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ISE Mercury Exchange Rulemaking Archive 2016
We encourage the public to submit comments on the following ISE Mercury, LLC, filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
ISE Mercury File Number List for 2016
Additional Archives
2017 | 2016
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-ISEMercury-2016-22 |
| 34-79663 |
Dec. 22, 2016 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Permit Nasdaq Execution Services, LLC to become an Affiliated Member of the Exchange to Perform Certain Routing and Other Functions
Comments due: January 19, 2017
Additional Materials: Exhibit 5
|
SR-ISEMercury-2016-24 |
| 34-79624 |
Dec. 20, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend ISE Mercury Rule 803 at Supplementary Material .02 in Connection with Business Continuity and Disaster Recovery Plans
Comments due: January 17, 2017
Additional Materials: Exhibit 5
|
SR-ISEMercury-2016-25 |
| 34-79539 |
Dec. 13, 2016 |
Notice of Filing of Proposed Rule Change to Amend ISE Mercury Rule 723 and to Make Pilot Program Permanent
Comments due: January 9, 2017
Additional Materials: Exhibit 3, Exhibit 5
See also: Order: Rel. No. 34-79841
|
SR-ISEMercury-2016-16 |
| 34-79357 |
Nov. 18, 2016 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Amending Bylaws of Nasdaq, Inc. to Implement Proxy Access
Comments due: December 16, 2016
See also: Notice: Rel. No. 34-78980
Additional File Nos.: SR-NASDAQ-2016-127, SR-BX-2016-051, SR-ISE-2016-22, SR-ISEGemini-2016-10, SR-Phlx-2016-93, SR-BSECC-2016-001, SR-SCCP-2016-01
|
SR-ISEMercury-2016-21 |
| 34-79354 |
Nov. 18, 2016 |
Notice of Filing of Proposed Rule Change to Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism
Comments due: December 16, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-79731
|
SR-ISEMercury-2016-20 |
| 34-79323 |
Nov. 16, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Non-Controversial and Technical Changes to Exchange Rules
Comments due: December 13, 2016
Additional Materials: Exhibit 5
|
SR-ISEMercury-2016-17 |
| 34-79059 |
Oct. 6, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend a Current Billing Practice With Respect to Billing Disputes
Comments due: November 3, 2016
Additional Materials: Exhibit 5
|
| Third Quarter |
SR-ISEMercury-2016-18 |
| 34-79012 |
Sep. 30, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Rule 209
Comments due: October 27, 2016
Additional Materials: Exhibit 5
|
SR-ISEMercury-2016-16 |
| 34-78980 |
Sep. 29, 2016 |
Notice of Filing of Proposed Rule Change to Amend the By-Laws of Nasdaq, Inc. to Implement Proxy Access
Comments due: October 26, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-79357
Comments received are available for this proposal.
|
SR-ISEMercury-2016-14 |
| 34-78791 |
Sep. 8, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Specificity to the Definition of a Professional in the Exchange's Rules
Comments due: October 5, 2016
Additional Materials: Exhibit 5
|
SR-ISEMercury-2016-13 |
| 34-78342 |
Jul. 15, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: August 11, 2016
Additional Materials: Exhibit 5
|
| Second Quarter |
SR-ISEMercury-2016-12 |
| 34-78202 |
Jun. 30, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 28, 2016
Additional Materials: Exhibit 5 |
SR-ISEMercury-2016-10 |
| 34-78119 |
Jun. 21, 2016 |
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction in Which Nasdaq, Inc. Will Become the Indirect Parent of ISE, ISE Gemini, and ISE Mercury
Comments due: July 18, 2016
Additional File Nos.: SR-ISE-2016-11, SR-ISEGemini-2016-05 |
SR-ISEMercury-2016-07 |
| 34-77931 |
May 26, 2016 |
Order Approving Proposed Rule Change Related to Market Wide Risk Protection
See also: Notice: Rel. No. 34-77569
|
SR-ISEMercury-2016-11 |
| 34-77841 |
May 16, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: June 10, 2016
Additional Materials: Exhibit 5 |
SR-ISEMercury-2016-10 |
| 34-77796 |
May 10, 2016 |
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent
Comments due: June 6, 2016
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g
See also: Notice/Order: Rel. No. 34-78119
Comments received are available for this proposal. |
SR-ISEMercury-2016-09 |
| 34-77716 |
Apr. 26, 2016 |
Notice of Filing of Proposed Rule Change Relating to Preferenced Volume
Comments due: May 23, 2016
Additional Materials: Exhibit 5 |
SR-ISEMercury-2016-07 |
| 34-77569 |
Apr. 8, 2016 |
Notice of Filing of Proposed Rule Change Related to Market Wide Risk Protection
Comments due: May 5, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-77931
Comments received are available for this proposal.
