ISE Gemini Exchange Rulemaking
We encourage the public to submit comments on the following ISE Gemini, LLC, filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
ISE Gemini File Number List for 2017
Additional Archives
Chronological List for 2017
| Release No. | Date | Details |
|---|---|---|
| First Quarter | ||
| SR-ISEGemini-2017-04 | ||
| 34-80256 | Mar. 15, 2017 | Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79965 Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03 |
| SR-ISEGemini-2017-13 | ||
| 34-80248 | Mar. 15, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rename the Exchange
Comments due: April 11, 2017 Additional Materials: Exhibit 5 |
| SR-ISEGemini-2017-14 | ||
| 34-80239 | Mar. 14, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Supplementary Material .03 to Rule 713
Comments due: April 10, 2017 Additional Materials: Exhibit 5 |
| SR-ISEGemini-2017-10 | ||
| 34-80213 | Mar. 10, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Fees for New Ports
Comments due: April 6, 2017 Additional Materials: Exhibit 5 |
| SR-ISEGemini-2017-11 | ||
| 34-80209 | Mar. 10, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements
Comments due: April 6, 2017 Additional Materials: Exhibit 5 |
| SR-ISEGemini-2017-12 | ||
| 34-80200 | Mar. 10, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Decommission of the Tick-Worse Functionality
Comments due: April 6, 2017 Additional Materials: Exhibit 5 |
| SR-ISEGemini-2017-09 | ||
| 34-80184 | Mar. 9, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 5, 2017 Additional Materials: Exhibit 5 |
| SR-ISEGemini-2017-07 | ||
| 34-80106 | Feb. 24, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Cancel and Replace Orders
Comments due: March 23, 2017 Additional Materials: Exhibit 5 |
| SR-ISEGemini-2017-08 | ||
| 34-80102 | Feb. 24, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to All-or-None Orders
Comments due: March 23, 2017 Additional Materials: Exhibit 5 |
| SR-ISEGemini-2017-05 | ||
| 34-80101 | Feb. 24, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to a Delay of Implementation for the Block Order Mechanism
Comments due: March 23, 2017 Additional Materials: Exhibit 5 |
| SR-ISEGemini-2016-18 | ||
| 34-80014 | Feb. 10, 2017 | Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Exchange Opening Process
See also: Notice: Rel. No. 34-79679 |
| SR-ISEGemini-2016-17 | ||
| 34-80011 | Feb. 10, 2017 | Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Various Rules in Connection with a System Migration to Nasdaq INET Technology
See also: Notice: Rel. No. 34-79677 |
| SR-ISEGemini-2016-16 | ||
| 34-79995 | Feb. 9, 2017 | Order Granting Approval of Proposed Rule Changes, as Modified by Amendment Nos. 1 and 2 Thereto, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of Each Exchange To Perform Certain Routing and Other Functions
See also: Notice: Rel. No. 34-79664 Additional File No.: SR-ISEMercury-2016-22 |
| SR-ISEGemini-2017-04 | ||
| 34-79965 | Feb. 3, 2017 | Notice of Filing of Proposed Rule Change to Adopt Chapter 9
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-80256 Comments received are available for this proposal. |
| SR-ISEGemini-2016-23 | ||
| 34-79840 | Jan. 18, 2017 | Order Granting Approval of Proposed Rule Change to Amend ISE Gemini Rule 723 and to Make Pilot Program Permanent
See also: Notice: Rel. No. 34-79541 |
| SR-ISEGemini-2017-01 | ||
| 34-79800 | Jan. 13, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 13, 2017 Additional Materials: Exhibit 5 |
| SR-ISEGemini-2016-25 | ||
| 34-79741 | Jan. 4, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules to Extend a Pilot Program
Comments due: January 31, 2017 Additional Materials: Exhibit 5 |
| SR-ISEGemini-2016-14 | ||
| 34-79735 | Jan. 4, 2017 | Order Approving a Proposed Rule Change to Modify the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism, and Price Improvement Mechanism
See also: Notice: Rel. No. 34-79353 |
ISE Gemini File Number List for 2017
| Release No. | Date | Details |
| SR-ISEGemini-2017-14 | ||
| 34-80239 | Mar. 14, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Supplementary Material .03 to Rule 713
Comments due: April 10, 2017 Additional Materials: Exhibit 5 |
| SR-ISEGemini-2017-13 | ||
| 34-80248 | Mar. 15, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rename the Exchange
Comments due: April 11, 2017 Additional Materials: Exhibit 5 |
| SR-ISEGemini-2017-12 | ||
| 34-80200 | Mar. 10, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Decommission of the Tick-Worse Functionality
Comments due: April 6, 2017 Additional Materials: Exhibit 5 |
| SR-ISEGemini-2017-11 | ||
| 34-80209 | Mar. 10, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements
Comments due: April 6, 2017 Additional Materials: Exhibit 5 |
| SR-ISEGemini-2017-10 | ||
| 34-80213 | Mar. 10, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Fees for New Ports
Comments due: April 6, 2017 Additional Materials: Exhibit 5 |
| SR-ISEGemini-2017-09 | ||
| 34-80184 | Mar. 9, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 5, 2017 Additional Materials: Exhibit 5 |
| SR-ISEGemini-2017-08 | ||
| 34-80102 | Feb. 24, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to All-or-None Orders
Comments due: March 23, 2017 Additional Materials: Exhibit 5 |
| SR-ISEGemini-2017-07 | ||
| 34-80106 | Feb. 24, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Cancel and Replace Orders
Comments due: March 23, 2017 Additional Materials: Exhibit 5 |
| SR-ISEGemini-2017-05 | ||
| 34-80101 | Feb. 24, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to a Delay of Implementation for the Block Order Mechanism
Comments due: March 23, 2017 Additional Materials: Exhibit 5 |
| SR-ISEGemini-2017-04 | ||
| 34-80256 | Mar. 15, 2017 | Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03 |
| 34-79965 | Feb. 3, 2017 | Notice of Filing of Proposed Rule Change to Adopt Chapter 9
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-ISEGemini-2017-01 | ||
| 34-79800 | Jan. 13, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 13, 2017 Additional Materials: Exhibit 5 |