Nasdaq GEMX, LLC Rulemaking

We encourage the public to submit comments on the following Nasdaq GEMX, LLC, filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

Nasdaq GEMX File Number List for 2022

Additional Archives

Chronological List for 2022

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Release No. Date Details
Second Quarter
SR-GEMX-2022-07
34-94935 May 17, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Nasdaq Amended and Restated Certificate of Incorporation
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-GEMX-2022-06
34-94922 May 16, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the GEMX Pricing Schedule at Options 7, Section 3
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
First Quarter
SR-GEMX-2022-05
34-94444 Mar. 17, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges
Comments due: April 13, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-GEMX-2022-04
34-94120 Feb. 1, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Obvious Error Rule
Comments due: February 28, 2022
Additional Materials: Exhibit 5
SR-GEMX-2022-03
34-94069 Jan. 26, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce GEMX's Options Regulatory Fee
Comments due: February 22, 2022
Additional Materials: Exhibit 5
SR-GEMX-2022-02
34-94040 Jan. 24, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend References to FINRA Continuing Education Fees
Comments due: February 18, 2022
SR-GEMX-2022-01
34-93999 Jan. 19, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX's Pricing Schedule at Options 7, Section 3
Comments due: February 15, 2022
Additional Materials: Exhibit 5

File Number List for 2022

Release No. Date Details
SR-GEMX-2022-07
34-94935 May 17, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Nasdaq Amended and Restated Certificate of Incorporation
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-GEMX-2022-06
34-94922 May 16, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the GEMX Pricing Schedule at Options 7, Section 3
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-GEMX-2022-05
34-94444 Mar. 17, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges
Comments due: April 13, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-GEMX-2022-04
34-94120 Feb. 1, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Obvious Error Rule
Comments due: February 28, 2022
Additional Materials: Exhibit 5
SR-GEMX-2022-03
34-94069 Jan. 26, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce GEMX's Options Regulatory Fee
Comments due: February 22, 2022
Additional Materials: Exhibit 5
SR-GEMX-2022-02
34-94040 Jan. 24, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend References to FINRA Continuing Education Fees
Comments due: February 18, 2022
SR-GEMX-2022-01
34-93999 Jan. 19, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX's Pricing Schedule at Options 7, Section 3
Comments due: February 15, 2022
Additional Materials: Exhibit 5