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MSRB Rulemaking

We encourage the public to submit comments on the following Municipal Securities Rulemaking Board (MSRB) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

MSRB File Number List for 2015

Additional Archives


Chronological List
Release No. Date Details
Second Quarter

SR-MSRB-2015-02
34-75039 May 22, 2015

Order Granting Approval of a Proposed Rule Change Consisting of Proposed Amendments to the MSRB Rule G-14 RTRS Procedures, and the Real-Time Transaction Reporting System and Subscription Service
See also: Notice: Rel. No. 34-74564


SR-MSRB-2015-03
34-74860 May 4, 2015 Notice of Filing of a Proposed Rule Change Consisting of Proposed New Rule G-42, on Duties of Non-Solicitor Municipal Advisors, and Proposed Amendments to Rule G-8, on Books and Records to be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors
Comments due:  May 29, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.
First Quarter

SR-MSRB-2015-04
34-74858 May 1, 2015

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of the Specifications for the Selection of Examination Questions and Content Outline for the Municipal Advisor Representative Qualification Examination
Comments due:  May 28, 2015
Additional Materials:
Comments received are available for this proposal. Exhibit 3a, Exhibit 3b


SR-MSRB-2015-02
34-74564 Mar. 23, 2015 Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to the MSRB Rule G-14 RTRS Procedures, and the Real-Time Transaction Reporting System and Subscription Service

Additional Materials: Exhibit 2, Exhibit 5
See also: Order Rel. No. 34-75039

SR-MSRB-2015-01
34-74561 Mar. 23, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule A-16, on Examination Fees
Comments due: April 17, 2015
Additional Materials: Exhibit 5

SR-MSRB-2014-08
34-74384 Feb. 26, 2015 Notice of Filing of Amendment No. 1 and Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change Consisting of Proposed Amendments to MSRB Rules G-1, on Separately Identifiable Department or Division of a Bank; G-2, on Standards of Professional Qualification; G-3, on Professional Qualification Requirements; and D-13, on Municipal Advisory Activities
Comments due: March 25, 2015
See also: Notice: Rel. No. 34-73708


MSRB File Number List for 2015
Release No. Date Details

SR-MSRB-2015-04
34-74858 May 1, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of the Specifications for the Selection of Examination Questions and Content Outline for the Municipal Advisor Representative Qualification Examination
Comments due:  May 28, 2015
Additional Materials:
Comments received are available for this proposal. Exhibit 3a, Exhibit 3b

SR-MSRB-2015-03
34-74860 May 4, 2015 Notice of Filing of a Proposed Rule Change Consisting of Proposed New Rule G-42, on Duties of Non-Solicitor Municipal Advisors, and Proposed Amendments to Rule G-8, on Books and Records to be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors
Comments due:  May 29, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-MSRB-2015-02
34-75039 May 22, 2015 Order Granting Approval of a Proposed Rule Change Consisting of Proposed Amendments to the MSRB Rule G-14 RTRS Procedures, and the Real-Time Transaction Reporting System and Subscription Service
34-74564 Mar. 23, 2015 Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to the MSRB Rule G-14 RTRS Procedures, and the Real-Time Transaction Reporting System and Subscription Service
Additional Materials: Exhibit 2, Exhibit 5

SR-MSRB-2015-01
34-74561 Mar. 23, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule A-16, on Examination Fees
Comments due: April 17, 2015
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/msrb.shtml


Modified: 05/27/2015