Rule and Amendment No. 1 Thereto Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities
Comments due: September 19, 2005
See also: Notice/Orders: Rel. Nos.
34-56375A;
34-56375; Notices: Rel. Nos.
34-54023;
Correction Notice: Rel. No. 34-52046A
Comments received
are available
for this notice.
|
SR-NASD-2005-063 |
34-52183 |
Aug. 1, 2005 |
Order Approving Proposed Rule Change to Amend NASD Rule 7010(k) Relating to TRACE Transaction Data Fees
See also:
Notice: Rel. No. 34-51874
|
SR-NASD-2005-086 |
34-52176 |
Jul. 29, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Article VIII of the By-Laws of NASD Regulation, Inc. Relating to District Committees and District Nominating Committees
Comments due: August 31, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-090 |
34-52170 |
Jul. 29, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto to Modify Brut’s Directed Cross Order Routing Process
Comments due: August 25, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-091 |
34-52156 |
Jul. 28, 2005 |
Notice of Filing of Proposed Rule Change Regarding the Nasdaq Opening Process for Initial Public Offerings
Comments due: August 25, 2005
|
SR-NASD-2005-056 |
34-52148 |
Jul. 28, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 thereto Eliminating the Directed Order Process in the Nasdaq Market Center
See also:
Notice: Rel. No. 34-51668
|
SR-NASD-2004-009 |
34-52141 |
Jul. 27, 2005 |
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, and 5 Thereto to Modify Nasdaq’s Clearly Erroneous Rule
See also:
Notice: Rel. No. 34-51722
|
SR-NASD-2005-068 |
34-52133 |
Jul. 27, 2005 |
Order Approving Proposed Rule Change Regarding a New Order Type for the Pre-Market Trading Session
See also:
Notice: Rel. No. 34-51859
|
SR-NASD-2005-093 |
34-52131 |
Jul. 27, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to NASD Rule 3370
Comments due: August 24, 2005
See also:
Order: Rel. No. 34-52426
Comments received
are available
for this notice.
|
SR-NASD-2005-092 |
34-52122 |
Jul. 25, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Operation of NASD's Alternative Display Facility as a Temporary Pilot
Comments due: August 22, 2005
|
SR-NASD-2005-088 |
34-52121 |
Jul. 25, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-NASD Member Access to Nasdaq's Brut Facility
Comments due: August 22, 2005
|
SR-NASD-2005-089 |
34-52119 |
Jul. 25, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to NASD’s Direct Authority for the Activities Related to or in Support of Trading in Over-the-Counter Equity Securities
Comments due: August 19, 2005
See also:
Order: Rel. No. 34-52508
Comments received
are available
for this notice.
|
SR-NASD-2005-060 |
34-52112 |
Jul. 22, 2005 |
Order Approving Proposed Rule Change to Create the ModelView Entitlement, an Historical Data Product Designed to Provide the Aggregate Amount of Both Displayed and Reserve Size Liquidity in the Nasdaq Market Center at Each Price Level
See also:
Notice: Rel. No. 34-51851
|
SR-NASD-2005-072 |
34-52091 |
Jul. 20, 2005 |
Notice of Filing and Order Granting Accelerated Approval to the Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Modifying Pricing for Non-Members Using Nasdaq’s Brut Facility
Comments due: August 17, 2005
|
SR-NASD-2005-071 |
34-52089 |
Jul. 20, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq’s Brut Facility
Comments due: August 17, 2005
|
SR-NASD-2005-58 |
34-52059 |
Jul. 19, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Reporting of Data to Clearing Firms by Correspondent Firms
Comments due: August 16, 2005
See also:
Order: Rel. No. 34-52352
Comments received
are available
for this notice.
|
SR-NASD-2004-183 |
34-52046A |
Jul. 19, 2005 |
Notice of Filing of Proposed Rule and Amendment No. 1 Thereto Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities (Correction)
Comments due: August 11, 2005
See also: Notice/Orders: Rel. Nos.
34-56375A;
34-56375; Notices: Rel. Nos.
34-54023;
34-52191;
Comments received
are available
for this notice.
|
SR-NASD-2005-087 |
34-52049 |
Jul. 15, 2005 |
Notice of Filing of Proposed Rule Change to Reflect Nasdaq’s Separation from NASD Upon Nasdaq’s Anticipated Approval as a National Securities Exchange
Comments due: August 12, 2005
Additional Materials:
See also:
Order: Rel. No. 34-54084
Comments received
are available
for this notice.
|
SR-NASD-2005-023 |
34-52045 |
Jul. 15, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Representation in Arbitration and Mediation
Comments due: August 11, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-032 |
34-52009 |
Jul. 11, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Provide Written Explanations in Arbitration Awards Upon the Request of Customers, or of Associated Persons in Industry Controversies
Comments due: August 5, 2005
Comments received
are available
for this notice.
|
SR-NASD-2004-025 |
34-51994 |
Jul. 7, 2005 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend NASD's Minor Rule Violation Plan
Comments due: August 4, 2005
See also:
Order: Rel. No. 34-52294
Comments received
are available
for this notice.
|
SR-NASD-2005-079 |
34-51981 |
Jul. 6, 2005 |
Notice of Filing of Proposed Rule Change to Provide for a 10-Day Notice Requirement Before a Party Issues a Subpoena to a Non-Party for Pre-Hearing Discovery
Comments due: August 3, 2005
See also:
Order: Rel. No. 34-55038
and
Notice: Rel. No. 34-54134
Comments received
are available
for this notice.
|
SR-NASD-2004-131 |
34-51970 |
Jul. 5, 2005 |
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to the Listing and Trading of Leveraged Index Return Notes Linked to Nikkei 225 Index
Comments due: August 2, 2005
See also:
Order: Rel. No. 34-52276
|
Second Quarter |
SR-NASD-2005-081 |
34-51956 |
Jun. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand Maximum Single Order Share Size Limits in Nasdaq’s Brut Facility
Comments due: August 1, 2005
|
SR-NASD-2005-085 |
34-51953 |
Jun. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Relating to Manning Price-Improvement Standards for Decimals
Comments due: August 1, 2005
|
SR-NASD-2005-066 |
34-51935 |
Jun. 29, 2005 |
Notice of Filing of Proposed Rule Change Relating to Amendments to NASD Rule 3011 and the Adoption of New Related Interpretive Material
Comments due: July 27, 2005
See also:
Order: Rel. No. 34-53030
Comments received
are available
for this notice.
|
SR-NASD-2005-075 |
34-51933 |
Jun. 28, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees for Non-Members Using the New Testing Facility
Comments due: July 27, 2005
|
SR-NASD-2005-076 |
34-51932 |
Jun. 28, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees for NASD Members Using the New Testing Facility
Comments due: July 27, 2005
|
SR-NASD-2005-052 |
34-51931 |
Jun. 28, 2005 |
Order Approving Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Honorarium for Arbitrators Deciding Discovery-related Motions
See also:
Notice: Rel. No. 34-51693
|
SR-NASD-2005-083 |
34-51929 |
Jun. 28, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of “Non-Professional” and Use of TRACE Transaction Data
Comments due: July 27, 2005
|
SR-NASD-2005-046 |
34-51921 |
Jun. 24, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Amending the Arbitration Fees Applicable to Certain Statutory Employment Discrimination Claims
Comments due: July 21, 2005
See also:
Order: Rel. No. 34-52658
Comments received
are available
for this notice.
|
SR-NASD-2003-168 |
34-51915 |
Jun. 23, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 thereto Relating to the Release of Information Through the Public Disclosure Program
Comments due: July 21, 2005
See also: Notice/Order: Rel. No.
