LCH SA Rulemaking Archive 2017

We encourage the public to submit comments on the following LCH SA filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter | First Quarter

LCH SA File Number List for 2017

Additional Archives

Chronological List for 2017

Release No. Date Details
Fourth Quarter
SR-LCH SA-2017-010
34-82421 Dec. 29, 2017 Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Implementation of the Markets in Financial Instruments Regulation
See also: Notice: Rel. No. 34-82194
SR-LCH SA-2017-011
34-82406 Dec. 27, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CDSClear Fee Grid for All Accounts Structures
Comments due: January 23, 2018
SR-LCH SA-2017-009
34-82345 Dec. 18, 2017 Order Approving Proposed Rule Change Relating to Wrong Way Risk Margin
See also: Notice: Rel. No. 34-82043
SR-LCH SA-2017-013
34-82317 Dec. 13, 2017 Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to LCH SA's Wind Down Plan
Comments due: January 9, 2018
SR-LCH SA-2017-012
34-82316 Dec. 13, 2017 Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to LCH SA's Recovery Plan
Comments due: January 9, 2018
SR-LCH SA-2017-010
34-82194 Dec. 1, 2017 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the Implementation of the Markets in Financial Instruments Regulation
Comments due:  December 28, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-82421
SR-LCH SA-2017-007
34-82109 Nov. 17, 2017 Order Approving Proposed Rule Changes to Add Rules Related to the Clearing of Options on Index Credit Default Swaps
See also: Order: Rel. No. 34-81818, Notice: Rel. No. 34-81399
Additional File No.: SR-LCH SA-2017-006
SR-LCH SA-2017-006
34-82109 Nov. 17, 2017 Order Approving Proposed Rule Changes to Add Rules Related to the Clearing of Options on Index Credit Default Swaps
See also: Notice: Rel. No. 34-81819, Notice: Rel. No. 34-81487
Additional File No.: SR-LCH SA-2017-007
SR-LCH SA-2017-008
34-82076 Nov. 14, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Margin Framework and Default Fund Methodology for Options on Index Credit Default Swaps
Comments due: December 11, 2017
Additional Materials: Exhibit 5
SR-LCH SA-2017-009
34-82043 Nov. 9, 2017 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to Wrong Way Risk Margin.
Comments due: December 7, 2017
See also: Order: Rel. No. 34-82345
SR-LCH SA-2017-006
34-81819 Oct. 4, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Options on Index Credit Default Swaps
See also: Notice: Rel. No. 34-81487, Order: Rel. No. 34-82109
SR-LCH SA-2017-007
34-81818 Oct. 4, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Options on Index Credit Default Swaps
See also: Notice: Rel. No. 34-81399, Order: Rel. No. 34-82109
Third Quarter
SR-LCH SA-2017-006
34-81487 Aug. 25, 2017 Notice of Filing of Proposed Rule Change Relating to Options on Index Credit Default Swaps
Comments due: September 21, 2017
See also: Notice: Rel. No. 34-81819, Order: Rel. No. 34-82109
SR-LCH SA-2017-007
34-81399 Aug. 15, 2017 Notice of Filing of Proposed Rule Change Relating to Margin Framework and Default Fund Methodology for Options on Index Credit Default Swaps
Comments due: September 11, 2017
See also: Order: Rel. No. 34-81818, Order: Rel. No. 34-82109
Second Quarter
SR-LCH SA-2017-005
34-81056 Jun. 30, 2017 Order Approving Proposed Rule Change, as Amended by Amendment No. 1 thereto, to add Rules Related to the Clearing of CDX.NA.HY CDS
See also: Notice: Rel. No. 34-80666
SR-LCH SA-2017-004
34-80849 Jun. 2, 2017 Order Approving Proposed Rule Change Relating to LCH SA's CDS Margin and Extreme Credit Spread Curves
See also: Notice: Rel. No. 34-80451
SR-LCH SA-2017-003
34-80848 Jun. 2, 2017 Order Approving Proposed Rule Change Relating to Recovery Risk Margin
See also: Notice: Rel. No. 34-80450
SR-LCH SA-2017-005
34-80666 May 11, 2017 Notice of Proposed Rule Change, as modified by Amendment No. 1 Thereto, to Add Rules Related to the Clearing of CDX.NA.HY CDS
Comments due:  June 7, 2017
See also: Order: Rel. No. 34-81056
SR-LCH SA-2017-004
34-80451 Apr. 13, 2017 Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to CDS Margin and Extreme Credit Spread Curves
Comments due: May 10, 2017
See also: Order: Rel. No. 34-80849
SR-LCH SA-2017-003
34-80450 Apr. 13, 2017 Notice of Filing of Proposed Rule Change Relating to Recovery Risk Margin
Comments due: May 10, 2017
See also: Order: Rel. No. 34-80848
SR-LCH SA-2017-002
34-80379 Apr. 5, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Retroactively Apply Recently-Revised Fee Schedule
Comments due: May 2, 2017
Additional Materials: Exhibit 5
First Quarter
SR-LCH SA-2017-001
34-80114 Feb. 27, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice to Adopt Revised Fee Schedule and Establish Annual Fixed Fee for General Members
Comments due: March 24, 2017
Additional Materials: Exhibit 5

