ICE Clear Credit Rulemaking Archive: 2020

We encourage the public to submit comments on the following ICE Clear Credit (ICC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

ICC File Number List for 2020

Additional Archives

Chronological List

Release No. Date Details
Fourth Quarter
SR-ICC-2020-013
34-90524 Nov. 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to ICC's Fee Schedule
Comments due: December 24, 2020
SR-ICC-2020-011
34-90505 Nov. 24, 2020 Order Approving Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Clearing Rules
SR-ICC-2020-012
34-90299 Oct. 30, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Fee Schedule
Comments due: November 27, 2020
Additional Materials: Exhibit 5
SR-ICC-2020-011
34-90138 Oct. 8, 2020 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Clearing Rules
Comments due: November 6, 2020
Additional Materials: Exhibit 5
Third Quarter
SR-ICC-2020-010
34-89948 Sep. 22, 2020 Order Approving Proposed Rule Change Relating to the ICC Risk Management Model Description
SR-ICC-2020-009
34-89639 Aug. 21, 2020 Order Approving Proposed Rule Change Relating to the ICC Risk Management Framework, ICC Risk Management Model Description, ICC Risk Parameter Setting and Review Policy, ICC Stress Testing Framework, and ICC Liquidity Risk Management Framework
SR-ICC-2020-010
34-89491 Aug. 6, 2020 Notice of Filing of Proposed Rule Change Relating to the ICC Risk Management Model Description
Comments due: September 2, 2020
Additional Materials: Exhibit 5
SR-ICC-2020-008
34-89436 Jul. 31, 2020 Order Approving Proposed Rule Change Relating to the ICC Exercise Procedures and ICC Clearing Rules
SR-ICC-2020-009
34-89286 Jul. 10, 2020 Notice of Proposed Rule Change Relating to the ICC Risk Management Framework, ICC Risk Management Model Description, ICC Risk Parameter Setting and Review Policy, ICC Stress Testing Framework, and ICC Liquidity Risk Management Framework
Comments due: August 6, 2020
Second Quarter
SR-ICC-2020-002
34-89142 Jun. 24, 2020 Order Approving Proposed Rule Change Relating to the ICC Risk Management Model Description, ICC Stress Testing Framework, ICC Liquidity Risk Management Framework, ICC Back-Testing Framework, and ICC Risk Parameter Setting and Review Policy
SR-ICC-2020-008
34-89072 Jun. 16, 2020 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Exercise Procedures and ICC Clearing Rules
Comments due: July 13, 2020
Additional Materials: Exhibit 5
SR-ICC-2020-007
34-88954 May 27, 2020 Order Approving Proposed Rule Change Relating to the ICC Clearing Rules
SR-ICC-2020-005
34-88944 May 26, 2020 Order Approving Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures
SR-ICC-2020-003
34-88929 May 21, 2020 Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts
SR-ICC-2020-006
34-88927 May 21, 2020 Order Approving Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures
SR-ICC-2020-004
34-88925 May 21, 2020 Order Approving Proposed Rule Change Relating to the ICC CDS Instrument On-boarding Policies and Procedures
SR-ICC-2020-002
34-88775 Apr. 29, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to the ICC Risk Management Model Description, ICC Stress Testing Framework, ICC Liquidity Risk Management Framework, ICC Back-Testing Framework, and ICC Risk Parameter Setting and Review Policy
Comments due: May 20, 2020
Rebuttal comments due: May 26, 2020
SR-ICC-2020-007
34-88628 Apr. 14, 2020 Notice of Proposed Rule Change Relating to the ICC Clearing Rules
Comments due: May 11, 2020
Additional Materials: Exhibit 5
SR-ICC-2020-006
34-88633 Apr. 14, 2020 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to ICC's Treasury Operations Policies and Procedures
Comments due: May 11, 2020
Additional Materials: Exhibit 5
SR-ICC-2020-005
34-88614 Apr. 9, 2020 Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures
Comments due: May 6, 2020
SR-ICC-2020-004
34-88545 Apr. 2, 2020 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC CDS Instrument On-boarding Policies and Procedures
Comments due: April 29, 2020
SR-ICC-2020-003
34-88537 Apr. 1, 2020 Notice of Filing of Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts
Comments due: April 28, 2020
Additional Materials: Exhibit 5
First Quarter
SR-ICC-2020-002
34-88379 Mar. 13, 2020 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the ICC Risk Management Model Description, ICC Stress Testing Framework, ICC Liquidity Risk Management Framework, ICC Back-Testing Framework, and ICC Risk Parameter Setting and Review Policy
SR-ICC-2020-001
34-88337 Mar. 5, 2020 Order Approving Proposed Rule Change Relating to Revising the ICC Clearing Rules to Consider the Possibility of ICC Receiving Proceeds from Default Insurance
SR-ICC-2019-010
34-88253 Feb. 20, 2020 Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Relating to Amendments to the ICC Clearing Rules to Address Non-Default Losses, on an Accelerated Basis
SR-ICC-2019-010
34-88064 Jan. 28, 2020 Notice of Filing of Partial Amendment No. 2 to Proposed Rule Change Relating to Amendments to the ICC Clearing Rules to Address Non-Default Losses
Comments due: February 18, 2020
Additional Materials: Exhibit 4, Exhibit 5
SR-ICC-2020-002
34-88047 Jan. 27, 2020 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Risk Management Model Description, ICC Stress Testing Framework, ICC Liquidity Risk Management Framework, ICC Back-Testing Framework, and ICC Risk Parameter Setting and Review Policy
Comments due: February 21, 2020
SR-ICC-2019-013
34-87971 Jan. 15, 2020 Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Clearing Rules to Reflect the ISDA NTCE Supplement
Additional Materials: Exhibit 5
SR-ICC-2020-001
34-87958 Jan. 14, 2020 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Clearing Rules
Comments due: February 11, 2020
Additional Materials: Exhibit 5

