Long-Term Stock Exchange, Inc. (LTSE) Rulemaking: 2019
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
LTSE File Number List for 2019
Additional Archives
Chronological List for 2019
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| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-LTSE-2019-05 | ||
| 34-87861 | Dec. 27, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Membership Waive-in Process for FINRA Members
Comments due: January 24, 2020 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-LTSE-2019-04 | ||
| 34-87773 | Dec. 17, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Dual Listing Comments due: January 13, 2020 Additional Materials: Exhibit 5 |
| SR-LTSE-2019-03 | ||
| 34-87357 | Oct. 18, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280 and to Move the Limit Up-Limit Down Mechanism, Authority to Initiate Trading Halts, and Procedure for Initiating and Terminating a Trading Halt into Separate Rules for Clarity
Comments due: November 14, 2019 Additional Materials: Exhibit 5 |
| SR-LTSE-2019-02 | ||
| 34-87221 | Oct. 3, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Make the Exchange a Display-Only Market by Removing References to Non-Displayed and Reserve Orders
Comments due: October 30, 2019 Additional Materials: Exhibit 5 |
| Third Quarter | ||
| SR-LTSE-2019-01 | ||
| 34-86722 | Aug. 21, 2019 | Order Approving Proposed Rule Change to Adopt Rule 14.425, Which Would Require Companies Listed on the Exchange to Develop and Publish Certain Long-Term Policies |
| Second Quarter | ||
| SR-LTSE-2019-01 | ||
| 34-86327 | Jul. 8, 2019 | Notice of Filing of Proposed Rule Change to Adopt Rule 14.425, Which Would Require Companies Listed on the Exchange to Develop and Publish Certain Long-Term Policies
Comments due: August 2, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
File Number List for 2019
| Release No. | Date | Details |
|---|---|---|
| SR-LTSE-2019-05 | ||
| 34-87861 | Dec. 27, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Membership Waive-in Process for FINRA Members
Comments due: January 24, 2020 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-LTSE-2019-04 | ||
| 34-87773 | Dec. 17, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Dual Listing
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-LTSE-2019-03 | ||
| 34-87357 | Oct. 18, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280 and to Move the Limit Up-Limit Down Mechanism, Authority to Initiate Trading Halts, and Procedure for Initiating and Terminating a Trading Halt into Separate Rules for Clarity
Comments due: November 14, 2019 Additional Materials: Exhibit 5 |
| SR-LTSE-2019-02 | ||
| 34-87221 | Oct. 3, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Make the Exchange a Display-Only Market by Removing References to Non-Displayed and Reserve Orders
Comments due: October 30, 2019 Additional Materials: Exhibit 5 |
| SR-LTSE-2019-01 | ||
| 34-86722 | Aug. 21, 2019 | Order Approving Proposed Rule Change to Adopt Rule 14.425, Which Would Require Companies Listed on the Exchange to Develop and Publish Certain Long-Term Policies |
| 34-86327 | Jul. 8, 2019 | Notice of Filing of Proposed Rule Change to Adopt Rule 14.425, Which Would Require Companies Listed on the Exchange to Develop and Publish Certain Long-Term Policies
Comments due: August 2, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |