Nasdaq GEMX, LLC Rulemaking
We encourage the public to submit comments on the following Nasdaq GEMX, LLC, filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter |
First Quarter
Nasdaq GEMX File Number List for 2021
Additional Archives
2021 | 2020 | 2019 | 2018 | 2017
Chronological List for 2021
(Search any column)
| Release No. | Date | Details |
|---|---|---|
| Second Quarter | ||
| SR-GEMX-2021-04 | ||
| 34-91764 | May 4, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings
Comments due: 21 days after publication in the Federal Register |
| SR-GEMX-2021-03 | ||
| 34-91756 | May 4, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-GEMX-2021-02 | ||
| 34-91672 | Apr. 26, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Exchange Membership Rules and Incorporate by Reference the Membership Rules of The Nasdaq Stock Market LLC
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-GEMX-2021-01 | ||
| 34-91408 | Mar. 25, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Rules in Options 3.
Comments due: April 21, 2021 Additional Materials: Exhibit 5 |
File Number List for 2021
| Release No. | Date | Details |
|---|---|---|
| SR-GEMX-2021-04 | ||
| 34-91764 | May 4, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings
Comments due: 21 days after publication in the Federal Register |
| SR-GEMX-2021-03 | ||
| 34-91756 | May 4, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-GEMX-2021-02 | ||
| 34-91672 | Apr. 26, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Exchange Membership Rules and Incorporate by Reference the Membership Rules of The Nasdaq Stock Market LLC
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-GEMX-2021-01 | ||
| 34-91408 | