ICE Clear Credit Rulemaking Archive: 2019
We encourage the public to submit comments on the following ICE Clear Credit (ICC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
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Chronological List
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-ICC-2019-012 | ||
| 34-87859 | Dec. 26, 2019 | Order Approving Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures |
| SR-ICC-2019-011 | ||
| 34-87804 | Dec. 19, 2019 | Order Approving Proposed Rule Change Relating to the ICC Default Auction Procedures-Initial Default Auctions and the ICC Secondary Auction Procedures |
| SR-ICC-2019-013 | ||
| 34-87612 | Nov. 25, 2019 | Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Rules
Comments due: December 23, 2019 |
| SR-ICC-2019-010 | ||
| 34-87622 | Nov. 25, 2019 | Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to Amendments to the ICC Clearing Rules to Address Non-Default Losses
Comments due: December 17, 2019 Rebuttal comments due: December 23, 2019 Comments received are available for this proposal. |
| SR-ICC-2019-012 | ||
| 34-87549 | Nov. 15, 2019 | Notice of Filing of Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures
Comments due: December 12, 2019 |
| SR-ICC-2019-011 | ||
| 34-87502 | Nov. 12, 2019 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Default Auction Procedures-Initial Default Auctions and the ICC Secondary Auction Procedures
Comments due: December 9, 2019 Additional Materials: Exhibit 5 |
| SR-ICC-2019-007 | ||
| 34-87297 | Oct. 15, 2019 | Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework
Comments due: November 12, 2019 |
| SR-ICC-2019-010 | ||
| 34-87225 | Oct. 4, 2019 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Amendments to the ICC Clearing Rules to Address Non-Default Losses |
| Third Quarter | ||
| SR-ICC-2019-008 | ||
| 34-86838 | Aug. 30, 2019 | Order Approving Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures and ICC Risk Management Framework |
| SR-ICC-2019-007 | ||
| 34-86799 | Aug. 28, 2019 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework |
| SR-ICC-2019-010 | ||
| 34-86729 | Aug. 22, 2019 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Clearing Rules
Comments due: September 18, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-ICC-2019-009 | ||
| 34-86728 | Aug. 22, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to ICC's Treasury Operations Policies and Procedures
Comments due: September 18, 2019 |
| SR-ICC-2019-005 | ||
| 34-86378 | Jul. 15, 2019 | Order Approving Proposed Rule Change Relating to ICC's Stress Testing Framework |
| SR-ICC-2019-007 | ||
| 34-86358 | Jul. 11, 2019 | Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework
Comments due: August 7, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-ICC-2019-008 | ||
| 34-86341 | Jul. 10, 2019 | Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures and ICC Risk Management Framework
Comments due: August 6, 2019 |
| Second Quarter | ||
| SR-ICC-2019-004 | ||
| 34-86039 | Jun. 5, 2019 | Order Approving Proposed Rule Change Relating to the ICC Model Validation Framework |
| SR-ICC-2019-006 | ||
| 34-86036 | Jun. 5, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Risk Management Model Description
Comments due: July 2, 2019 |
| SR-ICC-2019-005 | ||
| 34-85938 | May 24, 2019 | Notice of Filing of Proposed Rule Change Relating to ICC's Stress Testing Framework
Comments due: June 21, 2019 |
| SR-ICC-2019-004 | ||
| 34-85673 | Apr. 17, 2019 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to ICC's Model Validation Framework
Comments due: May 14, 2019 |
| SR-ICC-2019-003 | ||
| 34-85588 | Apr. 10, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Cash Investment Yield Schedule
Comments due: May 7, 2019 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-ICC-2019-002 | ||
| 34-85495 | Apr. 3, 2019 | Order Approving Proposed Rule Change Relating to the ICC Risk Parameter Setting and Review Policy |
| SR-ICC-2019-001 | ||
| 34-85357 | Mar. 19, 2019 | Order Approving Proposed Rule Change Relating to the ICE CDS Clearing: Back-Testing Framework |
| SR-ICC-2019-002 | ||
| 34-85157 | Feb. 15, 2019 | Notice of Filing of Proposed Rule Change Relating to ICC's Risk Parameter Setting and Review Policy
Comments due: March 15, 2019 |
| SR-ICC-2018-011 | ||
| 34-85105 | Feb. 11, 2019 | Order Approving Proposed Rule Change Relating to ICC's New Initiatives Approval Policy and Procedural Framework |
| SR-ICC-2019-001 | ||
| 34-85047 | Feb. 4, 2019 | Proposed Rule Change Relating to the ICE CDS Clearing: Back-Testing Framework