ICC File Number List for 2020

Release No. Date Details
SR-ICC-2020-014
34-91075 Feb. 8, 2021 Order Approving Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures
34-90841 Jan. 4, 2021 Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures
Comments due: January 29, 2021
Additional Materials: Exhibit 5
SR-ICC-2020-013
34-90524 Nov. 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to ICC's Fee Schedule
Comments due: December 24, 2020
SR-ICC-2020-012
34-90299 Oct. 30, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Fee Schedule
Comments due: November 27, 2020
Additional Materials: Exhibit 5
SR-ICC-2020-011
34-90505 Nov. 24, 2020 Order Approving Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Clearing Rules
34-90138 Oct. 8, 2020 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Clearing Rules
Comments due: November 6, 2020
Additional Materials: Exhibit 5
SR-ICC-2020-010
34-89948 Sep. 22, 2020 Order Approving Proposed Rule Change Relating to the ICC Risk Management Model Description
34-89491 Aug. 6, 2020 Notice of Filing of Proposed Rule Change Relating to the ICC Risk Management Model Description
Comments due: September 2, 2020
Additional Materials: Exhibit 5
SR-ICC-2020-009
34-89639 Aug. 21, 2020 Order Approving Proposed Rule Change Relating to the ICC Risk Management Framework, ICC Risk Management Model Description, ICC Risk Parameter Setting and Review Policy, ICC Stress Testing Framework, and ICC Liquidity Risk Management Framework
34-89286 Jul. 10, 2020 Notice of Proposed Rule Change Relating to the ICC Risk Management Framework, ICC Risk Management Model Description, ICC Risk Parameter Setting and Review Policy, ICC Stress Testing Framework, and ICC Liquidity Risk Management Framework
Comments due: August 6, 2020
SR-ICC-2020-008
34-89436 Jul. 31, 2020 Order Approving Proposed Rule Change Relating to the ICC Exercise Procedures and ICC Clearing Rules
34-89072 Jun. 16, 2020 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Exercise Procedures and ICC Clearing Rules
Comments due: July 13, 2020
Additional Materials: Exhibit 5
SR-ICC-2020-007
34-88954 May 27, 2020 Order Approving Proposed Rule Change Relating to the ICC Clearing Rules
34-88628 Apr. 14, 2020 Notice of Proposed Rule Change Relating to the ICC Clearing Rules
Comments due: May 11, 2020
Additional Materials: Exhibit 5
SR-ICC-2020-006
34-88927 May 21, 2020 Order Approving Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures
34-88633 Apr. 14, 2020 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to ICC's Treasury Operations Policies and Procedures
Comments due: May 11, 2020
Additional Materials: Exhibit 5
SR-ICC-2020-005
34-88944 May 26, 2020 Order Approving Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures
34-88614 Apr. 9, 2020 Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures
Comments due: May 6, 2020
SR-ICC-2020-004
34-88925 May 21, 2020 Order Approving Proposed Rule Change Relating to the ICC CDS Instrument On-boarding Policies and Procedures
34-88545 Apr. 2, 2020 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC CDS Instrument On-boarding Policies and Procedures
Comments due: April 29, 2020
SR-ICC-2020-003
34-88929 May 21, 2020 Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts
34-88537 Apr. 1, 2020 Notice of Filing of Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts
Comments due: April 28, 2020
Additional Materials: Exhibit 5
SR-ICC-2020-002
34-89142 Jun. 24, 2020 Order Approving Proposed Rule Change Relating to the ICC Risk Management Model Description, ICC Stress Testing Framework, ICC Liquidity Risk Management Framework, ICC Back-Testing Framework, and ICC Risk Parameter Setting and Review Policy
34-88775 Apr. 29, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to the ICC Risk Management Model Description, ICC Stress Testing Framework, ICC Liquidity Risk Management Framework, ICC Back-Testing Framework, and ICC Risk Parameter Setting and Review Policy
Comments due: May 20, 2020
Rebuttal comments due: May 26, 2020
34-88379 Mar. 13, 2020 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the ICC Risk Management Model Description, ICC Stress Testing Framework, ICC Liquidity Risk Management Framework, ICC Back-Testing Framework, and ICC Risk Parameter Setting and Review Policy
34-88047 Jan. 27, 2020 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Risk Management Model Description, ICC Stress Testing Framework, ICC Liquidity Risk Management Framework, ICC Back-Testing Framework, and ICC Risk Parameter Setting and Review Policy
Comments due: February 21, 2020
SR-ICC-2020-001
34-88337 Mar. 5, 2020 Order Approving Proposed Rule Change Relating to Revising the ICC Clearing Rules to Consider the Possibility of ICC Receiving Proceeds from Default Insurance
34-87958 Jan. 14, 2020 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Clearing Rules
Comments due: February 11, 2020
Additional Materials: Exhibit 5