Investors Exchange LLC Rulemaking
We encourage the public to submit comments on the following Investors Exchange LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter |
First Quarter
Investors Exchange LLC File Number List for 2021
Additional Archives
2021 | 2020 | 2019 | 2018 | 2017 | 2016
Chronological List for 2021
(Search any column)
| Release No. | Date | Details |
|---|---|---|
| Second Quarter | ||
| SR-IEX-2021-08 | ||
| 34-91754 | May 4, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow Discretionary Limit Orders to be Reserve Orders
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-IEX-2021-07 | ||
| 34-91691 | Apr. 27, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments Set Forth in SR-IEX-2020-20.
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-IEX-2021-06 | ||
| 34-91523 | Apr. 9, 2021 | Notice of Filing of Proposed Rule Change to Enhance the IEX Retail Price Improvement Program for the Benefit of Retail Investors
Comments due: May 6, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| First Quarter | ||
| SR-IEX-2021-05 | ||
| 34-91443 | Mar. 30, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Transaction Fees Pursuant to IEX Rule 15.110
Comments due: April 26, 2021 Additional Materials: Exhibit 5 |
| SR-IEX-2021-04 | ||
| 34-91335 | Mar. 16, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Transaction Fees Pursuant to IEX Rule 15.110
Comments due: April 12, 2021 Additional Materials: Exhibit 5 |
| SR-IEX-2021-03 | ||
| 34-91324 | Mar. 15, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow Retail Orders to Trade with Certain Aggressively Priced Displayed Odd Lot Orders
Comments due: April 9, 2021 Additional Materials: Exhibit 5 |
| SR-IEX-2021-02 | ||
| 34-91074 | Feb. 5, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 11.600 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: March 4, 2021 Additional Materials: Exhibit 5 |
| SR-IEX-2020-18 | ||
| 34-91016 | Jan. 29, 2021 | Order Granting Approval of Proposed Rule Change to Amend IEX Rule 11.510 to Reduce the Outbound Latency that Presently Applies to All Messages Sent from IEX Back to Users of the Exchange |
| SR-IEX-2021-01 | ||
| 34-90933 | Jan. 15, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Way It Handles Odd Lot Orders by Allowing Them to Be Displayed Orders and to Aggregate to Form a Protected Quotation
Comments due: February 12, 2021 Additional Materials: Exhibit 5 |
File Number List for 2021
| Release No. | Date | Details |
|---|---|---|
| SR-IEX-2021-08 | ||
| 34-91754 | May 4, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow Discretionary Limit Orders to be Reserve Orders
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-IEX-2021-07 | ||
| 34-91691 | Apr. 27, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments Set Forth in SR-IEX-2020-20.
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-IEX-2021-06 | ||
| 34-91523 | Apr. 9, 2021 | Notice of Filing of Proposed Rule Change to Enhance the IEX Retail Price Improvement Program for the Benefit of Retail Investors
Comments due: May 6, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-IEX-2021-05 | ||
| 34-91443 | Mar. 30, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Transaction Fees Pursuant to IEX Rule 15.110
Comments due: April 26, 2021 Additional Materials: Exhibit 5 |
| SR-IEX-2021-04 | ||
| 34-91335 | Mar. 16, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Transaction Fees Pursuant to IEX Rule 15.110
Comments due: April 12, 2021 Additional Materials: Exhibit 5 |
| SR-IEX-2021-03 | ||
| 34-91324 | Mar. 15, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow Retail Orders to Trade with Certain Aggressively Priced Displayed Odd Lot Orders
Comments due: April 9, 2021 Additional Materials: Exhibit 5 |
| SR-IEX-2021-02 | ||
| 34-91074 | Feb. 5, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 11.600 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: March 4, 2021 Additional Materials: Exhibit 5 |
| SR-IEX-2021-01 | ||
| 34-90933 | Jan. 15, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Way It Handles Odd Lot Orders by Allowing Them to Be Displayed Orders and to Aggregate to Form a Protected Quotation
Comments due: February 12, 2021 Additional Materials: Exhibit 5 |