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MIAX Rulemaking

We encourage the public to submit comments on the following Miami International Securities Exchange LLC (MIAX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter

MIAX File Number List for 2016

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-MIAX-2016-46
34-79500 Dec. 7, 2016 Notice of Filing of a Proposed Rule Change to Amend Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 3, Exhibit 5

SR-MIAX-2016-45
34-79432 Nov. 30, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510 to Extend the Penny Pilot Program
Comments due: December 27, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-44
34-79405 Nov. 28, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: December 23, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-43
34-79331 Nov. 16, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 605 Market Maker Orders
Comments due: December 13, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-42
34-79301 Nov. 14, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  December 9, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-39
34-79272 Nov. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519A, Risk Protection Monitor
Comments due:  December 7, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-41
34-79246 Nov. 4, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  December 1, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-37
34-79198 Oct. 31, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  November 25, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-40
34-79182 Oct. 28, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Exchange Rule 322, Disruptive Quoting and Trading Activity Prohibited and Exchange Rule 1018, Expedited Suspension Proceeding
Comments due: November 25, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-38
34-79157 Oct. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Adopt Fees and Credits for Transactions Involving Complex Orders
Comments due: November 22, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-MIAX-2016-36
34-79146 Oct. 24, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule
Comments due: November 18, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-26
34-79072 Oct. 7, 2016 Order Approving a Proposed Rule Change to Adopt New Rules to Govern the Trading of Complex Orders
See also: Notice: Rel. No. 34-78620

SR-MIAX-2016-35
34-79048 Oct. 5, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 503 Openings on the Exchange and Rule 603 Obligations of Market Makers
Comments due: November 2, 2016
Additional Materials: Exhibit 5
Third Quarter

SR-MIAX-2016-34
34-78974 Sep. 29, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519C, Mass Cancellation of Trading Interest
Comments due: October 26, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-33
34-78950 Sep. 27, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee Schedule
Comments due: October 24, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-32
34-78919 Sep. 23, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee Schedule to Modify the Exchange's Connectivity Fees
Comments due: October 20, 2016

SR-MIAX-2016-30
34-78781 Sep. 7, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  October 4, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-31
34-78772 Sep. 6, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due:  October 3, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-28
34-78681 Aug. 25, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  September 21, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-26
34-78620 Aug. 18, 2016 Notice of Filing of a Proposed Rule Change by Miami International Securities Exchange, LLC to Adopt New Rules to Govern the Trading of Complex Orders on the Exchange
Comments due: September 15, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-79072

SR-MIAX-2016-29
34-78612 Aug. 18, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 803 and 308
Comments due:  September 14, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-24
34-78547 Aug. 11, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 517
Comments due: September 7, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-21
34-78519 Aug. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 6, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-23
34-78505 Aug. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 2, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-20
34-78299 Jul. 12, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: August 8, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-19
34-78265 Jul. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A to Extend the MIAX Price Improvement Mechanism ("PRIME") Auction Pilot Program until January 18, 2017
Comments due: August 4, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-18
34-78222 Jul. 1, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule
Comments due: July 28, 2016
Additional Materials: Exhibit 5
Second Quarter

SR-MIAX-2016-17
34-78120 Jun. 22, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 307 and 309 to Extend the SPY Pilot Program
Comments due: July 19, 2016
Additional Materials: Exhibit 3, Exhibit 3A, Exhibit 5

SR-MIAX-2016-16
34-78080 Jun. 15, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510 to Extend the Penny Pilot Program until December 31, 2016
Comments due: July 12, 2016

SR-MIAX-2016-14
34-78023 Jun. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Exchange Rule 519C, Mass Cancellation of Trading Interest
Comments due: July 5, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-13
34-77989 Jun. 3, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: June 30, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-15
34-77983 Jun. 2, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 015, Disciplinary Functions
Comments due: June 29, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-12
34-77957 Jun. 1, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 506
Comments due: June 28, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-08
34-77876 May 20, 2016 Order Granting Approval of Proposed Rule Change to Amend the Exchange's Amended and Restated By-Laws Relating to the Removal of a Board Restrictio
See also: Notice: Rel. No. 34-77507

SR-MIAX-2016-11
34-77853 May 19, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 100 Concerning Professional Customers
Comments due:  June 15, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-10
34-77817 May 12, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 612, Aggregate Risk Manager ("ARM")
Comments due: June 8, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-09
34-77777 May 6, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  June 2, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-08
34-77507 Apr. 4, 2016 Notice of Filing of a Proposed Rule Change to Amend the Exchange's Amended and Restated By-Laws
Comments due:  April 29, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-77876
First Quarter

