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NASD Rulemaking Archive: 1996

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.

Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.

NASD File Number List for 1996

Additional Archives

Chronological List

Release No. Date Details
No proposals were posted to website.

NASD File Number List for 1996

Release No. Date Details

34-39550 Jan. 14, 1998 Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 2, 3, and 4 to the Proposed Rule Change Relating to NASD Rule 11890 Regarding Clearly Erroneous Transactions

Modified: 06/16/2008