|
SR-ISEMercury-2016-08 |
| 34-77556 |
Apr. 7, 2016 |
Notice of Filing of Proposed Rule Change to Limit Mandatory Participation in Scheduled Functional and Performance Testing Under Regulation SCI to Only Those Primary Market Makers That Meet Specified Criteria
Comments due: May 4, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal. |
| First Quarter |
SR-ISEMercury-2016-06 |
| 34-77412 |
Mar. 21, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 15, 2016
Additional Materials: Exhibit 5
|
SR-ISEMercury-2016-05 |
| 34-77409 |
Mar. 21, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 15, 2016
Additional Materials: Exhibit 5
|
SR-ISEMercury-2016-02 |
| 34-77292 |
Mar. 4, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Schedule of Fees
Comments due: March 31, 2016
Additional Materials: Exhibit 5
|
| ISE Mercury File Number List for 2016 |
| Release No. |
Date |
Details |
SR-ISEMercury-2016-26 |
| 34-79740 |
Jan. 4, 2017 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Extend a Pilot Program
Comments due: January 31, 2017
Additional Materials: Exhibit 5
|
SR-ISEMercury-2016-25 |
| 34-79841 |
Jan. 18, 2017 |
Order Granting Approval of Proposed Rule Change to Amend ISE Mercury Rule 723 and to Make Pilot Program Permanent
|
| 34-79539 |
Dec. 13, 2016 |
Notice of Filing of Proposed Rule Change to Amend ISE Mercury Rule 723 and to Make Pilot Program Permanent
Comments due: January 9, 2017
Additional Materials: Exhibit 3, Exhibit 5
|
SR-ISEMercury-2016-24 |
| 34-79624 |
Dec. 20, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend ISE Mercury Rule 803 at Supplementary Material .02 in Connection with Business Continuity and Disaster Recovery Plans
Comments due: January 17, 2017
Additional Materials: Exhibit 5
|
SR-ISEMercury-2016-22 |
| 34-79995 |
Feb. 9, 2017 |
Order Granting Approval of Proposed Rule Changes, as Modified by Amendment Nos. 1 and 2 Thereto, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of Each Exchange To Perform Certain Routing and Other Functions
See also:
Additional File No.: SR-ISEGemini-2016-16
|
| 34-79663 |
Dec. 22, 2016 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Permit Nasdaq Execution Services, LLC to become an Affiliated Member of the Exchange to Perform Certain Routing and Other Functions
Comments due: January 19, 2017
Additional Materials: Exhibit 5
|
SR-ISEMercury-2016-21 |
| 34-79731 |
Jan. 4, 2017 |
Order Approving a Proposed Rule Change to Modify the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism, and Price Improvement Mechanism
|
| 34-79354 |
Nov. 18, 2016 |
Notice of Filing of Proposed Rule Change to Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism
Comments due: December 16, 2016
Additional Materials: Exhibit 5
|
SR-ISEMercury-2016-20 |
| 34-79323 |
Nov. 16, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Non-Controversial and Technical Changes to Exchange Rules
Comments due: December 13, 2016
Additional Materials: Exhibit 5
|
SR-ISEMercury-2016-18 |
| 34-79012 |
Sep. 30, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Rule 209
Comments due: October 27, 2016
Additional Materials: Exhibit 5
|
SR-ISEMercury-2016-17 |
| 34-79059 |
Oct. 6, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend a Current Billing Practice With Respect to Billing Disputes
Comments due: November 3, 2016
Additional Materials: Exhibit 5
|
SR-ISEMercury-2016-16 |
| 34-79357 |
Nov. 18, 2016 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Amending Bylaws of Nasdaq, Inc. to Implement Proxy Access
Comments due: December 16, 2016
Additional File Nos.: SR-NASDAQ-2016-127, SR-BX-2016-051, SR-ISE-2016-22, SR-ISEGemini-2016-10, SR-Phlx-2016-93, SR-BSECC-2016-001, SR-SCCP-2016-01
|
| 34-78980 |
Sep. 29, 2016 |
Notice of Filing of Proposed Rule Change to Amend the By-Laws of Nasdaq, Inc. to Implement Proxy Access
Comments due: October 26, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-ISEMercury-2016-14 |
| 34-78791 |
Sep. 8, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Specificity to the Definition of a Professional in the Exchange's Rules
Comments due: October 5, 2016
Additional Materials: Exhibit 5
|
SR-ISEMercury-2016-13 |
| 34-78342 |
Jul. 15, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: August 11, 2016
Additional Materials: Exhibit 5
|
SR-ISEMercury-2016-12 |
| 34-78202 |
Jun. 30, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 28, 2016
Additional Materials: Exhibit 5 |
SR-ISEMercury-2016-11 |
| 34-77841 |
May 16, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: June 10, 2016
Additional Materials: Exhibit 5 |
SR-ISEMercury-2016-10 |
| 34-78119 |
Jun. 21, 2016 |
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction in Which Nasdaq, Inc. Will Become the Indirect Parent of ISE, ISE Gemini, and ISE Mercury
Comments due: July 18, 2016
Additional File Nos.: SR-ISE-2016-11, SR-ISEGemini-2016-05 |
| 34-77796 |
May 10, 2016 |
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent
Comments due: June 6, 2016
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g
Comments received are available for this proposal.
|
SR-ISEMercury-2016-09 |
| 34-77716 |
Apr. 26, 2016 |
Notice of Filing of Proposed Rule Change Relating to Preferenced Volume
Comments due: May 23, 2016
Additional Materials: Exhibit 5
|
SR-ISEMercury-2016-08 |
| 34-77556 |
Apr. 7, 2016 |
Notice of Filing of Proposed Rule Change to Limit Mandatory Participation in Scheduled Functional and Performance Testing Under Regulation SCI to Only Those Primary Market Makers That Meet Specified Criteria
Comments due: May 4, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-ISEMercury-2016-07 |
| 34-77931 |
May 26, 2016 |
Order Approving Proposed Rule Change Related to Market Wide Risk Protection
|
| 34-77569 |
Apr. 8, 2016 |
Notice of Filing of Proposed Rule Change Related to Market Wide Risk Protection
Comments due: May 5, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-ISEMercury-2016-06 |
| 34-77412 |
Mar. 21, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 15, 2016
Additional Materials: Exhibit 5
|
SR-ISEMercury-2016-05 |
| 34-77409 |
Mar. 21, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 15, 2016
Additional Materials: Exhibit 5
|
SR-ISEMercury-2016-02 |
| 34-77292 |
Mar. 4, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Schedule of Fees
Comments due: March 31, 2016
Additional Materials: Exhibit 5
|
http://www.sec.gov/rules/sro/isemercury/isemercuryarchive/isemercuryarchive2016.htm
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