Long-Term Stock Exchange, Inc. (LTSE) Rulemaking

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Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

LTSE File Number List for 2021

Additional Archives

Chronological List for 2021

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Release No. Date Details
Fourth Quarter
SR-LTSE-2021-08
34-93787 Dec. 15, 2021 Notice of Filing of a Proposed Rule Change to Modify and Expand the Package of Products and Services Provided to Companies and Clarify Existing Practice under Rule 14.602
Comments due: January 11, 2022
Additional Materials: Exhibit 5
SR-LTSE-2021-07
34-93702 Dec. 1, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to make Juneteenth National Independence Day a holiday of the Exchange in Rule 11.110 (Hours of Trading and Trading Days)
Comments due: December 28, 2021
Additional Materials: Exhibit 5
SR-LTSE-2021-06
34-93376 Oct. 18, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280
Comments due: November 12, 2021
Additional Materials: Exhibit 5
Third Quarter
SR-LTSE-2021-05
34-92847 Sep. 1, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate LTSE Rule 11.420 (Order Audit Trail System ("OATS") Requirements)
Comments due: September 29, 2021
Additional Materials: Exhibit 5
SR-LTSE-2021-04
34-92752 Aug. 25, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Director "Business Relationships" Provision and Definition of "Family Member" For Purposes of LTSE Rule 14.405(a)(2) and Supplementary Material .01 (Definition of Independence)
Comments due: September 21, 2021
Additional Materials: Exhibit 5
Second Quarter
SR-LTSE-2021-03
34-92055 May 27, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Temporary Reduction in the Initial Listing Fee
Comments due: June 24, 2021
Additional Materials: Exhibit 5
First Quarter
SR-LTSE-2021-01
34-91287 Mar. 10, 2021 Order Approving Proposed Rule Change to Amend LTSE Rule 14.501 to Specify the Process for Enforcing Compliance with LTSE Rule 14.425 for Listed Companies
SR-LTSE-2020-22
34-91054 Feb. 3, 2021 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 14.602 Related to Promotional Services and Listing Ceremonies for Listed Companies
Comments due: March 2, 2021
SR-LTSE-2021-01
34-91019 Jan. 29, 2021 Notice of Filing of a Proposed Rule Change to Amend LTSE Rule 14.501 to Specify the Process for Enforcing Compliance with LTSE Rule 14.425 for Listed Companies
Comments due: February 25, 2021
Additional Materials: Exhibit 5

File Number List for 2021

Release No. Date Details
SR-LTSE-2021-08
34-93787 Dec. 15, 2021 Notice of Filing of a Proposed Rule Change to Modify and Expand the Package of Products and Services Provided to Companies and Clarify Existing Practice under Rule 14.602
Comments due: January 11, 2022
Additional Materials: Exhibit 5
SR-LTSE-2021-07
34-93702 Dec. 1, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to make Juneteenth National Independence Day a holiday of the Exchange in Rule 11.110 (Hours of Trading and Trading Days)
Comments due: December 28, 2021
Additional Materials: Exhibit 5
SR-LTSE-2021-06
34-93376 Oct. 18, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280
Comments due: November 12, 2021
Additional Materials: Exhibit 5
SR-LTSE-2021-05
34-92847 Sep. 1, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate LTSE Rule 11.420 (Order Audit Trail System ("OATS") Requirements)
Comments due: September 29, 2021
Additional Materials: Exhibit 5
SR-LTSE-2021-04
34-92752 Aug. 25, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Director "Business Relationships" Provision and Definition of "Family Member" For Purposes of LTSE Rule 14.405(a)(2) and Supplementary Material .01 (Definition of Independence)
Comments due: September 21, 2021
Additional Materials: Exhibit 5
SR-LTSE-2021-03
34-92055 May 27, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Temporary Reduction in the Initial Listing Fee
Comments due: June 24, 2021
Additional Materials: Exhibit 5
SR-LTSE-2021-01
34-91287 Mar. 10, 2021 Order Approving Proposed Rule Change to Amend LTSE Rule 14.501 to Specify the Process for Enforcing Compliance with LTSE Rule 14.425 for Listed Companies
34-91019 Jan. 29, 2021 Notice of Filing of a Proposed Rule Change to Amend LTSE Rule 14.501 to Specify the Process for Enforcing Compliance with LTSE Rule 14.425 for Listed Companies
Comments due: February 25, 2021
Additional Materials: Exhibit 5