34-55127;
Notice: Rel. No. 34-54053
Comments received
are available
for this notice.
|
SR-NASD-2005-006 |
34-51905 |
Jun. 22, 2005 |
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Require Semi-Annual Financial Reporting by Foreign Private Issuers
See also:
Order: Rel. No. 34-52192
|
SR-NASD-2004-139 |
34-51891 |
Jun. 21, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Dow Jones Industrial Average
|
SR-NASD-00-23 |
34-51890 |
Jun. 21, 2005 |
Notice of Filing of Amendment No. 2 to Proposed Rule Change Relating to Amendments to Order Audit Trail System Rules
Comments due: July 18, 2005
See also:
Order: Rel. No. 34-52521
Comments received
are available
for this notice.
|
SR-NASD-2005-063 |
34-51874 |
Jun. 17, 2005 |
Notice of Filing of Proposed Rule Change to Amend NASD Rule 7010(k) Relating to TRACE Transaction Data
See also:
Order: Rel. No. 34-52183
Comments received
are available
for this notice.
|
SR-NASD-2005-051 |
34-51869 |
Jun. 17, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto to Create an Enterprise License Fee for the TotalView Entitlement
Comments due: July 19, 2005
See also:
Order: Rel. No. 34-52377
Comments received
are available
for this notice.
|
SR-NASD-2005-039 |
34-51862 |
Jun. 16, 2005 |
Order Approving Proposed Rule Change to Incorporate the Brut System Book Feed Into the TotalView Entitlement
See also:
Notice: Rel. No. 34-51683
|
SR-NASD-2005-061 |
34-51860 |
Jun. 16, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend for an Additional Two-Year Period NASD’s Authority under the Cease and Desist Pilot Program
Comments due: July 14, 2005
|
SR-NASD-2005-068 |
34-51859 |
Jun. 16, 2005 |
Notice of Filing of Proposed Rule Change Regarding a New Order Type for the Pre-market Trading Session
See also:
Order: Rel. No. 34-52133
|
SR-NASD-2004-011 |
34-51857 |
Jun. 15, 2005 |
Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, 3, and 4 Thereto to Amend NASD Arbitration Rules for Industry Disputes
Comments due: July 14, 2005
See also:
Order: Rel. No. 34-55158
Comments received
are available
for this notice.
|
SR-NASD-2003-158 |
34-51856 |
Jun. 15, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto to Amend NASD Arbitration Rules for Customer Disputes
Comments due: July 14, 2005
See also:
Order: Rel. No. 34-55158
Comments received
are available
for this notice.
|
SR-NASD-2004-013 |
34-51855 |
Jun. 15, 2005 |
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Amend NASD Arbitration Rules for Mediation Proceedings
Comments due: July 14, 2005
See also:
Order: Rel. No. 34-52705
|
SR-NASD-2005-065 |
34-51854 |
Jun. 15, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Nasdaq Market Center Rules for Trade Reporting of Exchange-Listed Securities
Comments due: July 13, 2005
|
SR-NASD-2005-060 |
34-51851 |
Jun. 14, 2005 |
Notice of Filing of Proposed Rule Change to Create the ModelView Entitlement
See also:
Order: Rel. No. 34-52112
|
SR-NASD-2005-062 |
34-51837 |
Jun. 13, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify the Text of NASD Trade Reporting Rules to Reflect the Implementation of SR-NASD-2003-159
Comments due: July 12, 2005
|
SR-NASD-2005-059 |
34-51836 |
Jun. 13, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto to Amend NASD Rule 7090 to Modify the Annual Listing and Administrative Fees
Comments due: July 12, 2005
See also:
Order: Rel. No. 34-52517
Comments received
are available
for this notice.
|
SR-NASD-2005-070 |
34-51825 |
Jun. 13, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rescinding the Pilot Rule in IM-10100(f) of the NASD Code of Arbitration Procedure Relating to the Waiver of the California Ethics Standards for Neutral Arbitrators in Contractual Arbitration
Comments due: July 11, 2005
|
SR-NASD-2004-185 |
34-51814 |
Jun. 9, 2005 |
Order Approving a Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Establish a Unitary Fee Schedule for Distribution of Real Time Data Feed Products Containing Nasdaq Market Center Data
See also:
Notice: Rel. No. 34-51598
|
SR-NASD-2005-069 |
34-51810 |
Jun. 9, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Multiple Market Participant Identifiers
Comments due: July 6, 2005
|
SR-NASD-2005-064 |
34-51786 |
Jun. 6, 2005 |
Notice of Filing of Proposed Rule Change Relating to the Publication of any Decision Issued by the National Adjudicatory Council Pursuant to Rule 1015
Comments due: July 5, 2005
See also:
Order: Rel. No. 34-52692
Comments received
are available
for this notice.
|
SR-NASD-2005-037 |
34-51757 |
May 27, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto to Modify Certain Fees for Connecting to the Nasdaq Market Center and Nasdaq’s Brut Facility for Non-Members
Comments due: June 28, 2005
|
SR-NASD-2005-036 |
34-51756 |
May 27, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify Certain Fees for Connecting to the Nasdaq Market Center and Nasdaq’s Brut Facility
Comments due: June 28, 2005
|
SR-NASD-2005-024 |
34-51748 |
May 26, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Relating to Dissemination of the Underlying Index Value for Portfolio Depository Receipts and Index Fund Shares
See also:
Notice: Rel. No. 34-51559
|
SR-NASD-2005-030 |
34-51742 |
May 25, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to Proposed Uniform Branch Office Registration Form ("Form BR") and Amendments to the Uniform Application for Securities Industry Registration or Transfer ("Form U4") and the Uniform Termination Notice for Securities Industry Registration ("Form U5")
Comments due: June 23, 2005
See also:
Order: Rel. No. 34-52544
Comments received
are available
for this notice.
|
SR-NASD-2005-054 |
34-51741 |
May 25, 2005 |
Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Certain Amendments to the Restated Certificate of Incorporation and the By-Laws of The Nasdaq Stock Market, Inc.
See also:
Notice: Rel. No. 34-51626
|
SR-NASD-2004-165 |
34-51735 |
May 24, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to NASD Rule 2790
See also:
Order: Rel. No. 34-52209A;
Order: Rel. No. 34-52209
Comments received
are available
for this notice.
|
SR-NASD-2004-009 |
34-51722 |
May 20, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto to Modify Nasdaq’s Clearly Erroneous Rule
See also:
Order: Rel. No. 34-52141
|
SR-NASD-2004-033 |
34-51703 |
May 18, 2005 |
Order Approving a Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Seeking to Modify the Nasdaq Market Center Execution Service to Add an Optional Routing Feature
See also:
Notice: Rel. No. 34-51504
|
SR-NASD-2005-052 |
34-51693 |
May 12, 2005 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Honorarium for Arbitrators Deciding Discovery-related Motions
Comments due: June 9, 2005
See also:
Order: Rel. No. 34-51031
Comments received
are available
for this notice.
|
SR-NASD-2005-053 |
34-51688 |
May 12, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay Implementation Date of Revisions to the Series 4 Examination Program
Comments due: June 9, 2005
|
SR-NASD-2005-039 |
34-51683 |
May 11, 2005 |
Notice of Filing of Proposed Rule Change to Incorporate the Brut System Book Feed Into the TotalView Entitlement
Comments due: June 7, 2005
See also:
Order: Rel. No. 34-51862
|
SR-NASD-2005-056 |
34-51668 |
May 9, 2005 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 thereto, Eliminating the Directed Order Process in The Nasdaq Market Center
See also:
Order: Rel. No. 34-52148
|
SR-NASD-2005-033 |
34-51658 |
May 5, 2005 |
Order Granting Approval of Proposed Rule Change Relating to Taping Rule “Opt Out” and Exemption Provisions
See also:
Notice: Rel. No. 34-51434
|
SR-NASD-2005-043 |
34-51644 |
May 2, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to an Exemption from the Research Analyst Qualification Examination for Certain Associated Persons Employed by Non-Member Foreign Affiliates Who Contribute to the Preparation of Member Research Reports
File No.: SR-NYSE-2005-25
Comments due: May 27, 2005
|
SR-NASD-2005-049 |
34-51630 |
Apr. 28, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Modify the Pricing for Non-NASD Members Using Nasdaq's Brut Facility
Comments due: May 27, 2005
|
SR-NASD-2005-054 |
34-51626 |
Apr. 28, 2005 |
Notice of Filing of Proposed Rule Change Relating to Certain Amendments to the Restated Certificate of Incorporation and the By-Laws of The Nasdaq Stock Market, Inc.
Comments due: May 25, 2005
See also:
Order: Rel. No. 34-51741
|
SR-NASD-2005-026 |
34-51611 |
Apr. 26, 2005 |
Order Approving Proposed Rule Change Relating to TRACE Market Data Fees
See also:
Notice: Rel. No. 34-51336
|
SR-NASD-2005-013 |
34-51609 |
Apr. 26, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Create a Uniform Pricing Structure for the Nasdaq Market Center
Comments due: May 23, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-004 |
34-51605 |
Apr. 25, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Compliance Meetings
See also:
Notice: Rel. No. 34-51368
|
SR-NASD-2005-048 |
34-51599 |
Apr. 22, 2005 |
Notice of Filing and and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for NASD Members Using Nasdaq's Brut Facility
Comments due: May 19, 2005
|
SR-NASD-2004-185 |
34-51598 |
Apr. 21, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Establish a Unitary Fee Schedule for Distribution of Real Time Data Feed Products Containing Nasdaq Market Center Data
Comments due: May 19, 2005
See also:
Order: Rel. No. 34-51814
Comments received
are available
for this notice.
