ICE Clear Credit Rulemaking Archive: 2020
We encourage the public to submit comments on the following ICE Clear Credit (ICC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
Additional Archives
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Chronological List
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-ICC-2020-013 | ||
| 34-90524 | Nov. 27, 2020 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to ICC's Fee Schedule
Comments due: December 24, 2020 |
| SR-ICC-2020-011 | ||
| 34-90505 | Nov. 24, 2020 | Order Approving Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Clearing Rules |
| SR-ICC-2020-012 | ||
| 34-90299 | Oct. 30, 2020 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Fee Schedule
Comments due: November 27, 2020 Additional Materials: Exhibit 5 |
| SR-ICC-2020-011 | ||
| 34-90138 | Oct. 8, 2020 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Clearing Rules
Comments due: November 6, 2020 Additional Materials: Exhibit 5 |
| Third Quarter | ||
| SR-ICC-2020-010 | ||
| 34-89948 | Sep. 22, 2020 | Order Approving Proposed Rule Change Relating to the ICC Risk Management Model Description |
| SR-ICC-2020-009 | ||
| 34-89639 | Aug. 21, 2020 | Order Approving Proposed Rule Change Relating to the ICC Risk Management Framework, ICC Risk Management Model Description, ICC Risk Parameter Setting and Review Policy, ICC Stress Testing Framework, and ICC Liquidity Risk Management Framework |
| SR-ICC-2020-010 | ||
| 34-89491 | Aug. 6, 2020 | Notice of Filing of Proposed Rule Change Relating to the ICC Risk Management Model Description
Comments due: September 2, 2020 Additional Materials: Exhibit 5 |
| SR-ICC-2020-008 | ||
| 34-89436 | Jul. 31, 2020 | Order Approving Proposed Rule Change Relating to the ICC Exercise Procedures and ICC Clearing Rules |
| SR-ICC-2020-009 | ||
| 34-89286 | Jul. 10, 2020 | Notice of Proposed Rule Change Relating to the ICC Risk Management Framework, ICC Risk Management Model Description, ICC Risk Parameter Setting and Review Policy, ICC Stress Testing Framework, and ICC Liquidity Risk Management Framework
Comments due: August 6, 2020 |
| Second Quarter | ||
| SR-ICC-2020-002 | ||
| 34-89142 | Jun. 24, 2020 | Order Approving Proposed Rule Change Relating to the ICC Risk Management Model Description, ICC Stress Testing Framework, ICC Liquidity Risk Management Framework, ICC Back-Testing Framework, and ICC Risk Parameter Setting and Review Policy |
| SR-ICC-2020-008 | ||
| 34-89072 | Jun. 16, 2020 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Exercise Procedures and ICC Clearing Rules
Comments due: July 13, 2020 Additional Materials: Exhibit 5 |
| SR-ICC-2020-007 | ||
| 34-88954 | May 27, 2020 | Order Approving Proposed Rule Change Relating to the ICC Clearing Rules |
| SR-ICC-2020-005 | ||
| 34-88944 | May 26, 2020 | Order Approving Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures |
| SR-ICC-2020-003 | ||
| 34-88929 | May 21, 2020 | Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts |
| SR-ICC-2020-006 | ||
| 34-88927 | May 21, 2020 | Order Approving Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures |
| SR-ICC-2020-004 | ||
| 34-88925 | May 21, 2020 | Order Approving Proposed Rule Change Relating to the ICC CDS Instrument On-boarding Policies and Procedures |
| SR-ICC-2020-002 | ||
| 34-88775 | Apr. 29, 2020 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to the ICC Risk Management Model Description, ICC Stress Testing Framework, ICC Liquidity Risk Management Framework, ICC Back-Testing Framework, and ICC Risk Parameter Setting and Review Policy
Comments due: May 20, 2020 Rebuttal comments due: May 26, 2020 |
| SR-ICC-2020-007 | ||
| 34-88628 | Apr. 14, 2020 | Notice of Proposed Rule Change Relating to the ICC Clearing Rules
Comments due: May 11, 2020 Additional Materials: Exhibit 5 |
