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ISE Gemini Rulemaking Archive: 2014
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How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
ISE Gemini File Number List for 2014
Additional Archives
2017 | 2016 | 2015 |
2014
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-ISEGemini-2014-30 |
| 34-73889 |
Dec. 19, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: January 20, 2015
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-24 |
| 34-73861 |
Dec. 17, 2014 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction Involving Its Indirect Parent
See also: Notice: Rel. No. 34-73531
|
SR-ISEGemini-2014-29 |
| 34-73756 |
Dec. 5, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 2, 2015
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-28 |
| 34-73600 |
Nov. 14, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 11, 2014
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-24 |
| 34-73531 |
Nov. 5, 2014 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction Involving Its Indirect Parent
Comments due: December 3, 2014
Additional Materials: Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G, Exhibit 5H, Exhibit 5I
|
SR-ISEGemini-2014-27 |
| 34-73393 |
Oct. 21, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 17, 2014
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-26 |
| 34-73317 |
Oct. 8, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 723 to Add a New PIM ISO Order Type
Comments due: November 5, 2014
Additional Materials: Exhibit 5
|
| Third Quarter |
SR-ISEGemini-2014-23 |
| 34-73196 |
Sep. 23, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of its Limited Liability Company Agreement ("LLC Agreement")
Comments due: October 20, 2014
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-09 |
| 34-73148 |
Sep. 19, 2014 |
Order Approving Proposed Rule Change Related to Market Maker Risk Parameters
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-72454; Notice: Rel. No. 34-72118; Notice: Rel. No. 34-71758
|
SR-ISEGemini-2014-22 |
| 34-72919 |
Aug. 26, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change on Sweep Orders
Comments due: September 23, 2014
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-15 |
| 34-72739 |
Aug. 1, 2014 |
Order Approving Proposed Rule Change on Bid/Offer Differentials for In-The-Money Option Series
See also: Notice: Rel. No. 34-72398
|
SR-ISEGemini-2014-20 |
| 34-72587 |
Jul. 10, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: August 6, 2014
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-21 |
| 34-72558 |
Jul. 8, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: August 4, 2014
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-19 |
| 34-72553 |
Jul. 8, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Price Improvement Mechanism
Comments due: August 4, 2014
Additional Materials: Exhibit 5
|
| Second Quarter |
SR-ISEGemini-2014-18 |
| 34-72489 |
Jun. 27, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish New Rule 720A
Comments due: July 24, 2014
|
SR-ISEGemini-2014-17 |
| 34-72466 |
Jun. 25, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: July 22, 2014
|
SR-ISEGemini-2014-09 |
| 34-72454 |
Jun. 24, 2014 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Market Maker Risk Parameters
Comments due: July 21, 2014
Rebuttal Comments due: August 4, 2014
Comments received are available for this proposal.
See also: Order: Rel. No. 34-73148; Notice: Rel. No. 34-72118; Notice: Rel. No. 34-71758
|
SR-ISEGemini-2014-15 |
| 34-72398 |
Jun. 16, 2014 |
Notice of Filing of a Proposed Rule Change on Bid/Offer Differentials for In-The-Money Option Series
Comments due: July 11, 2014
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-72739
|
SR-ISEGemini-2014-14 |
| 34-72278 |
May 29, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: June 25, 2014
|
SR-ISEGemini-2014-13 |
| 34-72161 |
May 13, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: June 9, 2014
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-09 |
| 34-72118 |
May 7, 2014 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Market Maker Risk Parameters
See also: Order: Rel. No. 34-73148; Notice: Rel. No. 34-72454; Notice: Rel. No. 34-71758
|
SR-ISEGemini-2014-12 |
| 34-71915 |
Apr. 9, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 6, 2014
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-11 |
| 34-71854 |
Apr. 3, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Market Makers to Enter Opening Only Orders in Appointed Options Classes
Comments due: April 30, 2014
Additional Materials: Exhibit 5
|
| First Quarter |
SR-ISEGemini-2014-09 |
|
34-71758 |
Mar. 20, 2014 |
Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters
Comments due: April 16, 2014
Additional Materials:
Exhibit 5
Comments received
are available
for this proposal.