|
SR-NASD-2004-141 |
34-51593 |
Apr. 21, 2005 |
Order Approving Proposed Rule Changes to Prohibit Participation by a Research Analyst in a Road Show Related to an Investment Banking Services Transaction and to Require Certain Communications about an Investment Banking Services Transaction to Be Fair, Balanced and Not Misleading
File No.: SR-NYSE-2004-24
See also:
Notice: Rel. No. 34-51358
|
SR-NASD-2005-042 |
34-51583 |
Apr. 20, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Non-Members Using the New Nasdaq Workstation
Comments due: May 17, 2005
|
SR-NASD-2005-041 |
34-51581 |
Apr. 20, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Members Using the New Nasdaq Workstation
Comments due: May 17, 2005
|
SR-NASD-2005-024 |
34-51559 |
Apr. 15, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Make Clear that the Underlying Index Value for Portfolio Depository Receipts and Index Fund Shares Must Be Disseminated Widely by an Appropriate Service
Comments due: May 12, 2005
See also:
Order: Rel. No. 34-51748
|
SR-NASD-2005-045 |
34-51526 |
Apr. 12, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Delivery of Customer Agreements Containing Predispute Arbitration Clauses
Comments due: May 10, 2005
|
SR-NASD-2005-050 |
34-51522 |
Apr. 11, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Nasdaq Opening Process for Nasdaq-Listed Stocks
Comments due: May 13, 2005
|
SR-NASD-2005-040 |
34-51520 |
Apr. 11, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Establishing a Pilot Period to Increase Position and Exercise Limits for Equity Options and Establishing a Reverse Collar Hedge Exemption
Comments due: May 5, 2005
|
SR-NASD-2005-044 |
34-51511 |
Apr. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to NASD Rules 4510(a) and 4520(a) to Clarify Rule Language Regarding Entry and Application Fees for Issuers Listed on a National Securities Exchange That Transfer Their Listing to Nasdaq
Comments due: May 6, 2005
|
SR-NASD-2004-033 |
34-51504 |
Apr. 7, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Seeking to Modify the Nasdaq Market Center Execution Service to Add an Optional Routing Feature
Comments due: May 4, 2005
See also:
Order: Rel. No. 34-51703
|
SR-NASD-2005-035 |
34-51499 |
Apr. 6, 2005 |
Notice of Filing and and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility
Comments due: May 4, 2005
|
SR-NASD-2005-038 |
34-51498 |
Apr. 6, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Modify the Pricing for Non-NASD Members Using Nasdaq's Brut Facility
Comments due: May 4, 2005
|
SR-NASD-2004-135 |
34-51457 |
Mar. 31, 2005 |
Notice of Filing of Proposed Rule Change Relating to Disclosure and Consent Requirements when Trading on a Net Basis with Customers
Comments due: April 27, 2005
See also:
Order: Rel. No. 34-54088
Comments received
are available
for this notice.
|
SR-NASD-2005-034 |
34-51449 |
Mar. 30, 2005 |
Notice of Filing and and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Provide Limited Compensation for Losses Due to Malfunctions of the Order-Execution Systems of the Nasdaq Market Center or Nasdaq's Brut Facility
Comments due: April 27, 2005
|
SR-NASD-2005-033 |
34-51434 |
Mar. 24, 2005 |
Notice of Filing of Proposed Rule Change Relating to Taping Rule “Opt Out” and Exemption Provisions
Comments due: April 25, 2005
See also:
Order: Rel. No. 34-51658
|
SR-NASD-2004-139 |
34-51425 |
Mar. 23, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Dow Jones Industrial Average
Comments due: April 20, 2005
See also:
Order: Rel. No. 34-51891
|
SR-NASD-2005-003 |
34-51420 |
Mar. 23, 2005 |
Order Granting Approval to Proposed Rule Change to Amend Rule 4350(n) and IM-4350-7 to Conform the Time Frame for the Disclosure of a Waiver to a Company’s Code of Conduct to the Time Frame Required for Similar Disclosure by the Commission’s Form 8-K
See also:
Notice: Rel. No. 34-51197
|
SR-NASD-2005-031 |
34-51386 |
Mar. 16, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to the Nasdaq Opening Process for Nasdaq-Listed Stocks
Comments due: April 13, 2005
|
SR-NASD-2005-029 |
34-51382 |
Mar. 16, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to the Nasdaq Opening Process For Nasdaq-Listed Stocks
Comments due: April 13, 2005
|
SR-NASD-2005-004 |
34-51368 |
Mar. 14, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Compliance Meetings
Comments due: April 11, 2005
See also:
Order: Rel. No. 34-51605
Comments received
are available
for this notice.
|
SR-NASD-2004-141 |
34-51358 |
Mar. 10, 2005 |
Notice of Filing of Proposed Rule Changes to Prohibit Participation by a Research Analyst in a Road Show Related to an Investment Banking Services Transaction and to Require Certain Communications About an Investment Banking Services Transaction to be Fair, Balanced and Not Misleading
Comments due: April 7, 2005
Release No.: SR-NYSE-2004-24
See also:
Order: Rel. No. 34-51593
Comments received
are available
for this notice.
|
SR-NASD-2004-159 |
34-51356 |
Mar. 10, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Allow NASD, on a Pilot Basis, to Review Denial of Access Complaints Related to the Alternative Display Facility
See also:
Notice: Rel. No. 34-51092
|
SR-NASD-2004-164 |
34-51339 |
Mar. 9, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Random Selection of Arbitrators by the Neutral List Selection System
See also:
Notice: Rel. No. 34-51083
|
SR-NASD-2003-141 |
34-51338 |
Mar. 9, 2005 |
Notice of Filing of Proposed Rule Change to Adopt an Additional Mark-Up Policy for Transactions in Debt Securities Except Municipal Securities
Comments due: April 5, 2005
See also:
Order: Rel. No. 34-55638,
Notice: Rel. No.
34-54799
Comments received
are available
for this notice.
|
SR-NASD-2005-026 |
34-51336 |
Mar. 9, 2005 |
Notice of Filing of Proposed Rule Change Relating to TRACE Market Data Fees
Comments due: April 6, 2005
See also:
Order: Rel. No. 34-51611
Comments received
are available
for this notice.
|
SR-NASD-2004-173 |
34-51326 |
Mar. 7, 2005 |
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Establish Rules Governing the Operation of Nasdaq's Brut Facility
See also:
Notice: Rel. No. 34-51078
|
SR-NASD-2005-007 |
34-51325 |
Mar. 7, 2005 |
Order Approving Proposed Rule Change Relating to a Proposal to Adopt a New IM-10308 on Mediators Serving as Arbitrators
See also:
Notice: Rel. No. 34-51097
|
SR-NASD-2004-042 |
34-51324 |
Mar. 7, 2005 |
Order Approving Proposed Rule Change Relating to Foreign Hearing Locations
See also:
Notice: Rel. No. 34-51082
|
SR-NASD-2005-028 |
34-51323 |
Mar. 4, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Discontinuation of the Nasdaq PostData Pilot Program
Comments due: April 4, 2005
|
SR-NASD-2005-027 |
34-51278 |
Feb. 28, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying Members' Obligations to Report Cancelled Trades
Comments due: March 28, 2005
|
SR-NASD-2004-125 |
34-51268 |
Feb. 28, 2005 |
Notice of Filing of Proposed Rule Change Regarding Procedures for Denying Listing on Nasdaq
Comments due: March 25, 2005
See also:
Order: Rel. No. 34-52342
Comments received
are available
for this notice.
|
SR-NASD-2005-022 |
34-51240 |
Feb. 23, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes by the National Association of Securities Dealers, Inc. to Provide an Exemption from the Research Analyst Qualification Examination for Certain Associated Persons Who Prepare Technical Research Reports and the New York Stock Exchange, Inc. Relating to an Alternative Qualification Standard for the Research Analyst Qualification Examination Requirement for Technical Analysts
File Nos.: SR-NASD-2005-022 and SR-NYSE-2005-12
Comments due: March 24, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-017 |
34-51233 |
Feb. 18, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Regarding Modifications to the Nasdaq Opening Process For Nasdaq-Listed Stocks
Comments due: March 18, 2005
|
SR-NASD-2004-089 |
34-51231 |
Feb. 18, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments to Require Limit Order Protection and to Expand the Application of Manning Obligations to Exchange-Listed Securities
Comments due: March 18, 2005
See also:
Order: Rel. No. 34-52210
|
SR-NASD-2004-045 |
34-51230 |
Feb. 18, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Adopt NASD Rule 2111 to Prohibit Members from Trading Ahead of Customer Market Orders
Comments due: March 18, 2005
See also:
Order: Rel. No. 34-52226
Comments received
are available
for this notice.
|
SR-NASD-2004-026 |
34-51229 |
Feb. 18, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend NASD Rule 2320(a) Governing Best Execution
Comments due: March 18, 2005
See also:
Notice: Rel. No. 34-52637;
Order: Rel. No. 34-54339
Comments received
are available
for this notice.
