Investors Exchange LLC Rulemaking

We encourage the public to submit comments on the following Investors Exchange LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

Investors Exchange LLC File Number List for 2022

Additional Archives

Chronological List for 2022

(Search any column)
Release No. Date Details
Second Quarter
SR-IEX-2022-04
34-94884 May 10, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Midpoint Price Constraint on Non-Displayed Limit Orders and Make Conforming Changes
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-IEX-2022-03
34-94730 Apr. 15, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt on a Permanent basis the Pilot Program for Market-Wide Circuit Breakers
Comments due: May 12, 2022
Additional Materials: Exhibit 5
SR-IEX-2022-02
34-94630 Apr. 7, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Adopt Market Data Fees
Comments due: May 4, 2022
Additional Materials: Exhibit 5
First Quarter
SR-IEX-2021-14
34-94609 Apr. 5, 2022 Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule for Market Data Fees
SR-IEX-2022-01
34-94448 Mar. 17, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period for the Market Wide Circuit Breaker to April 18, 2022
Comments due: April 13, 2022
Additional Materials: Exhibit 5

File Number List for 2022

Release No. Date Details
SR-IEX-2022-04
34-94884 May 10, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Midpoint Price Constraint on Non-Displayed Limit Orders and Make Conforming Changes
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-IEX-2022-03
34-94730 Apr. 15, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt on a Permanent basis the Pilot Program for Market-Wide Circuit Breakers
Comments due: May 12, 2022
Additional Materials: Exhibit 5
SR-IEX-2022-02
34-94630 Apr. 7, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Adopt Market Data Fees
Comments due: May 4, 2022
Additional Materials: Exhibit 5
SR-IEX-2022-01
34-94448 Mar. 17, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period for the Market Wide Circuit Breaker to April 18, 2022
Comments due: April 13, 2022
Additional Materials: Exhibit 5