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NASD Rulemaking

As of July 30, 2007, NASD is now known as Financial Industry Regulatory Authority (FINRA) and new rule proposals will be listed under FINRA.

We encourage the public to submit comments on the following NASD filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter |  Second Quarter |  First Quarter

Additional Archives

Chronological List
Release No. Date Details
Third Quarter

34-67867 Sep. 14, 2012 Notice of Withdrawal of Proposed Rule Change and Amendments Nos. 1, 2, 3 and 4 Thereto, To Require Members To Provide Customers in TRACE-Eligible Debt Securities with Additional, Transaction-Specific Disclosures and To Notify Customers of the Availability of a Disclosure Document
See also:   Notice: Rel. No. 34-56661
Second Quarter
No proposals were posted to website.
First Quarter
No proposals were posted to website.

Modified: 04/09/2014