See also: Order: Rel. No. 34-73148; Notice: Rel. No. 34-72454; Notice: Rel. No. 34-72118
|
SR-ISEGemini-2014-10 |
|
34-71614 |
Feb. 25, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 24, 2014
Additional Materials:
Exhibit 5
|
| ISE Gemini File Number List for 2014 |
| Release No. |
Date |
Details |
SR-ISEGemini-2014-30 |
| 34-73889 |
Dec. 19, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: January 20, 2015
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-29 |
| 34-73756 |
Dec. 5, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 2, 2015
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-28 |
| 34-73600 |
Nov. 14, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 11, 2014
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-27 |
| 34-73393 |
Oct. 21, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 17, 2014
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-26 |
| 34-73317 |
Oct. 8, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 723 to Add a New PIM ISO Order Type
Comments due: November 5, 2014
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-24 |
| 34-73861 |
Dec. 17, 2014 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction Involving Its Indirect Parent
See also: Notice: Rel. No. 34-73531
|
| 34-73531 |
Nov. 5, 2014 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction Involving Its Indirect Parent
Comments due: December 3, 2014
Additional Materials: Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G, Exhibit 5H, Exhibit 5I
|
SR-ISEGemini-2014-23 |
| 34-73196 |
Sep. 23, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of its Limited Liability Company Agreement ("LLC Agreement")
Comments due: October 20, 2014
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-22 |
| 34-72919 |
Aug. 26, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change on Sweep Orders
Comments due: September 23, 2014
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-21 |
| 34-72558 |
Jul. 8, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: August 4, 2014
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-20 |
| 34-72587 |
Jul. 10, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: August 6, 2014
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-19 |
| 34-72553 |
Jul. 8, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Price Improvement Mechanism
Comments due: August 4, 2014
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-18 |
| 34-72489 |
Jun. 27, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish New Rule 720A
Comments due: July 24, 2014
|
SR-ISEGemini-2014-17 |
| 34-72466 |
Jun. 25, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: July 22, 2014
|
SR-ISEGemini-2014-15 |
| 34-72739 |
Aug. 1, 2014 |
Order Approving Proposed Rule Change on Bid/Offer Differentials for In-The-Money Option Series
|
| 34-72398 |
Jun. 16, 2014 |
Notice of Filing of a Proposed Rule Change on Bid/Offer Differentials for In-The-Money Option Series
Comments due: July 11, 2014
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-14 |
| 34-72278 |
May 29, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: June 25, 2014
|
SR-ISEGemini-2014-13 |
| 34-72161 |
May 13, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: June 9, 2014
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-12 |
| 34-71915 |
Apr. 9, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 6, 2014
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-11 |
| 34-71854 |
Apr. 3, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Market Makers to Enter Opening Only Orders in Appointed Options Classes
Comments due: April 30, 2014
Additional Materials: Exhibit 5
|
SR-ISEGemini-2014-10 |
|
34-71614 |
Feb. 25, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 24, 2014
Additional Materials:
Exhibit 5
|
SR-ISEGemini-2014-09 |
| 34-73148 |
Sep. 19, 2014 |
Order Approving Proposed Rule Change Related to Market Maker Risk Parameters
See also: Notice: Rel. No. 34-72398
Additional Materials: Exhibit 5
|
| 34-72454 |
Jun. 24, 2014 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Market Maker Risk Parameters
Comments due: July 21, 2014
Rebuttal Comments due: August 4, 2014
Comments received are available for this proposal.
|
| 34-72118 |
May 7, 2014 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Market Maker Risk Parameters
|
| 34-71758 |
Mar. 20, 2014 |
Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters
Comments due: April 16, 2014
Additional Materials:
Exhibit 5
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