LCH SA File Number List for 2017

Release No. Date Details
SR-LCH SA-2017-013
34-82901 Mar. 19, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes Related to LCH SA's Recovery and Wind Down Plans
Comments due: April 13, 2018
Rebuttal comments due: April 27, 2018
Additional File Nos.: SR-LCH SA-2017-012
34-82571 Jan. 23, 2018 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt LCH SA's Wind Down Plan
34-82317 Dec. 13, 2017 Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to LCH SA's Wind Down Plan
Comments due: January 9, 2018
SR-LCH SA-2017-012
34-83451 Jun. 15, 2018 Order Approving Proposed Rule Changes Related to LCH SA's Recovery and Wind Down Plans
Additional File Nos.:  SR-LCH SA-2017-013
34-82901 Mar. 19, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes Related to LCH SA's Recovery and Wind Down Plans
Comments due: April 13, 2018
Rebuttal comments due: April 27, 2018
Additional File Nos.:  SR-LCH SA-2017-013
34-82570 Jan. 23, 2018 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt LCH SA's Recovery Plan
34-82316 Dec. 13, 2017 Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to LCH SA's Recovery Plan
Comments due: January 9, 2018
SR-LCH SA-2017-011
34-82406 Dec. 27, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CDSClear Fee Grid for All Accounts Structures
Comments due: January 23, 2018
SR-LCH SA-2017-010
34-82421 Dec. 29, 2017 Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Implementation of the Markets in Financial Instruments Regulation
34-82194 Dec. 1, 2017 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the Implementation of the Markets in Financial Instruments Regulation
Comments due:  December 28, 2017
Additional Materials: Exhibit 5
SR-LCH SA-2017-009
34-82345 Dec. 18, 2017 Order Approving Proposed Rule Change Relating to Wrong Way Risk Margin
34-82043 Nov. 9, 2017 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to Wrong Way Risk Margin.
Comments due: December 7, 2017
SR-LCH SA-2017-008
34-82076 Nov. 14, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Margin Framework and Default Fund Methodology for Options on Index Credit Default Swaps
Comments due: December 11, 2017
Additional Materials: Exhibit 5
SR-LCH SA-2017-007
34-82109 Nov. 17, 2017 Order Approving Proposed Rule Changes to Add Rules Related to the Clearing of Options on Index Credit Default Swaps
Additional File No.: SR-LCH SA-2017-006
34-81818 Oct. 4, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Options on Index Credit Default Swaps
See also: Notice: Rel. No. 34-81399
34-81399 Aug. 15, 2017 Notice of Filing of Proposed Rule Change Relating to Margin Framework and Default Fund Methodology for Options on Index Credit Default Swaps
Comments due: September 11, 2017
SR-LCH SA-2017-006
34-82109 Nov. 17, 2017 Order Approving Proposed Rule Changes to Add Rules Related to the Clearing of Options on Index Credit Default Swaps
Additional File No.: SR-LCH SA-2017-007
34-81819 Oct. 4, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Options on Index Credit Default Swaps
34-81487 Aug. 25, 2017 Notice of Filing of Proposed Rule Change Relating to Options on Index Credit Default Swaps
Comments due: September 21, 2017
SR-LCH SA-2017-005
34-81056 Jun. 30, 2017 Order Approving Proposed Rule Change, as Amended by Amendment No. 1 thereto, to add Rules Related to the Clearing of CDX.NA.HY CDS
34-80666 May 11, 2017 Notice of Proposed Rule Change, as modified by Amendment No. 1 Thereto, to Add Rules Related to the Clearing of CDX.NA.HY CDS
Comments due:  June 7, 2017
SR-LCH SA-2017-004
34-80849 Jun. 2, 2017 Order Approving Proposed Rule Change Relating to LCH SA's CDS Margin and Extreme Credit Spread Curves
34-80451 Apr. 13, 2017 Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to CDS Margin and Extreme Credit Spread Curves
Comments due: May 10, 2017
SR-LCH SA-2017-003
34-80848 Jun. 2, 2017 Order Approving Proposed Rule Change Relating to Recovery Risk Margin
34-80450 Apr. 13, 2017 Notice of Filing of Proposed Rule Change Relating to Recovery Risk Margin
Comments due: May 10, 2017
SR-LCH SA-2017-002
34-80379 Apr. 5, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Retroactively Apply Recently-Revised Fee Schedule
Comments due: May 2, 2017
Additional Materials: Exhibit 5
SR-LCH SA-2017-001
34-80114 Feb. 27, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice to Adopt Revised Fee Schedule and Establish Annual Fixed Fee for General Members
Comments due: March 24, 2017
Additional Materials: Exhibit 5