Comments due: March 1, 2019 |
ICC File Number List for 2019
| Release No. | Date | Details |
|---|---|---|
| SR-ICC-2019-013 | ||
| 34-87971 | Jan. 15, 2020 | Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Clearing Rules to Reflect the ISDA NTCE Supplement
Additional Materials: Exhibit 5 |
| 34-87612 | Nov. 25, 2019 | Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Rules
Comments due: December 23, 2019 |
| SR-ICC-2019-012 | ||
| 34-87859 | Dec. 26, 2019 | Order Approving Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures |
| 34-87549 | Nov. 15, 2019 | Notice of Filing of Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures
Comments due: December 12, 2019 |
| SR-ICC-2019-011 | ||
| 34-87804 | Dec. 19, 2019 | Order Approving Proposed Rule Change Relating to the ICC Default Auction Procedures-Initial Default Auctions and the ICC Secondary Auction Procedures |
| 34-87502 | Nov. 12, 2019 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Default Auction Procedures-Initial Default Auctions and the ICC Secondary Auction Procedures
Comments due: December 9, 2019 Additional Materials: Exhibit 5 |
| SR-ICC-2019-010 | ||
| 34-88253 | Feb. 20, 2020 | Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Relating to Amendments to the ICC Clearing Rules to Address Non-Default Losses, on an Accelerated Basis |
| 34-88064 | Jan. 28, 2020 | Notice of Filing of Partial Amendment No. 2 to Proposed Rule Change Relating to Amendments to the ICC Clearing Rules to Address Non-Default Losses
Comments due: February 18, 2020 Additional Materials: Exhibit 4, Exhibit 5 |
| 34-87622 | Nov. 25, 2019 | Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to Amendments to the ICC Clearing Rules to Address Non-Default Losses
Comments due: December 17, 2019 Rebuttal comments due: December 23, 2019 Comments received are available for this proposal. |
| 34-87225 | Oct. 4, 2019 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Amendments to the ICC Clearing Rules to Address Non-Default Losses |
| 34-86729 | Aug. 22, 2019 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Clearing Rules
Comments due: September 18, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-ICC-2019-009 | ||
| 34-86728 | Aug. 22, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to ICC's Treasury Operations Policies and Procedures
Comments due: September 18, 2019 |
| SR-ICC-2019-008 | ||
| 34-86838 | Aug. 30, 2019 | Order Approving Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures and ICC Risk Management Framework |
| 34-86341 | Jul. 10, 2019 | Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures and ICC Risk Management Framework
Comments due: August 6, 2019 |
| SR-ICC-2019-007 | ||
| 34-87297 | Oct. 15, 2019 | Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework
Comments due: November 12, 2019 |
| 34-86799 | Aug. 28, 2019 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework |
| 34-86358 | Jul. 11, 2019 | Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework
Comments due: August 7, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-ICC-2019-006 | ||
| 34-86036 | Jun. 5, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Risk Management Model Description
Comments due: July 2, 2019 |
| SR-ICC-2019-005 | ||
| 34-86378 | Jul. 15, 2019 | Order Approving Proposed Rule Change Relating to ICC's Stress Testing Framework |
| 34-85938 | May 24, 2019 | Notice of Filing of Proposed Rule Change Relating to ICC's Stress Testing Framework
Comments due: June 21, 2019 |
| SR-ICC-2019-004 | ||
| 34-86039 | Jun. 5, 2019 | Order Approving Proposed Rule Change Relating to the ICC Model Validation Framework |
| 34-85673 | Apr. 17, 2019 | Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to ICC's Model Validation Framework
Comments due: May 14, 2019 |
| SR-ICC-2019-003 | ||
| 34-85588 | Apr. 10, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Cash Investment Yield Schedule
Comments due: May 7, 2019 Additional Materials: Exhibit 5 |
| SR-ICC-2019-002 | ||
| 34-85495 | Apr. 3, 2019 | Order Approving Proposed Rule Change Relating to the ICC Risk Parameter Setting and Review Policy |
| 34-85157 | Feb. 15, 2019 | Notice of Filing of Proposed Rule Change Relating to ICC's Risk Parameter Setting and Review Policy
Comments due: March 15, 2019 |
| SR-ICC-2019-001 | ||
| 34-85357 | Mar. 19, 2019 | Order Approving Proposed Rule Change Relating to the ICE CDS Clearing: Back-Testing Framework |
| 34-85047 | Feb. 4, 2019 | Proposed Rule Change Relating to the ICE CDS Clearing: Back-Testing Framework
Comments due: March 1, 2019 |