|
SR-NASD-2005-020 |
34-51225 |
Feb. 17, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. to Modify Pricing for Non-Members Using Nasdaq's Brut Facility
Comments due: March 18, 2005
|
SR-NASD-2005-019 |
34-51224 |
Feb. 17, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. to Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility
Comments due: March 18, 2005
|
SR-NASD-2005-010 |
34-51223 |
Feb. 17, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 to Modify Restrictions on Computer-Generated Quoting
Comments due: March 18, 2005
|
SR-NASD-2005-018 |
34-51221 |
Feb. 17, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Foreign Private Issuers to Follow Certain Home Country Practices
Comments due: March 17, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-025 |
34-51216 |
Feb. 16, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program
Comments due: March 16, 2005
|
SR-NASD-2005-015 |
34-51215 |
Feb. 16, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 55 Examination Program
Comments due: March 16, 2005
|
SR-NASD-2005-014 |
34-51214 |
Feb. 16, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 11 Examination Program
Comments due: March 16, 2005
|
SR-NASD-2004-180 |
34-51213 |
Feb. 16, 2005 |
Order Approving Proposed Rule Change Regarding Waiver of California Arbitrator Standards
See also:
Notice: Rel. No. 34-50971
|
SR-NASD-2005-003 |
34-51197 |
Feb. 14, 2005 |
Notice of Filing of Proposed Rule Change to Amend Rule 4350(n) and IM-4350-7 to Conform the Time Frame for the Disclosure of a Waiver to a Company’s Code of Conduct to the Time Frame Required for Similar Disclosure by the Commission’s Form 8-K
Comments due: March 11, 2005
See also:
Order: Rel. No. 34-51420
|
SR-NASD-2005-021 |
34-51187 |
Feb. 10, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide Guidance Regarding Members’ Regulatory Transaction Fees
Comments due: March 15, 2005
|
SR-NASD-2004-171 |
34-51181 |
Feb. 10, 2005 |
Notice of Proposed Rule Change and Amendment No. 1 thereto Relating to Amendments to Rule 2340 (Customer Account Statements)
Comments due: March 9, 2005
See also:
Order: Rel. No. 34-54411
Comments received
are available
for this notice.
|
SR-NASD-2005-016 |
34-51171 |
Feb. 9, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for the Nasdaq Information Exchange Protocol
Comments due: March 9, 2005
|
SR-NASD-2005-002 |
34-51170 |
Feb. 9, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Establish Fees for Connectivity to the Nasdaq Market Center
Comments due: March 9, 2005
|
SR-NASD-2004-169 |
34-51123 |
Feb. 2, 2005 |
Order Granting Approval to Proposed Rule Change and Amendment No. 3 Thereto to Adopt Additional Listing Standards Applicable to the Securities of The Nasdaq Stock Market, Inc. or an Affiliate
See also:
Notice: Rel. No. 34-50897
|
SR-NASD-2005-007 |
34-51097 |
Jan. 28, 2005 |
Notice of Filing of Proposed Rule Change Relating to a Proposal to Adopt a New IM-10308 on Mediators Serving as Arbitrators
Comments due: February 24, 2005
See also:
Order: Rel. No. 34-51097
Comments received
are available
for this notice.
|
SR-NASD-2004-159 |
34-51092 |
Jan. 28, 2005 |
Notice of Filing of Proposed Rule Change to Allow NASD to Review on a Pilot Basis Denial of Access Complaints Related to the Alternative Display Facility
Comments due: February 25, 2005
See also:
Notice: Rel. No. 34-51356
|
SR-NASD-2004-164 |
34-51083 |
Jan. 26, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Random Selection of Arbitrators by the Neutral List Selection System
Comments due: February 22, 2005
See also:
Order: Rel. No. 34-51339
Comments received
are available
for this notice.
|
SR-NASD-2004-042 |
34-51082 |
Jan. 26, 2005 |
Notice of Proposed Rule Change Relating to Foreign Hearing Locations
Comments due: February 24, 2005
See also:
Order: Rel. No. 34-51324
|
SR-NASD-2004-173 |
34-51078 |
Jan. 25, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish Rules Governing the Operation of Nasdaq's Brut Facility
Comments due: February 22, 2005
See also:
Order: Rel. No. 34-51326
|
SR-NASD-2004-179 |
34-51075 |
Jan. 24, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Section 13 of Schedule A of the NASD By-Laws (Review Charge for Advertisement, Sales Literature, and Other Such Material Filed With or Submitted to NASD)
Comments due: February 18, 2005
|
SR-NASD-2003-140 |
34-51039 |
Jan. 14, 2005 |
Notice of Extension of the Comment Period of Proposed Rule Changes Relating to the Prohibition of Certain Abuses in the Allocation and Distribution of Shares in Initial Public Offerings
Comments due: February 15, 2005
Additional File Nos.: SR-NYSE-2004-12
See also:
Notice/Order: Rel. No. 34-63010;
Notice: Rel. No. 34-61690;
Notice: Rel. No. 34-50896
Comments received
are available
for this notice.
|
SR-NASD-2005-001 |
34-51025 |
Jan. 11, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 3360 on Short Interest Reporting
Comments due: February 9, 2005
|
SR-NASD-2004-174 |
34-51023 |
Jan. 11, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Frequency of Updates From the National Do-Not-Call Registry
Comments due: February 9, 2005
|
SR-NASD-2004-142 |
34-51005 |
Jan. 10, 2005 |
Order Approving Proposed Rule Change to Establish Fees for Companies with a Dual Listing on the New York Stock Exchange and Nasdaq
See also:
Notice: Rel. No. 34-50741
|
SR-NASD-2004-140 |
34-51004 |
Jan. 10, 2005 |
Order Approving Proposed Rule Change to Eliminate Entry and Application Fees for Exchange-Listed Issuers Transferring Listings to Nasdaq
See also:
Notice: Rel. No. 34-50740
|
SR-NASD-2004-180 |
34-50971 |
Jan. 6, 2005 |
Notice of Filing of Proposed Rule Change Regarding Waiver of California Arbitrator Disclosure Standards
Comments due: February 4, 2005
See also:
Order: Rel. No. 34-51213
|
SR-NASD-2004-177 |
34-50984 |
Jan. 6, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Filing Documents Pursuant to NASD Rule 2710 (Corporate Financing Rule -- Underwriting Terms and Agreements)
Comments due: February 3, 2004
Comments received
are available
for this notice.
|
SR-NASD-2004-189 |
34-50977 |
Jan. 6, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting and Compliance Engine (“TRACE”) Fees and Implementation Date of Stage Two of Dissemination of TRACE Transaction Information
Comments due: February 2, 2004
|
SR-NASD-2004-190 |
34-50956 |
Jan. 3, 2005 |
Notice of Filing and and Immediate Effectiveness of Proposed Rule Change to Establish the Minimum Quotation Increment for the BRUT ECN System
Comments due: January 31, 2005
|
Release No. |
Date |
Details |
SR-NASD-2005-156 |
34-53317 |
Feb. 15, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify Fees for the use of Nasdaq’s Application Programming Interface Protocol by NASD Members
Comments due: March 16, 2006
|
SR-NASD-2005-155 |
34-53082 |
Jan. 9, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Modify the Pricing for Non-Members Using Nasdaq’s Brut Facility
Comments due: February 7, 2006
|
SR-NASD-2005-154 |
34-53081 |
Jan. 9, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq’s Brut Facility
Comments due: February 7, 2006
|
SR-NASD-2005-153 |
34-53067 |
Jan. 6, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Procedures for Review of Listing Determinations
Comments due: February 8, 2006
|
SR-NASD-2005-152 |
34-53026 |
Dec. 27, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Manning Price-Improvement Standards for Decimals
Comments due: January 25, 2006
|
SR-NASD-2005-150 |
34-53017 |
Dec. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Nasdaq’s Minimum Pricing Increment Rules
Comments due: January 19, 2006
|
SR-NASD-2005-149 |
34-53093 |
Jan. 10, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to an Extension of the NASD Short Sale Rule and Continued Suspension of Primary Market Maker Standards Set Forth In NASD Rule 4612
Comments due: February 8, 2006
|
SR-NASD-2005-148 |
34-53006 |
Dec. 22, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Fees For Non-NASD Members Using Nasdaq’s INET Facility
Comments due: January 19, 2006
|
SR-NASD-2005-147 |
34-53005 |
Dec. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for NASD Members Using Nasdaq’s INET Facility
Comments due: January 19, 2006
|
SR-NASD-2005-146 |
34-55351 |
Feb. 26, 2007 |
Notice of Filing of Amendment No. 3 to and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto to Expand the Scope of IM-2110-2 Relating to Trading Ahead of Customer Limit Orders to Apply to All OTC Equity Securities
Comments due: March 26, 2007
|
34-54705 |
Nov. 3, 2006 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Expand the Scope of IM-2110-2 Relating to Trading Ahead of Customer Limit Orders to Apply to All OTC Equity Securities
Comments due: November 30, 2006
Comments received
are available
for this notice.
|
SR-NASD-2005-145 |
34-53022 |
Dec. 23, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Certificate of Designation for Preferred Stock of the Nasdaq Stock Market, Inc.
