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ISE Gemini Exchange Rulemaking Archive: 2015

The Topaz Exchange has changed its name to ISE Gemini, LLC. All filings by ISE Gemini, LLC, will be posted to the ISE Gemini page. Filings filed with "Topaz" as part of the file number will be posted on the Topaz Exchange page.

We encourage the public to submit comments on the following ISE Gemini, LLC, filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

ISE Gemini File Number List for 2015

Chronological List
Release No. Date Details
Fourth Quarter

SR-ISEGemini-2015-17
34-76505 Nov. 23, 2015 Notice of Filing of Proposed Rule Change to Amend Rule 804(g)
Comments due:  December 21, 2015
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-78424, Notice: Rel. No. 34-77927, Order: Rel. No. 34-77247, Notice: Rel. No. 34-76894

SR-ISEGemini-2015-26
34-76500 Nov. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due:  December 18, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-24
34-76468 Nov. 18, 2015 Notice of Withdrawal of a Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent
See also: Notice: Rel. No. 34-76416

SR-ISEGemini-2015-24
34-76416 Nov. 10, 2015 Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent
Comments due: December 8, 2015
Additional Materials: Exhibit 5a, Exhibit 5b
See also: Order: Rel. No. 34-76468

SR-ISEGemini-2015-23
34-76332 Nov. 3, 2015 Notice of Filing of Proposed Rule Change to Comply with the Requirements of Rule 1004 of Regulation SCI
Comments due:  November 30, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-22
34-76228 Oct. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Limit Up-Limit Down Obvious Error Pilot
Comments due:  November 18, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-21
34-76214 Oct. 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due:  November 17, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-19
34-76180 Oct. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due:  November 12, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-20
34-76172 Oct. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due:  November 12, 2015
Additional Materials: Exhibit 5
Third Quarter

SR-ISEGemini-2015-16
34-75959 Sep. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: October 19, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-14
34-75804 Sep. 1, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Principles-Based Approach to Prohibit the Misuse of Material, Non-public Information by Market Makers by Deleting Rule 810
Comments due:  September 29, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-13
34-75481 Jul. 17, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: August 13, 2015
Additional Materials: Exhibit 5
Second Quarter

SR-ISEGemini-2015-12
34-75315 Jun. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due:  July 23, 2015

SR-ISEGemini-2015-09
34-74971 May 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Introduce a New “Retail” Designation for Priority Customer Orders
Comments due: June 10, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-11
34-74897 May 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Nullification and Adjustment of Options Transactions including Obvious Errors
Comments due: June 3, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-10
34-74771 Apr. 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Information Barrier Rules
Comments due: May 18, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-08
34-74622 Apr. 1, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Share Member-Designated Risk Settings in the Trading System with Clearing Members
Comments due: April 28, 2015
First Quarter

SR-ISEGemini-2015-07
34-74529 Mar. 18, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 14, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-06
34-74505 Mar. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 9, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-04
34-74416 Mar. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 30, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-05
34-74311 Feb. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Limit Up-Limit Down Obvious Error Pilot
Comments due: March 18, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-03
34-74205 Feb. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 3, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-02
34-74113 Jan. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due:  February 18, 2015
Additional Materials: Exhibit 5


ISE Gemini File Number List for 2015
Release No. Date Details

SR-ISEGemini-2015-28
34-76836 Jan. 5, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories
Comments due: February 1, 2016
Additional Materials: Exhibit 5

SR-ISEGemini-2015-26
34-76500 Nov. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due:  December 18, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-24
34-76468 Nov. 18, 2015 Notice of Withdrawal of a Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent
34-76416 Nov. 10, 2015 Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent
Comments due: December 8, 2015
Additional Materials: Exhibit 5a, Exhibit 5b

SR-ISEGemini-2015-23
34-76332 Nov. 3, 2015 Notice of Filing of Proposed Rule Change to Comply with the Requirements of Rule 1004 of Regulation SCI
Comments due:  November 30, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-22
34-76228 Oct. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Limit Up-Limit Down Obvious Error Pilot
Comments due:  November 18, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-21
34-76214 Oct. 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due:  November 17, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-20
34-76172 Oct. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due:  November 12, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-19
34-76180 Oct. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due:  November 12, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-17
34-78424 Jul. 27, 2016 Order Disapproving a Proposed Rule Change to Amend Rule 804(g)
34-77927 May 26, 2016 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 804(g)
34-77247 Feb. 26, 2016 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 804(g)
Comments due: March 24, 2016
Rebuttal comments due: April 7, 2016
34-76894 Jan. 13, 2016 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend Rule 804(g)
34-76505 Nov. 23, 2015 Notice of Filing of Proposed Rule Change to Amend Rule 804(g)
Comments due:  December 21, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-16
34-75959 Sep. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: October 19, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-14
34-75804 Sep. 1, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Principles-Based Approach to Prohibit the Misuse of Material, Non-public Information by Market Makers by Deleting Rule 810
Comments due:  September 29, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-13
34-75481 Jul. 17, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: August 13, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-12
34-75315 Jun. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due:  July 23, 2015

SR-ISEGemini-2015-11
34-74897 May 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Nullification and Adjustment of Options Transactions including Obvious Errors
Comments due: June 3, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-10
34-74771 Apr. 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Information Barrier Rules
Comments due: May 18, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-09
34-74971 May 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Introduce a New “Retail” Designation for Priority Customer Orders
Comments due: June 10, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-08
34-74622 Apr. 1, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Share Member-Designated Risk Settings in the Trading System with Clearing Members
Comments due: April 28, 2015

SR-ISEGemini-2015-07
34-74529 Mar. 18, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 14, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-06
34-74505 Mar. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 9, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-05
34-74311 Feb. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Limit Up-Limit Down Obvious Error Pilot
Comments due: March 18, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-04
34-74416 Mar. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 30, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-03
34-74205 Feb. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 3, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-02
34-74113 Jan. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due:  February 18, 2015
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/isegemini/isegeminiarchive
/isegeminiarchive2015.shtml


Modified: 07/27/2016