ISE Gemini Exchange Rulemaking

We encourage the public to submit comments on the following ISE Gemini, LLC, filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

ISE Gemini File Number List for 2017

Additional Archives

Chronological List for 2017

Release No. Date Details
First Quarter
SR-ISEGemini-2017-04
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79965
Additional File Nos.:  SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03
SR-ISEGemini-2017-13
34-80248 Mar. 15, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rename the Exchange
Comments due: April 11, 2017
Additional Materials: Exhibit 5
SR-ISEGemini-2017-14
34-80239 Mar. 14, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Supplementary Material .03 to Rule 713
Comments due: April 10, 2017
Additional Materials: Exhibit 5
SR-ISEGemini-2017-10
34-80213 Mar. 10, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Fees for New Ports
Comments due: April 6, 2017
Additional Materials: Exhibit 5
SR-ISEGemini-2017-11
34-80209 Mar. 10, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements
Comments due: April 6, 2017
Additional Materials: Exhibit 5
SR-ISEGemini-2017-12
34-80200 Mar. 10, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Decommission of the Tick-Worse Functionality
Comments due: April 6, 2017
Additional Materials: Exhibit 5
SR-ISEGemini-2017-09
34-80184 Mar. 9, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 5, 2017
Additional Materials: Exhibit 5
SR-ISEGemini-2017-07
34-80106 Feb. 24, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Cancel and Replace Orders
Comments due: March 23, 2017
Additional Materials: Exhibit 5
SR-ISEGemini-2017-08
34-80102 Feb. 24, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to All-or-None Orders
Comments due: March 23, 2017
Additional Materials: Exhibit 5
SR-ISEGemini-2017-05
34-80101 Feb. 24, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to a Delay of Implementation for the Block Order Mechanism
Comments due: March 23, 2017
Additional Materials: Exhibit 5
SR-ISEGemini-2016-18
34-80014 Feb. 10, 2017 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Exchange Opening Process
See also: Notice: Rel. No. 34-79679
SR-ISEGemini-2016-17
34-80011 Feb. 10, 2017 Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Various Rules in Connection with a System Migration to Nasdaq INET Technology
See also: Notice: Rel. No. 34-79677
SR-ISEGemini-2016-16
34-79995 Feb. 9, 2017 Order Granting Approval of Proposed Rule Changes, as Modified by Amendment Nos. 1 and 2 Thereto, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of Each Exchange To Perform Certain Routing and Other Functions
See also: Notice: Rel. No. 34-79664
Additional File No.: SR-ISEMercury-2016-22
SR-ISEGemini-2017-04
34-79965 Feb. 3, 2017 Notice of Filing of Proposed Rule Change to Adopt Chapter 9
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-80256
Comments received are available for this proposal.
SR-ISEGemini-2016-23
34-79840 Jan. 18, 2017 Order Granting Approval of Proposed Rule Change to Amend ISE Gemini Rule 723 and to Make Pilot Program Permanent
See also: Notice: Rel. No. 34-79541
SR-ISEGemini-2017-01
34-79800 Jan. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 13, 2017
Additional Materials: Exhibit 5
SR-ISEGemini-2016-25
34-79741 Jan. 4, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules to Extend a Pilot Program
Comments due: January 31, 2017
Additional Materials: Exhibit 5
SR-ISEGemini-2016-14
34-79735 Jan. 4, 2017 Order Approving a Proposed Rule Change to Modify the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism, and Price Improvement Mechanism
See also: Notice: Rel. No. 34-79353


ISE Gemini File Number List for 2017

Release No. Date Details
SR-ISEGemini-2017-14
34-80239 Mar. 14, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Supplementary Material .03 to Rule 713
Comments due: April 10, 2017
Additional Materials: Exhibit 5
SR-ISEGemini-2017-13
34-80248 Mar. 15, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rename the Exchange
Comments due: April 11, 2017
Additional Materials: Exhibit 5
SR-ISEGemini-2017-12
34-80200 Mar. 10, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Decommission of the Tick-Worse Functionality
Comments due: April 6, 2017
Additional Materials: Exhibit 5
SR-ISEGemini-2017-11
34-80209 Mar. 10, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements
Comments due: April 6, 2017
Additional Materials: Exhibit 5
SR-ISEGemini-2017-10
34-80213 Mar. 10, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Fees for New Ports
Comments due: April 6, 2017
Additional Materials: Exhibit 5
SR-ISEGemini-2017-09
34-80184 Mar. 9, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 5, 2017
Additional Materials: Exhibit 5
SR-ISEGemini-2017-08
34-80102 Feb. 24, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to All-or-None Orders
Comments due: March 23, 2017
Additional Materials: Exhibit 5
SR-ISEGemini-2017-07
34-80106 Feb. 24, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Cancel and Replace Orders
Comments due: March 23, 2017
Additional Materials: Exhibit 5
SR-ISEGemini-2017-05
34-80101 Feb. 24, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to a Delay of Implementation for the Block Order Mechanism
Comments due: March 23, 2017
Additional Materials: Exhibit 5
SR-ISEGemini-2017-04
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
Additional File Nos.:  SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03
34-79965 Feb. 3, 2017 Notice of Filing of Proposed Rule Change to Adopt Chapter 9
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-ISEGemini-2017-01
34-79800 Jan. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 13, 2017
Additional Materials: Exhibit 5