| SR-ICC-2020-006 | ||
| 34-88633 | Apr. 14, 2020 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to ICC's Treasury Operations Policies and Procedures
Comments due: May 11, 2020 Additional Materials: Exhibit 5 |
| SR-ICC-2020-005 | ||
| 34-88614 | Apr. 9, 2020 | Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures
Comments due: May 6, 2020 |
| SR-ICC-2020-004 | ||
| 34-88545 | Apr. 2, 2020 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC CDS Instrument On-boarding Policies and Procedures
Comments due: April 29, 2020 |
| SR-ICC-2020-003 | ||
| 34-88537 | Apr. 1, 2020 | Notice of Filing of Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts
Comments due: April 28, 2020 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-ICC-2020-002 | ||
| 34-88379 | Mar. 13, 2020 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the ICC Risk Management Model Description, ICC Stress Testing Framework, ICC Liquidity Risk Management Framework, ICC Back-Testing Framework, and ICC Risk Parameter Setting and Review Policy |
| SR-ICC-2020-001 | ||
| 34-88337 | Mar. 5, 2020 | Order Approving Proposed Rule Change Relating to Revising the ICC Clearing Rules to Consider the Possibility of ICC Receiving Proceeds from Default Insurance |
| SR-ICC-2019-010 | ||
| 34-88253 | Feb. 20, 2020 | Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Relating to Amendments to the ICC Clearing Rules to Address Non-Default Losses, on an Accelerated Basis |
| SR-ICC-2019-010 | ||
| 34-88064 | Jan. 28, 2020 | Notice of Filing of Partial Amendment No. 2 to Proposed Rule Change Relating to Amendments to the ICC Clearing Rules to Address Non-Default Losses
Comments due: February 18, 2020 Additional Materials: Exhibit 4, Exhibit 5 |
| SR-ICC-2020-002 | ||
| 34-88047 | Jan. 27, 2020 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Risk Management Model Description, ICC Stress Testing Framework, ICC Liquidity Risk Management Framework, ICC Back-Testing Framework, and ICC Risk Parameter Setting and Review Policy
Comments due: February 21, 2020 |
| SR-ICC-2019-013 | ||
| 34-87971 | Jan. 15, 2020 | Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Clearing Rules to Reflect the ISDA NTCE Supplement
Additional Materials: Exhibit 5 |
| SR-ICC-2020-001 | ||
| 34-87958 | Jan. 14, 2020 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Clearing Rules
Comments due: February 11, 2020 Additional Materials: Exhibit 5 |
ICC File Number List for 2020
| Release No. | Date | Details |
|---|---|---|
| SR-ICC-2020-014 | ||
| 34-91075 | Feb. 8, 2021 | Order Approving Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures |
| 34-90841 | Jan. 4, 2021 | Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures
Comments due: January 29, 2021 Additional Materials: Exhibit 5 |
| SR-ICC-2020-013 | ||
| 34-90524 | Nov. 27, 2020 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to ICC's Fee Schedule
Comments due: December 24, 2020 |
| SR-ICC-2020-012 | ||
| 34-90299 | Oct. 30, 2020 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Fee Schedule
Comments due: November 27, 2020 Additional Materials: Exhibit 5 |
| SR-ICC-2020-011 | ||
| 34-90505 | Nov. 24, 2020 | Order Approving Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Clearing Rules |
| 34-90138 | Oct. 8, 2020 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Clearing Rules
Comments due: November 6, 2020 Additional Materials: Exhibit 5 |
| SR-ICC-2020-010 | ||
| 34-89948 | Sep. 22, 2020 | Order Approving Proposed Rule Change Relating to the ICC Risk Management Model Description |
| 34-89491 | Aug. 6, 2020 | Notice of Filing of Proposed Rule Change Relating to the ICC Risk Management Model Description
Comments due: September 2, 2020 Additional Materials: Exhibit 5 |
| SR-ICC-2020-009 | ||