Comments due: January 20, 2006
|
SR-NASD-2005-144 |
34-53371 |
Feb. 24, 2006 |
Order Granting Approval of a Proposed Rule Change Relating to Order Entry and Execution Practices
|
34-53132 |
Jan. 17, 2006 |
Notice of Filing of Proposed Rule Change Relating to Order Entry and Execution Practices
Comments due: February 13, 2006
Comments received
are available
for this notice.
|
SR-NASD-2005-143 |
34-52997 |
Dec. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Nasdaq Capital Market Issuers That Transfer Their Listing to the Nasdaq National Market to Apply the Amount of the Capital Market Entry Fee Toward the Entry Fee Payable for Listing on the National Market, and to Make Other Clarifying Changes
Comments due: January 19, 2006
|
SR-NASD-2005-141 |
34-52978 |
Dec. 19, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify the Execution Fees for Quotes and Orders Executed in the Nasdaq Opening Cross
Comments due: January 17, 2006
|
SR-NASD-2005-140 |
34-54101 |
Jul. 5, 2006 |
Order Approving a Proposed Rule Change and Amendments No. 1 and 2 Regarding the Nasdaq Crossing Network
|
34-53745 |
May 1, 2006 |
Notice of Filing of Proposed Rule Change Regarding the Nasdaq Crossing Network
Comments due: May 26, 2006
|
SR-NASD-2005-139 |
34-52998 |
Dec. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 2111 to Eliminate References to NASD Rule 6440(f)(2), Which Will Be Repealed
Comments due: January 19, 2006
|
SR-NASD-2005-138 |
34-52938 |
Dec. 9, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Modify the Pricing for Non-Members Using Nasdaq’s Brut Facility
Comments due: January 9, 2006
|
SR-NASD-2005-137 |
34-52939 |
Dec. 9, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq’s Brut Facility
Comments due: January 9, 2006
|
SR-NASD-2005-136 |
34-52899 |
Dec. 6, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow Nasdaq to Issue Public Reprimand Letters
Comments due: January 5, 2006
|
SR-NASD-2005-135 |
34-53182 |
Jan. 26, 2006 |
Order Approving a Proposed Rule Change Relating to the Status of Former Registered Persons Serving in the Armed Forces of the United States
|
34-52979 |
Dec. 19, 2005 |
Notice of Filing of Proposed Rule Change Relating to the Status of Former Registered Persons Serving in the Armed Forces of the United States
Comments due: January 17, 2006
|
SR-NASD-2005-134 |
34-52980 |
Dec. 19, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Status of Registered Persons and Sole Proprietors Serving in the Armed Forces of the United States
Comments due: January 17, 2006
|
SR-NASD-2005-133 |
34-52981 |
Dec. 19, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Increase in Fees for Certain Qualification Examinations
Comments due: January 17, 2006
|
SR-NASD-2005-132 |
34-52947 |
Dec. 13, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Session Fee Increase for the Regulatory Element of the Continuing Education Requirements of NASD Rule 1120
Comments due: January 10, 2006
|
SR-NASD-2005-128 |
34-52902 |
Dec. 7, 2005 |
Order Approving a Proposed Rule Change to Establish Rules Governing the Operation of the INET System
|
34-52723 |
Nov. 2, 2005 |
Notice of Filing of Proposed Rule Change to Establish Rules Governing the Operation of the INET System
Comments due: November 28, 2005
|
SR-NASD-2005-127 |
34-52825 |
Nov. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASD Rule 7010 to Change the Fee Structure for the “Browse/Query” function in the Trade Reporting Service of the Nasdaq Market Center
Comments due: December 21, 2005
|
SR-NASD-2005-126 |
34-52758 |
Nov. 9, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Modify the Pricing for Non-Members Using the Nasdaq’s Brut Facility
Comments due: December 8, 2005
|
SR-NASD-2005-125 |
34-52757 |
Nov. 9, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq’s Brut Facility
Comments due: December 8, 2005
|
SR-NASD-2005-124 |
34-52722 |
Nov. 2, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Repeal NASD Rule 6440(f)
Comments due: November 30, 2005
|
SR-NASD-2005-121 |
34-52727 |
Nov. 3, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Rule 3012, Rule 3013, and IM-3013
Comments due: November 30, 2005
|
SR-NASD-2005-120 |
34-53031 |
Dec. 28, 2005 |
Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Dissemination of TRACE Trade Information
Comments received
are available
for this notice.
|
34-52700 |
Oct. 28, 2005 |
Notice of Filing of Proposed Rule Change Relating to Dissemination of Information on TRACE-eligible Securities Transactions
Comments due: November 28, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-119 |
34-52756 |
Nov. 9, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Strategic Total Return SecuritiesSM Linked to the CBOE Nasdaq-100 BuyWrite Index
Comments due: December 9, 2005
|
SR-NASD-2005-118 |
34-52725 |
Nov. 3, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of 9% Targeted Income Strategic Total Return SecuritiesSM Linked to the CBOE Nasdaq-100 BuyWrite Index
Comments due: December 1, 2005
|
SR-NASD-2005-117 |
34-53027 |
Dec. 27, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Seeking Permanent Approval of Rules Concerning Bond Mutual Fund Volatility Ratings Prior to Expiration of Pilot
Comments received
are available
for this notice.
|
34-52709 |
Nov. 1, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Seeking Permanent Approval of Rules Concerning Bond Mutual Fund Volatility Ratings Prior to Expiration of Pilot
Comments due: November 28, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-116 |
34-52896 |
Dec. 6, 2005 |
Order Approving Proposed Rule Change to Modify Nasdaq’s Auditor Peer Review Requirement
|
34-52645 |
Oct. 20, 2005 |
Notice of Filing of Proposed Rule Change to Modify Nasdaq’s Auditor Peer Review Requirement
Comments due: November 16, 2005
|
SR-NASD-2005-115 |
34-52549 |
Oct. 3, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASD Rule 11890
Comments due: October 28, 2005
|
SR-NASD-2005-114 |
34-57803 |
May 8, 2008 |
Order Approving Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 Relating to the Regulation of Compensation, Fees and Expenses in Public Offerings of Real Estate Investment Trusts and Direct Participation Programs
Comments due: June 4, 2008
Comments received
are available
for this notice.
|
34-57199 |
Jan. 25, 2008 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Relating to the Regulation of Compensation, Fees and Expenses in Public Offerings of Real Estate Investment Trusts and Direct Participation Programs
Comments due: February 21, 2008
Comments received
are available
for this notice.
|
34-54118 |
Jul. 10, 2006 |
Notice of Filing of Proposed Rule Change Relating to the Regulation of Compensation, Fees, and Expenses in Public Offerings of Real Estate Investments Trusts and Direct Participation Programs
Comments due: August 7, 2006
Comments received
are available
for this notice.
|
SR-NASD-2005-113 |
34-52511 |
Sep. 27, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Proactive Limit Orders
Comments due: October 24, 2005
|
SR-NASD-2005-112 |
34-53224 |
Feb. 3, 2006 |
Order Approving Proposed Rule Change Relating to Amendments to Rule 3360 to Expand Short Interest Reporting to OTC Equity Securities
Comments received
are available
for this notice.
|
34-52679 |
Oct. 26, 2005 |
Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 3360 to Expand Short Interest Reporting to OTC Equity Securities
Comments due: November 25, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-111 |
34-52548 |
Sep. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 9/10 Examination Program
Comments due: November 1, 2005
|
SR-NASD-2005-110 |
34-52547 |
Sep. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 6 Examination Program
Comments due: November 1, 2005
|
SR-NASD-2005-109 |
34-52546 |
Sep. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program
Comments due: November 1, 2005
|
SR-NASD-2005-108 |
34-52489 |
Sep. 21, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rename The Nasdaq SmallCap Market
Comments due: October 20, 2005
|
SR-NASD-2005-107 |
34-52449 |
Sep. 15, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Enhancements to the Nasdaq Market Center Pegged Order Functionality
Comments due: October 13, 2005
|
SR-NASD-2005-106 |
34-52746 |
Nov. 7, 2005 |
Order Approving Proposed Rule Change Regarding Fees for Closed-End Funds Listing on The Nasdaq Capital Market
|
34-52515 |
Sep. 27, 2005 |
Notice of Filing of Proposed Rule Change Regarding Fees for Closed-End Funds Listing on The Nasdaq SmallCap Market
Comments due: October 24, 2005
|
SR-NASD-2005-104 |
34-52372 |
Aug. 31, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend on a Pilot Basis Rules Concerning Bond Mutual Fund Volatility Ratings
Comments due: September 29, 2005
|
SR-NASD-2005-103 |
34-52431 |
Sep. 14, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Changes to NASD Rule 3110 and IM-3110
Comments due: October 12, 2005
|
SR-NASD-2005-102 |
34-52376A |
Sep. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Allow Members to Report Certain Trades in Exchange-Listed Securities Through the Execution Services of the Nasdaq Market Center [Correction]
Comments due: September 30, 2005
|
34-52376 |
Sep. 1, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Allow Members to Report Certain Trades in Exchange-Listed Securities Through the Execution Services of the Nasdaq Market Center
Comments due: September 30, 2005
|
SR-NASD-2005-101 |
34-54585 |
Oct. 10, 2006 |
Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto Relating to Expansion of OATS Reporting Requirements to OTC Equity Securities
Comments due: November 7, 2006
Comments received
are available
for this notice.
|
34-52581 |
Oct. 11, 2005 |
Notice of Filing of Proposed Rules Change Relating to Expansion of OATS Reporting Requirements to OTC Equity Securities
Comments due: November 8, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-100 |
34-67867 |
Sep. 14, 2012 |
Notice of Withdrawal of Proposed Rule Change and Amendments Nos. 1, 2, 3 and 4 Thereto, To Require Members To Provide Customers in TRACE-Eligible Debt Securities with Additional, Transaction-Specific Disclosures and To Notify Customers of the Availability of a Disclosure Document
|
34-56661 |
Oct. 15, 2007 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto, To Require Members To Provide Customers in TRACE-Eligible Debt Securities with Additional, Transaction-Specific Disclosures and To Notify Customers of the Availability of a Disclosure Document
Comments due: December 3, 2007
Comments received
are available
for this notice.
|
SR-NASD-2005-099 |
34-52897 |
Dec. 6, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Restated Certificate of Incorporation of The Nasdaq Stock Market, Inc.
|
34-52574 |
Oct. 7, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Restated Certificate of Incorporation of The Nasdaq Stock Market, Inc.
Comments due: November 14, 2005
|
SR-NASD-2005-098 |
34-53556 |
Mar. 27, 2006 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Submission of SEC Rule 15c2-11 Information on Non-Nasdaq Securities
|
34-53276 |
Feb. 13, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Submission of SEC Rule 15c2-11 Information on Non-Nasdaq Securities
Comments due: March 14, 2006
|
SR-NASD-2005-097 |
34-52271 |
Aug. 16, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program that Increases Position and Exercise Limits for Equity Options
Comments due: September 13, 2005
|
SR-NASD-2005-096 |
34-52277 |
Aug. 17, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Nasdaq Listing Fees for Closed-End Funds
Comments due: September 13, 2005
|
SR-NASD-2005-095 |
34-53024 |
Dec. 27, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to Sub-Penny Restrictions for Non-Nasdaq Over-the-Counter Equity Securities
Comments due: January 24, 2006
|
34-52280 |
Aug. 17, 2005 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Sub-Penny Restrictions for Non-Nasdaq Over-the-Counter Equity Securities
Comments due: September 15, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-094 |
34-54607 |
Oct. 16, 2006 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Classification of Arbitrators Pursuant to Rule 10308 of the NASD Code of Arbitration Procedure
Comments received
are available
for this notice.
|
34-52332 |
Aug. 24, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Classification of Arbitrators Pursuant to Rule 10308 of the NASD Code of Arbitration
Comments due: September 20, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-093 |
34-52426 |
Sep. 14, 2005 |
Order of Summary Abrogation Relating to the Re-adoption of NASD Rule 3370
|
34-52131 |
Jul. 27, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to NASD Rule 3370
Comments due: August 24, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-092 |
34-52122 |
Jul. 25, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Operation of NASD's Alternative Display Facility as a Temporary Pilot
Comments due: August 22, 2005
|
SR-NASD-2005-091 |
34-52156 |
Jul. 28, 2005 |
Notice of Filing of Proposed Rule Change Regarding the Nasdaq Opening Process for Initial Public Offerings
Comments due: August 25, 2005
|
SR-NASD-2005-090 |
34-52170 |
Jul. 29, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto to Modify Brut’s Directed Cross Order Routing Process
Comments due: August 25, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-089 |
34-52508 |
Sep. 26, 2005 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 2, 3, and 4 Thereto, Relating to NASD’s Direct Authority for the Activities Related to or in Support of Trading in Over-the-Counter Equity Securities
Comments received
are available
for this notice.
|
34-52119 |
Jul. 25, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to NASD’s Direct Authority for the Activities Related to or in Support of Trading in Over-the-Counter Equity Securities
Comments due: August 19, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-088 |
34-52121 |
Jul. 25, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-NASD Member Access to Nasdaq's Brut Facility
Comments due: August 22, 2005
|
SR-NASD-2005-087 |
34-54084 |
Jun. 30, 2006 |
Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Relating to Amendments to the NASD’s Rules Following the Nasdaq Exchange's Operation as a National Securities Exchange for Nasdaq UTP Plan Securities
Comments due: July 31, 2006
|
34-52049 |
Jul. 15, 2005 |
Notice of Filing of Proposed Rule Change to Reflect Nasdaq’s Separation from NASD Upon Nasdaq’s Anticipated Approval as a National Securities Exchange
Comments due: August 12, 2005
Additional Materials:
Comments received
are available
for this notice.
|
SR-NASD-2005-086 |
34-52176 |
Jul. 29, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Article VIII of the By-Laws of NASD Regulation, Inc. Relating to District Committees and District Nominating Committees
Comments due: August 31, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-085 |
34-51953 |
Jun. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Relating to Manning Price-Improvement Standards for Decimals
Comments due: August 1, 2005
|
SR-NASD-2005-084 |
34-52799 |
Nov. 18, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Rule Regarding Supervisory Control Systems, Rule 3012, to Require Notification of Reliance on “Limited Size and Resources” Exception
|
34-52195 |
Aug. 3, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Rule Regarding Supervisory Control Systems, Rule 3012, to Require Notification of Reliance on “Limited Size and Resources” Exception
Comments due: August 30, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-083 |
34-51929 |
Jun. 28, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of “Non-Professional” and Use of TRACE Transaction Data
Comments due: July 27, 2005
|
SR-NASD-2005-082 |
34-52603 |
Oct. 13, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Clarify the Listing Standards Applicable to Companies in Bankruptcy Proceedings
|
34-52385 |
Sep. 7, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Clarify the Listing Standards Applicable to Companies in Bankruptcy Proceedings
Comments due: October 4, 2005
|
SR-NASD-2005-081 |
34-51956 |
Jun. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand Maximum Single Order Share Size Limits in Nasdaq’s Brut Facility
Comments due: August 1, 2005
|
SR-NASD-2005-080 |
34-56645 |
Oct. 11, 2007 |
Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments Nos. 1, 2, 3 and 4 Relating to Fairness Opinions
Comments due: November 8, 2007
|
34-53598 |
Apr. 4, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 thereto to Establish New NASD Rule 2290 Regarding Fairness Opinions
Comments due: May 2, 2006
Comments received
are available
for this notice.
|
SR-NASD-2005-079 |
34-55038 |
Jan. 3, 2007 |
Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 to Revise Rule 10322 of the NASD Code of Arbitration Procedure Pertaining to Subpoenas and the Power to Direct Appearances
Comments due: February 1, 2007
Comments received
are available
for this notice.
|
34-54134 |
Jul. 12, 2006 |
Notice of Filing of Amendments Nos. 1, 2 and 3 to Proposed Rule Change to Revise Rule 10322 of the NASD Code of Arbitration Procedure which Pertains to Subpoenas and the Power to Direct Appearances
Comments due: August 8, 2006
Comments received
are available
for this notice.
