LCH SA Rulemaking: 2019
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
LCH SA File Number List for 2019
Additional Archives
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Chronological List for 2019
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-LCH SA-2019-008 | ||
| 34-87720 | Dec. 11, 2019 | Order Approving Rule Change Relating to the Updated 2018 Version of the Recovery Plan |
| SR-LCH SA-2019-007 | ||
| 34-87655 | Dec. 4, 2019 | Notice of Filing of Proposed Rule Change Relating to amendments to LCH SA's Liquidity Risk Modelling framework
Comments due: December 31, 2019 |
| SR-LCH SA-2019-011 | ||
| 34-87649 | Dec. 3, 2019 | Notice of Filing of Proposed Rule Change Relating to amendments to CDS Clearing Supplement to reflect the ISDA NTCE Protocol and Supplement
Comments due: December 30, 2019 Additional Materials: Exhibit 5 |
| SR-LCH SA-2019-010 | ||
| 34-87536 | Nov. 14, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to amendments to LCH SA's Fee Grid for Non Cash Collateral
Comments due: December 11, 2019 Additional Materials: Exhibit 5 |
| SR-LCH SA-2019-009 | ||
| 34-87522 | Nov. 13, 2019 | Notice of Filing of Proposed Rule Change Relating to amendments to CDSClear Reference Guide to allow Index Basis Packages margining
Comments due: December 10, 2019 |
| SR-LCH SA-2019-005 | ||
| 34-87485 | Nov. 7, 2019 | Order Approving Proposed Rule Change Relating to (i) Introduction of Clearing of the New Markit iTraxx Subordinated Financials Index CDS and the Related Single Name CDS Constituents; (ii) Enhancements to Wrong Way Risk Margin; and (iii) Modification to Default Fund Additional Margin |
| SR-LCH SA-2019-008 | ||
| 34-87388 | Oct. 23, 2019 | Notice of Filing of a Proposed Rule Change Relating to the Updated 2018 Version of the Recovery Plan
Comments due: November 19, 2019 |
| SR-LCH SA-2019-006 | ||
| 34-87296 | Oct. 11, 2019 | Order Approving Proposed Rule Change Relating to Extension of Weekly Backloading Cycle to Index Swaptions |
| Third Quarter | ||
| SR-LCH SA-2019-006 | ||
| 34-86858 | Sep. 3, 2019 | Notice of Filing of Proposed Rule Change Relating to Extension of Weekly Backloading Cycle to Index Swaptions
Comments due: September 30, 2019 Additional Materials: Exhibit 5a; Exhibit 5b; Exhibit 5c |
| SR-LCH SA-2019-005 | ||
| 34-86834 | Aug. 30, 2019 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Introduction of clearing of the new Markit iTraxx Subordinated Financials Index CDS and the related single name CDS constituents and enhancements to Wrong Way Risk margin |
| Second Quarter | ||
| SR-LCH SA-2019-005 | ||
| 34-86576 | Aug. 6, 2019 | Notice of Filing of Proposed Rule Change Relating to Introduction of Clearing of the New Markit iTraxx Subordinated Financials Index CDS and the Related Single Name CDS Constituents and Enhancements to Wrong Way Risk Margin
Comments due: August 30, 2019 Additional Materials: Exhibit 5 |
| SR-LCH SA-2019-004 | ||
| 34-86457 | Jul. 24, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, Relating to the Extension to clients of CDSClear of the fee applicable by LCH SA on the amount of allocated securities collateral
Comments due: August 20, 2019 Additional Materials: Exhibit 5 |
| SR-LCH SA-2019-003 | ||
| 34-86376 | Jul. 15, 2019 | Order Approving Proposed Rule Change, as Modified by Amendments No. 1 and 2, to Implement Settled-to-Market Treatment of Variation Margin, Permit the Creation of Multiple Account Structures, Permit Select Members to Provide Clearing Services to Affiliated Firms, and Update the Onboarding Procedures |
| SR-LCH SA-2019-003 | ||
| 34-85940 | May 24, 2019 | Notice of Filing of Proposed Rule Change, as Modified by Amendments No. 1 and 2, to Implement Settled-to-Market Treatment of Variation Margin, Permit the Creation of Multiple Account Structures, Permit Select Members to Provide Clearing Services to Affiliated Firms, and Update the Onboarding Procedures
Comments due: June 21, 2019 Additional Materials: Exhibit 5 |
| SR-LCH SA-2019-002 | ||
| 34-85763 | May 2, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Onboarding Fee Waiver and Introduction of a Fee Rebate Scheme for CDSClear Index Swaptions Clearing Activities
Comments due: May 29, 2019 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-LCH SA-2019-001 | ||
| 34-85554 | Apr. 8, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend the CDS and Options fee grid for CDSClear Clearing Members Effective Retroactively from January 1st, 2019
Comments due: May 3, 2019 Additional Materials: Exhibit 5 |
LCH SA File Number List for 2019
| Release No. | Date | Details |
|---|---|---|
| SR-LCH SA-2019-012 | ||
| 34-87886 | Jan. 3, 2020 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendments of the CDSClear Fee Grid