| 34-89639 | Aug. 21, 2020 | Order Approving Proposed Rule Change Relating to the ICC Risk Management Framework, ICC Risk Management Model Description, ICC Risk Parameter Setting and Review Policy, ICC Stress Testing Framework, and ICC Liquidity Risk Management Framework |
| 34-89286 | Jul. 10, 2020 | Notice of Proposed Rule Change Relating to the ICC Risk Management Framework, ICC Risk Management Model Description, ICC Risk Parameter Setting and Review Policy, ICC Stress Testing Framework, and ICC Liquidity Risk Management Framework
Comments due: August 6, 2020 |
| SR-ICC-2020-008 | ||
| 34-89436 | Jul. 31, 2020 | Order Approving Proposed Rule Change Relating to the ICC Exercise Procedures and ICC Clearing Rules |
| 34-89072 | Jun. 16, 2020 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Exercise Procedures and ICC Clearing Rules
Comments due: July 13, 2020 Additional Materials: Exhibit 5 |
| SR-ICC-2020-007 | ||
| 34-88954 | May 27, 2020 | Order Approving Proposed Rule Change Relating to the ICC Clearing Rules |
| 34-88628 | Apr. 14, 2020 | Notice of Proposed Rule Change Relating to the ICC Clearing Rules
Comments due: May 11, 2020 Additional Materials: Exhibit 5 |
| SR-ICC-2020-006 | ||
| 34-88927 | May 21, 2020 | Order Approving Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures |
| 34-88633 | Apr. 14, 2020 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to ICC's Treasury Operations Policies and Procedures
Comments due: May 11, 2020 Additional Materials: Exhibit 5 |
| SR-ICC-2020-005 | ||
| 34-88944 | May 26, 2020 | Order Approving Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures |
| 34-88614 | Apr. 9, 2020 | Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures
Comments due: May 6, 2020 |
| SR-ICC-2020-004 | ||
| 34-88925 | May 21, 2020 | Order Approving Proposed Rule Change Relating to the ICC CDS Instrument On-boarding Policies and Procedures |
| 34-88545 | Apr. 2, 2020 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC CDS Instrument On-boarding Policies and Procedures
Comments due: April 29, 2020 |
| SR-ICC-2020-003 | ||
| 34-88929 | May 21, 2020 | Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts |
| 34-88537 | Apr. 1, 2020 | Notice of Filing of Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts
Comments due: April 28, 2020 Additional Materials: Exhibit 5 |
| SR-ICC-2020-002 | ||
| 34-89142 | Jun. 24, 2020 | Order Approving Proposed Rule Change Relating to the ICC Risk Management Model Description, ICC Stress Testing Framework, ICC Liquidity Risk Management Framework, ICC Back-Testing Framework, and ICC Risk Parameter Setting and Review Policy |
| 34-88775 | Apr. 29, 2020 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to the ICC Risk Management Model Description, ICC Stress Testing Framework, ICC Liquidity Risk Management Framework, ICC Back-Testing Framework, and ICC Risk Parameter Setting and Review Policy
Comments due: May 20, 2020 Rebuttal comments due: May 26, 2020 |
| 34-88379 | Mar. 13, 2020 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the ICC Risk Management Model Description, ICC Stress Testing Framework, ICC Liquidity Risk Management Framework, ICC Back-Testing Framework, and ICC Risk Parameter Setting and Review Policy |
| 34-88047 | Jan. 27, 2020 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Risk Management Model Description, ICC Stress Testing Framework, ICC Liquidity Risk Management Framework, ICC Back-Testing Framework, and ICC Risk Parameter Setting and Review Policy
Comments due: February 21, 2020 |
| SR-ICC-2020-001 | ||
| 34-88337 | Mar. 5, 2020 | Order Approving Proposed Rule Change Relating to Revising the ICC Clearing Rules to Consider the Possibility of ICC Receiving Proceeds from Default Insurance |
| 34-87958 | Jan. 14, 2020 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Clearing Rules
Comments due: February 11, 2020 Additional Materials: Exhibit 5 |