|
34-51981 |
Jul. 6, 2005 |
Notice of Filing of Proposed Rule Change to Provide for a 10-Day Notice Requirement Before a Party Issues a Subpoena to a Non-Party for Pre-Hearing Discovery
Comments due: August 3, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-076 |
34-51932 |
Jun. 28, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees for NASD Members Using the New Testing Facility
Comments due: July 27, 2005
|
SR-NASD-2005-075 |
34-51933 |
Jun. 28, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees for Non-Members Using the New Testing Facility
Comments due: July 27, 2005
|
SR-NASD-2005-073 |
34-53578 |
Mar. 30, 2006 |
Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 Thereto Relating to Rule 4350(e) to Amend the Annual Shareholder Meeting Requirement
|
34-52985 |
Dec. 20, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Rule 4350(e) to Amend the Annual Shareholder Meeting Requirement
Comments due: January 18, 2006
|
SR-NASD-2005-072 |
34-52091 |
Jul. 20, 2005 |
Notice of Filing and Order Granting Accelerated Approval to the Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Modifying Pricing for Non-Members Using Nasdaq’s Brut Facility
Comments due: August 17, 2005
|
SR-NASD-2005-071 |
34-52089 |
Jul. 20, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq’s Brut Facility
Comments due: August 17, 2005
|
SR-NASD-2005-070 |
34-51825 |
Jun. 13, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rescinding the Pilot Rule in IM-10100(f) of the NASD Code of Arbitration Procedure Relating to the Waiver of the California Ethics Standards for Neutral Arbitrators in Contractual Arbitration
Comments due: July 11, 2005
|
SR-NASD-2005-069 |
34-51810 |
Jun. 9, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Multiple Market Participant Identifiers
Comments due: July 6, 2005
|
SR-NASD-2005-068 |
34-52133 |
Jul. 27, 2005 |
Order Approving Proposed Rule Change Regarding a New Order Type for the Pre-Market Trading Session
|
34-51859 |
Jun. 16, 2005 |
Notice of Filing of Proposed Rule Change Regarding a New Order Type for the Pre-market Trading Session
Comments due: July 14, 2005
|
SR-NASD-2005-067 |
34-54028 |
Jun. 21, 2006 |
Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Amendments to NASD Rule 6530 to Clarify the Review Process for OTCBB Eligibility Determinations and to Implement Fees for Such Review
|
34-53546 |
Mar. 24, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Amendments to NASD Rule 6530 to Clarify the Review Process for OTCBB Eligibility Determinations and to Implement Fees for Such Review
Comments due: April 21, 2006
|
SR-NASD-2005-066 |
34-53030 |
Dec. 28, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to NASD Rule 3011 and the Adoption of New Related Interpretive Material
Comments received
are available
for this notice.
|
34-51935 |
Jun. 29, 2005 |
Notice of Filing of Proposed Rule Change Relating to Amendments to NASD Rule 3011 and the Adoption of New Related Interpretive Material
Comments due: July 27, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-065 |
34-51854 |
Jun. 15, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Nasdaq Market Center Rules for Trade Reporting of Exchange-Listed Securities
Comments due: July 13, 2005
|
SR-NASD-2005-064 |
34-52692 |
Oct. 28, 2005 |
Order Granting Approval of Proposed Rule Change as Amended by Amendment No. 1 Relating to the Publication of Decisions Issued by the National Adjudicatory Council Pursuant to NASD Rule 1015
|
34-51786 |
Jun. 6, 2005 |
Notice of Filing of Proposed Rule Change Relating to the Publication of any Decision Issued by the National Adjudicatory Council Pursuant to Rule 1015
Comments due: July 5, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-063 |
34-52183 |
Aug. 1, 2005 |
Order Approving Proposed Rule Change to Amend NASD Rule 7010(k) Relating to TRACE Transaction Data Fees
Comments due: 21 days after publication in the Federal Register
|
34-51874 |
Jun. 17, 2005 |
Notice of Filing of Proposed Rule Change to Amend NASD Rule 7010(k) Relating to TRACE Transaction Data
Comments received
are available
for this notice.
|
SR-NASD-2005-062 |
34-51837 |
Jun. 13, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify the Text of NASD Trade Reporting Rules to Reflect the Implementation of SR-NASD-2003-159
Comments due: July 13, 2005
|
SR-NASD-2005-061 |
34-51860 |
Jun. 16, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend for an Additional Two-Year Period NASD’s Authority under the Cease and Desist Pilot Program
Comments due: July 14, 2005
|
SR-NASD-2005-060 |
34-52112 |
Jul. 22, 2005 |
Order Approving Proposed Rule Change to Create the ModelView Entitlement, an Historical Data Product Designed to Provide the Aggregate Amount of Both Displayed and Reserve Size Liquidity in the Nasdaq Market Center at Each Price Level
|
34-51851 |
Jun. 14, 2005 |
Notice of Filing of Proposed Rule Change to Create the ModelView Entitlement
Comments due: July 12, 2005
|
SR-NASD-2005-059 |
34-52517 |
Sep. 27, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change, to Amend NASD Rule 7090 to Modify the Annual Listing and Administrative Fees
|
34-51836 |
Jun. 13, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto to Amend NASD Rule 7090 to Modify the Annual Listing and Administrative Fees
Comments due: July 12, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-58 |
34-52352 |
Aug. 26, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Relating to the Reporting of Data to Clearing Firms by Correspondent Firms
|
34- 52059 |
Jul. 19, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Reporting of Data to Clearing Firms by Correspondent Firms
Comments due: August 16, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-057 |
34-52526 |
Sep. 29, 2005 |
Order Approving Proposed Rule Change Relating to Summary Orders in the Nasdaq Market Center
|
34-52303 |
Aug. 18, 2005 |
Notice of Filing of Proposed Rule Change Relating to Summary Orders in the Nasdaq Market Center
Comments due: September 15, 2005
|
SR-NASD-2005-056 |
34-52148 |
Jul. 28, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 thereto Eliminating the Directed Order Process in the Nasdaq Market Center
|
34-51668 |
May 9, 2005 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 thereto, Eliminating the Directed Order Process in The Nasdaq Market Center
|
SR-NASD-2005-054 |
34-51741 |
May 25, 2005 |
Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Certain Amendments to the Restated Certificate of Incorporation and the By-Laws of The Nasdaq Stock Market, Inc.
|
34-51626 |
Apr. 28, 2005 |
Notice of Filing of Proposed Rule Change Relating to Certain Amendments to the Restated Certificate of Incorporation and the By-Laws of The Nasdaq Stock Market, Inc.
Comments due: May 25, 2005
|
SR-NASD-2005-053 |
34-51688 |
May 12, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay Implementation Date of Revisions to the Series 4 Examination Program
Comments due: June 9, 2005
|
SR-NASD-2005-052 |
34-51931 |
Jun. 28, 2005 |
Order Approving Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Honorarium for Arbitrators Deciding Discovery-related Motions
|
34-51693 |
May 12, 2005 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Honorarium for Arbitrators Deciding Discovery-related Motions
Comments due: June 9, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-051 |
34-52377 |
Sep. 2, 2005 |
Order Approving Proposed Rule Change to Create an Enterprise License Fee for the TotalView Entitlement
|
34-51869 |
Jun. 17, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto to Create an Enterprise License Fee for the TotalView Entitlement
Comments due: July 19, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-050 |
34-51522 |
Apr. 11, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Nasdaq Opening Process for Nasdaq-Listed Stocks
Comments due: May 13, 2005
|
SR-NASD-2005-049 |
34-51630 |
Apr. 28, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Modify the Pricing for Non-NASD Members Using Nasdaq's Brut Facility
Comments due: May 27, 2005
|
SR-NASD-2005-048 |
34-51599 |
Apr. 22, 2005 |
Notice of Filing and and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for NASD Members Using Nasdaq's Brut Facility
Comments due: May 19, 2005
|
SR-NASD-2005-046 |
34-52658 |
Oct. 24, 2005 |
Order Approviing Proposed Rule Change and Amendment Nos. 1 and 2 thereto Amending the Arbitration Fees Applicable to Certain Statutory Employment Discrimination Claims
|
34-51921 |
Jun. 24, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Amending the Arbitration Fees Applicable to Certain Statutory Employment Discrimination Claims
Comments due: July 21, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-045 |
34-51526 |
Apr. 12, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Delivery of Customer Agreements Containing Predispute Arbitration Clauses
Comments due: May 10, 2005
|
SR-NASD-2005-044 |
34-51511 |
Apr. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to NASD Rules 4510(a) and 4520(a) to Clarify Rule Language Regarding Entry and Application Fees for Issuers Listed on a National Securities Exchange That Transfer Their Listing to Nasdaq
Comments due: May 6, 2005
|
SR-NASD-2005-043 |
34-51644 |
May 2, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to an Exemption from the Research Analyst Qualification Examination for Certain Associated Persons Employed by Non-Member Foreign Affiliates Who Contribute to the Preparation of Member Research Reports
File No.: SR-NYSE-2005-25
Comments due: May 27, 2005
|
SR-NASD-2005-042 |
34-51583 |
Apr. 20, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Non-Members Using the New Nasdaq Workstation
Comments due: May 17, 2005
|
SR-NASD-2005-041 |
34-51581 |
Apr. 20, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Members Using the New Nasdaq Workstation
