Long-Term Stock Exchange, Inc. (LTSE) Rulemaking: 2019

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter | 

LTSE File Number List for 2019

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Chronological List for 2019

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Release No. Date Details
Fourth Quarter
SR-LTSE-2019-05
34-87861 Dec. 27, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Membership Waive-in Process for FINRA Members
Comments due: January 24, 2020
Additional Materials: Exhibit 3, Exhibit 5
SR-LTSE-2019-04
34-87773 Dec. 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Dual Listing
Comments due: January 13, 2020
Additional Materials: Exhibit 5
SR-LTSE-2019-03
34-87357 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280 and to Move the Limit Up-Limit Down Mechanism, Authority to Initiate Trading Halts, and Procedure for Initiating and Terminating a Trading Halt into Separate Rules for Clarity
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-LTSE-2019-02
34-87221 Oct. 3, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Make the Exchange a Display-Only Market by Removing References to Non-Displayed and Reserve Orders
Comments due: October 30, 2019
Additional Materials: Exhibit 5
Third Quarter
SR-LTSE-2019-01
34-86722 Aug. 21, 2019 Order Approving Proposed Rule Change to Adopt Rule 14.425, Which Would Require Companies Listed on the Exchange to Develop and Publish Certain Long-Term Policies
Second Quarter
SR-LTSE-2019-01
34-86327 Jul. 8, 2019 Notice of Filing of Proposed Rule Change to Adopt Rule 14.425, Which Would Require Companies Listed on the Exchange to Develop and Publish Certain Long-Term Policies
Comments due: August 2, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.

File Number List for 2019

Release No. Date Details
SR-LTSE-2019-05
34-87861 Dec. 27, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Membership Waive-in Process for FINRA Members
Comments due: January 24, 2020
Additional Materials: Exhibit 3, Exhibit 5
SR-LTSE-2019-04
34-87773 Dec. 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Dual Listing
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-LTSE-2019-03
34-87357 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280 and to Move the Limit Up-Limit Down Mechanism, Authority to Initiate Trading Halts, and Procedure for Initiating and Terminating a Trading Halt into Separate Rules for Clarity
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-LTSE-2019-02
34-87221 Oct. 3, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Make the Exchange a Display-Only Market by Removing References to Non-Displayed and Reserve Orders
Comments due: October 30, 2019
Additional Materials: Exhibit 5
SR-LTSE-2019-01
34-86722 Aug. 21, 2019 Order Approving Proposed Rule Change to Adopt Rule 14.425, Which Would Require Companies Listed on the Exchange to Develop and Publish Certain Long-Term Policies
34-86327 Jul. 8, 2019 Notice of Filing of Proposed Rule Change to Adopt Rule 14.425, Which Would Require Companies Listed on the Exchange to Develop and Publish Certain Long-Term Policies
Comments due: August 2, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.