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MSRB Rulemaking

We encourage the public to submit comments on the following Municipal Securities Rulemaking Board (MSRB) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

MSRB File Number List for 2016

Additional Archives


Chronological List
Release No. Date Details
Second Quarter

SR-MSRB-2016-07
34-77903 May 25, 2016 Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to MSRB Rule G-12, on Uniform Practice, Regarding Close-Out Procedures for Municipal Securities
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 2, Exhibit 5

SR-MSRB-2016-06
34-77856 May 19, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to the MSRB’s Amended and Restated Articles of Incorporation
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-MSRB-2016-04
34-77744 Apr. 29, 2016 Order Granting Approval of a Proposed Rule Change Consisting of Proposed Amendments to Rules G-12 and G-5 to Define Regular-Way Settlement for Municipal Securities Transactions as Occurring on a Two-Day Settlement Cycle and Technical Conforming Amendments
See also: Notice: Rel. No. 34-77364
First Quarter

SR-MSRB-2016-01
34-77390 Mar. 17, 2016 Order Granting Approval of a Proposed Rule Change Consisting of Proposed Amendments to Rule A-3, on Membership on the Board
See also: Notice: Rel. No. 34-76999

SR-MSRB-2016-05
34-77366 Mar. 14, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise an Effective Date of Several Previously-Approved Amendments to Rule G-14, on Transaction Reporting
Comments due: April 8, 2016

SR-MSRB-2016-04
34-77364 Mar. 14, 2016 Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rules G-12 and G-15 to Define Regular-Way Settlement for Municipal Securities Transactions as Occurring on a Two-Day Settlement Cycle and Technical Conforming Amendments
Comments due: April 8, 2016
See also: Order: Rel. No. 34-77744
Comments received are available for this proposal.

SR-MSRB-2016-03
34-77316 Mar. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of an Amendment to Rule G-33, on Calculations, and an Interpretive Notice
Comments due: April 4, 2016
Additional Materials: Exhibit 5

SR-MSRB-2016-02
34-77051 Feb. 4, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Content Outline for the Series 9/10 Examination Program
Comments due: March 2, 2016
Additional Materials: Exhibit 3

SR-MSRB-2016-01
34-76999 Jan. 29, 2016 Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rule A-3, on Membership on the Board
Comments due: February 25, 2016
Additional Materials: Exhibit 2, Exhibit 5
Comments received are available for this proposal.


MSRB File Number List for 2016
Release No. Date Details

SR-MSRB-2016-07
34-77903 May 25, 2016 Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to MSRB Rule G-12, on Uniform Practice, Regarding Close-Out Procedures for Municipal Securities
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 2, Exhibit 5

SR-MSRB-2016-06
34-77856 May 19, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to the MSRB’s Amended and Restated Articles of Incorporation
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-MSRB-2016-05
34-77366 Mar. 14, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise an Effective Date of Several Previously-Approved Amendments to Rule G-14, on Transaction Reporting
Comments due: April 8, 2016

SR-MSRB-2016-04
34-77744 Apr. 29, 2016 Order Granting Approval of a Proposed Rule Change Consisting of Proposed Amendments to Rules G-12 and G-5 to Define Regular-Way Settlement for Municipal Securities Transactions as Occurring on a Two-Day Settlement Cycle and Technical Conforming Amendments
34-77364 Mar. 14, 2016 Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rules G-12 and G-15 to Define Regular-Way Settlement for Municipal Securities Transactions as Occurring on a Two-Day Settlement Cycle and Technical Conforming Amendments
Comments due: April 8, 2016
Comments received are available for this proposal.

SR-MSRB-2016-03
34-77316 Mar. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of an Amendment to Rule G-33, on Calculations, and an Interpretive Notice
Comments due: April 4, 2016
Additional Materials: Exhibit 5

SR-MSRB-2016-02
34-77051 Feb. 4, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Content Outline for the Series 9/10 Examination Program
Comments due: March 2, 2016
Additional Materials: Exhibit 3

SR-MSRB-2016-01
34-77390 Mar. 17, 2016 Order Granting Approval of a Proposed Rule Change Consisting of Proposed Amendments to Rule A-3, on Membership on the Board
See also: Notice: Rel. No. 34-76999
34-76999 Jan. 29, 2016 Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rule A-3, on Membership on the Board
Comments due: February 25, 2016
Additional Materials: Exhibit 2, Exhibit 5
Comments received are available for this proposal.

 

http://www.sec.gov/rules/sro/msrb.shtml


Modified: 05/26/2016