Comments due: May 17, 2005
|
SR-NASD-2005-040 |
34-51520 |
Apr. 11, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Establishing a Pilot Period to Increase Position and Exercise Limits for Equity Options and Establishing a Reverse Collar Hedge Exemption
Comments due: May 5, 2005
|
SR-NASD-2005-039 |
34-51862 |
Jun. 16, 2005 |
Order Approving Proposed Rule Change to Incorporate the Brut System Book Feed Into the TotalView Entitlement
|
34-51683 |
May 11, 2005 |
Notice of Filing of Proposed Rule Change to Incorporate the Brut System Book Feed Into the TotalView Entitlement
Comments due: June 7, 2005
|
SR-NASD-2005-038 |
34-51498 |
Apr. 6, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Modify the Pricing for Non-NASD Members Using Nasdaq's Brut Facility
Comments due: May 4, 2005
|
SR-NASD-2005-037 |
34-51757 |
May 27, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto to Modify Certain Fees for Connecting to the Nasdaq Market Center and Nasdaq’s Brut Facility for Non-Members
Comments due: June 28, 2005
|
SR-NASD-2005-036 |
34-51756 |
May 27, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify Certain Fees for Connecting to the Nasdaq Market Center and Nasdaq’s Brut Facility
Comments due: June 28, 2005
|
SR-NASD-2005-035 |
34-51499 |
Apr. 6, 2005 |
Notice of Filing and and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility
Comments due: May 4, 2005
|
SR-NASD-2005-034 |
34-51449 |
Mar. 30, 2005 |
Notice of Filing and and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Provide Limited Compensation for Losses Due to Malfunctions of the Order-Execution Systems of the Nasdaq Market Center or Nasdaq's Brut Facility
Comments due: April 27, 2005
|
SR-NASD-2005-033 |
34-51658 |
May 5, 2005 |
Order Granting Approval of Proposed Rule Change Relating to Taping Rule “Opt Out” and Exemption Provisions
|
34-51434 |
Mar. 24, 2005 |
Notice of Filing of Proposed Rule Change Relating to Taping Rule “Opt Out” and Exemption Provisions
Comments due: April 25, 2005
|
SR-NASD-2005-032 |
34-52009 |
Jul. 11, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Provide Written Explanations in Arbitration Awards Upon the Request of Customers, or of Associated Persons in Industry Controversies
Comments due: August 5, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-031 |
34-51386 |
Mar. 16, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to the Nasdaq Opening Process for Nasdaq-Listed Stocks
Comments due: April 13, 2005
|
SR-NASD-2005-030 |
34-52544 |
Sep. 30, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Relating to the Proposed Uniform Branch Office Registration Form ("Form BR") and Amendments to the Uniform Application for Securities Industry Registration or Transfer ("Form U4") and the Uniform Termination Notice for Securities Industry Registration ("Form U5")
|
34-51742 |
May 25, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to Proposed Uniform Branch Office Registration Form ("Form BR") and Amendments to the Uniform Application for Securities Industry Registration or Transfer ("Form U4") and the Uniform Termination Notice for Securities Industry Registration ("Form U5")
Comments due: June 23, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-029 |
34-51382 |
Mar. 16, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to the Nasdaq Opening Process For Nasdaq-Listed Stocks
Comments due: April 13, 2005
|
SR-NASD-2005-028 |
34-51323 |
Mar. 4, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Discontinuation of the Nasdaq PostData Pilot Program
Comments due: April 4, 2005
|
SR-NASD-2005-027 |
34-51278 |
Feb. 28, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying Members' Obligations to Report Cancelled Trades
Comments due: March 28, 2005
|
SR-NASD-2005-026 |
34-51611 |
Apr. 26, 2005 |
Order Approving Proposed Rule Change Relating to TRACE Market Data Fees
|
34-51336 |
Mar. 9, 2005 |
Notice of Filing of Proposed Rule Change Relating to TRACE Market Data Fees
Comments due: April 6, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-025 |
34-51216 |
Feb. 16, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program
Comments due: March 16, 2005
|
SR-NASD-2005-024 |
34-51748 |
May 26, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Relating to Dissemination of the Underlying Index Value for Portfolio Depository Receipts and Index Fund Shares
|
34-51559 |
Apr. 15, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Make Clear that the Underlying Index Value for Portfolio Depository Receipts and Index Fund Shares Must Be Disseminated Widely by an Appropriate Service
Comments due: May 12, 2005
|
SR-NASD-2005-023 |
34-52045 |
Jul. 15, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Representation in Arbitration and Mediation
Comments due: August 11, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-022 |
34-51240 |
Feb. 23, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes by the National Association of Securities Dealers, Inc. to Provide an Exemption from the Research Analyst Qualification Examination for Certain Associated Persons Who Prepare Technical Research Reports and the New York Stock Exchange, Inc. Relating to an Alternative Qualification Standard for the Research Analyst Qualification Examination Requirement for Technical Analysts
File Nos.: SR-NASD-2005-022 and SR-NYSE-2005-12
Comments due: March 24, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-021 |
34-51187 |
Feb. 10, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide Guidance Regarding Members’ Regulatory Transaction Fees
Comments due: March 15, 2005
|
SR-NASD-2005-020 |
34-51225 |
Feb. 17, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. to Modify Pricing for Non-Members Using Nasdaq's Brut Facility
Comments due: March 18, 2005
|
SR-NASD-2005-019 |
34-51224 |
Feb. 17, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. to Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility
Comments due: March 18, 2005
|
SR-NASD-2005-018 |
34-51221 |
Feb. 17, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Foreign Private Issuers to Follow Certain Home Country Practices
Comments due: March 17, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-017 |
34-51233 |
Feb. 18, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Regarding Modifications to the Nasdaq Opening Process For Nasdaq-Listed Stocks
Comments due: March 18, 2005
|
SR-NASD-2005-016 |
34-51171 |
Feb. 9, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for the Nasdaq Information Exchange Protocol
Comments due: March 9, 2005
|
SR-NASD-2005-015 |
34-51215 |
Feb. 16, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 55 Examination Program
Comments due: March 16, 2005
|
SR-NASD-2005-014 |
34-51214 |
Feb. 16, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 11 Examination Program
Comments due: March 16, 2005
|
SR-NASD-2005-013 |
34-51609 |
Apr. 26, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Create a Uniform Pricing Structure for the Nasdaq Market Center
Comments due: May 23, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-011 |
34-52786 |
Nov. 16, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to Limit the Eligibility for Quotation on the OTCBB of the Securities of an Issuer That Is Repeatedly Delinquent in Its Periodic Reporting Obligations
|
34-52291 |
Aug. 18, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to Limit the Eligibility for Quotation on the OTCBB of the Securities of an Issuer That Is Repeatedly Delinquent In Its Periodic Reporting Obligations
Comments due: September 14, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-010 |
34-51223 |
Feb. 17, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 to Modify Restrictions on Computer-Generated Quoting
Comments due: March 18, 2005
|
SR-NASD-2005-007 |
34-51325 |
Mar. 7, 2005 |
Order Approving Proposed Rule Change Relating to a Proposal to Adopt a New IM-10308 on Mediators Serving as Arbitrators
|
34-51097 |
Jan. 28, 2005 |
Notice of Filing of Proposed Rule Change Relating to a Proposal to Adopt a New IM-10308 on Mediators Serving as Arbitrators
Comments due: February 24, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-006 |
34-52192 |
Aug. 2, 2005 |
Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 thereto to Require Semi-Annual Financial Reporting by Foreign Private Issuers
|
34-51905 |
Jun. 22, 2005 |
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Require Semi-Annual Financial Reporting by Foreign Private Issuers
|
SR-NASD-2005-004 |
34-51605 |
Apr. 25, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Compliance Meetings
|
34-51368 |
Mar. 14, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Compliance Meetings
Comments due: April 11, 2005
Comments received
are available
for this notice.
|
SR-NASD-2005-003 |
34-51420 |
Mar. 23, 2005 |
Order Granting Approval to Proposed Rule Change to Amend Rule 4350(n) and IM-4350-7 to Conform the Time Frame for the Disclosure of a Waiver to a Company’s Code of Conduct to the Time Frame Required for Similar Disclosure by the Commission’s Form 8-K
|
34-51197 |
Feb. 14, 2005 |
Notice of Filing of Proposed Rule Change to Amend Rule 4350(n) and IM-4350-7 to Conform the Time Frame for the Disclosure of a Waiver to a Company’s Code of Conduct to the Time Frame Required for Similar Disclosure by the Commission’s Form 8-K
Comments due: March 11, 2005
|
SR-NASD-2005-002 |
34-51170 |
Feb. 9, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Establish Fees for Connectivity to the Nasdaq Market Center
Comments due: March 9, 2005
|
SR-NASD-2005-001 |
34-51025 |
Jan. 11, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 3360 on Short Interest Reporting
Comments due: February 9, 2005
|
http://www.sec.gov/rules/sro/nasd/nasdarchive/nasdarchive2005.shtml
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