Comments due: January 30, 2020 Additional Materials: Exhibit 5 |
| SR-LCH SA-2019-011 | ||
| 34-88021 | Jan. 23, 2020 | Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to Amendments to CDS Clearing Supplement to Reflect the ISDA NTCE Protocol and Supplement
Comments due: February 21, 2020 |
| 34-87649 | Dec. 3, 2019 | Notice of Filing of Proposed Rule Change Relating to amendments to CDS Clearing Supplement to reflect the ISDA NTCE Protocol and Supplement
Comments due: December 30, 2019 Additional Materials: Exhibit 5 |
| SR-LCH SA-2019-010 | ||
| 34-87536 | Nov. 14, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to amendments to LCH SA's Fee Grid for Non Cash Collateral
Comments due: December 11, 2019 Additional Materials: Exhibit 5 |
| SR-LCH SA-2019-009 | ||
| 34-87881 | Jan. 2, 2020 | Order Approving Proposed Rule Change Relating to Amendments to CDSClear Reference Guide to allow Index Basis Packages Margining |
| 34-87522 | Nov. 13, 2019 | Notice of Filing of Proposed Rule Change Relating to amendments to CDSClear Reference Guide to allow Index Basis Packages margining
Comments due: December 10, 2019 |
| SR-LCH SA-2019-008 | ||
| 34-87720 | Dec. 11, 2019 | Order Approving Rule Change Relating to the Updated 2018 Version of the Recovery Plan |
| 34-87388 | Oct. 23, 2019 | Notice of Filing of a Proposed Rule Change Relating to the Updated 2018 Version of the Recovery Plan
Comments due: November 19, 2019 |
| SR-LCH SA-2019-007 | ||
| 34-88039 | Jan. 24, 2020 | Order Approving Proposed Rule Change Relating to amendments to LCH SA's Liquidity Risk Modelling framework |
| 34-87655 | Dec. 4, 2019 | Notice of Filing of Proposed Rule Change Relating to amendments to LCH SA's Liquidity Risk Modelling framework
Comments due: December 31, 2019 |
| SR-LCH SA-2019-006 | ||
| 34-87296 | Oct. 11, 2019 | Order Approving Proposed Rule Change Relating to Extension of Weekly Backloading Cycle to Index Swaptions |
| 34-86858 | Sep. 3, 2019 | Notice of Filing of Proposed Rule Change Relating to Extension of Weekly Backloading Cycle to Index Swaptions
Comments due: September 30, 2019 Additional Materials: Exhibit 5a; Exhibit 5b; Exhibit 5c |
| SR-LCH SA-2019-005 | ||
| 34-87485 | Nov. 7, 2019 | Order Approving Proposed Rule Change Relating to (i) Introduction of Clearing of the New Markit iTraxx Subordinated Financials Index CDS and the Related Single Name CDS Constituents; (ii) Enhancements to Wrong Way Risk Margin; and (iii) Modification to Default Fund Additional Margin |
| 34-86834 | Aug. 30, 2019 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Introduction of clearing of the new Markit iTraxx Subordinated Financials Index CDS and the related single name CDS constituents and enhancements to Wrong Way Risk margin |
| 34-86576 | Aug. 6, 2019 | Notice of Filing of Proposed Rule Change Relating to Introduction of Clearing of the New Markit iTraxx Subordinated Financials Index CDS and the Related Single Name CDS Constituents and Enhancements to Wrong Way Risk Margin
Comments due: August 30, 2019 Additional Materials: Exhibit 5 |
| SR-LCH SA-2019-004 | ||
| 34-86457 | Jul. 24, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, Relating to the Extension to clients of CDSClear of the fee applicable by LCH SA on the amount of allocated securities collateral
Comments due: August 20, 2019 Additional Materials: Exhibit 5 |
| SR-LCH SA-2019-003 | ||
| 34-86376 | Jul. 15, 2019 | Order Approving Proposed Rule Change, as Modified by Amendments No. 1 and 2, to Implement Settled-to-Market Treatment of Variation Margin, Permit the Creation of Multiple Account Structures, Permit Select Members to Provide Clearing Services to Affiliated Firms, and Update the Onboarding Procedures |
| 34-85940 | May 24, 2019 | Notice of Filing of Proposed Rule Change, as Modified by Amendments No. 1 and 2, to Implement Settled-to-Market Treatment of Variation Margin, Permit the Creation of Multiple Account Structures, Permit Select Members to Provide Clearing Services to Affiliated Firms, and Update the Onboarding Procedures
Comments due: June 21, 2019 Additional Materials: Exhibit 5 |
| SR-LCH SA-2019-002 | ||
| 34-85763 | May 2, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Onboarding Fee Waiver and Introduction of a Fee Rebate Scheme for CDSClear Index Swaptions Clearing Activities
Comments due: May 29, 2019 Additional Materials: Exhibit 5 |
| SR-LCH SA-2019-001 | ||
| 34-85554 | Apr. 8, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend the CDS and Options fee grid for CDSClear Clearing Members Effective Retroactively from January 1st, 2019
Comments due: May 3, 2019 Additional Materials: Exhibit 5 |