SR-MIAX-2016-06
34-77251 Feb. 29, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule
Comments due: March 25, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-05
34-77097 Feb. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Implement a Professional Rebate Program
Comments due: March 8, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-02
34-77035 Feb. 2, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 301
Comments due: February 29, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-03
34-77034 Feb. 2, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 503 and 515
Comments due: February 29, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-01
34-76892 Jan. 13, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  February 10, 2016
Additional Materials: Exhibit 5


MIAX File Number List for 2016
Release No. Date Details

SR-MIAX-2016-46
34-79500 Dec. 7, 2016 Notice of Filing of a Proposed Rule Change to Amend Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 3, Exhibit 5

SR-MIAX-2016-45
34-79432 Nov. 30, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510 to Extend the Penny Pilot Program
Comments due: December 27, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-44
34-79405 Nov. 28, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: December 23, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-43
34-79331 Nov. 16, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 605 Market Maker Orders
Comments due: December 13, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-42
34-79301 Nov. 14, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  December 9, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-41
34-79246 Nov. 4, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  December 1, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-40
34-79182 Oct. 28, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Exchange Rule 322, Disruptive Quoting and Trading Activity Prohibited and Exchange Rule 1018, Expedited Suspension Proceeding
Comments due: November 25, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-39
34-79272 Nov. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519A, Risk Protection Monitor
Comments due:  December 7, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-38
34-79157 Oct. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Adopt Fees and Credits for Transactions Involving Complex Orders
Comments due: November 22, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-MIAX-2016-37
34-79198 Oct. 31, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  November 25, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-36
34-79146 Oct. 24, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule
Comments due: November 18, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-35
34-79048 Oct. 5, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 503 Openings on the Exchange and Rule 603 Obligations of Market Makers
Comments due: November 2, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-34
34-78974 Sep. 29, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519C, Mass Cancellation of Trading Interest
Comments due: October 26, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-33
34-78950 Sep. 27, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee Schedule
Comments due: October 24, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-32
34-78919 Sep. 23, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee Schedule to Modify the Exchange's Connectivity Fees
Comments due: October 20, 2016

SR-MIAX-2016-31
34-78772 Sep. 6, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due:  October 3, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-30
34-78781 Sep. 7, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  October 4, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-29
34-78612 Aug. 18, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 803 and 308
Comments due:  September 14, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-28
34-78681 Aug. 25, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  September 21, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-26
34-79072 Oct. 7, 2016 Order Approving a Proposed Rule Change to Adopt New Rules to Govern the Trading of Complex Orders
34-78620 Aug. 18, 2016 Notice of Filing of a Proposed Rule Change by Miami International Securities Exchange, LLC to Adopt New Rules to Govern the Trading of Complex Orders on the Exchange
Comments due: September 15, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-24
34-78547 Aug. 11, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 517
Comments due: September 7, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-23
34-78505 Aug. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 2, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-21
34-78519 Aug. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 6, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-20
34-78299 Jul. 12, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: August 8, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-19
34-78265 Jul. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A to Extend the MIAX Price Improvement Mechanism ("PRIME") Auction Pilot Program until January 18, 2017
Comments due: August 4, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-18
34-78222 Jul. 1, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule
Comments due: July 28, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-17
34-78120 Jun. 22, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 307 and 309 to Extend the SPY Pilot Program
Comments due: July 19, 2016
Additional Materials: Exhibit 3, Exhibit 3A, Exhibit 5

SR-MIAX-2016-16
34-78080 Jun. 15, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510 to Extend the Penny Pilot Program until December 31, 2016
Comments due: July 12, 2016

SR-MIAX-2016-15
34-77983 Jun. 2, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 015, Disciplinary Functions
Comments due: June 29, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-14
34-78023 Jun. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Exchange Rule 519C, Mass Cancellation of Trading Interest
Comments due: July 5, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-13
34-77989 Jun. 3, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: June 30, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-12
34-77957 Jun. 1, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 506
Comments due: June 28, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-11
34-77853 May 19, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 100 Concerning Professional Customers
Comments due:  June 15, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-10
34-77817 May 12, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 612, Aggregate Risk Manager ("ARM")
Comments due: June 8, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-09
34-77777 May 6, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  June 2, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-08
34-77876 May 20, 2016 Order Granting Approval of Proposed Rule Change to Amend the Exchange's Amended and Restated By-Laws Relating to the Removal of a Board Restriction
34-77507 Apr. 4, 2016 Notice of Filing of a Proposed Rule Change to Amend the Exchange's Amended and Restated By-Laws
Comments due:  April 29, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-06
34-77251 Feb. 29, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule
Comments due: March 25, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-05
34-77097 Feb. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Implement a Professional Rebate Program
Comments due: March 8, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-03
34-77034 Feb. 2, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 503 and 515
Comments due: February 29, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-02
34-77035 Feb. 2, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 301
Comments due: February 29, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-01
34-76892 Jan. 13, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  February 10, 2016
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/miax.shtml


Modified: 12/07/2016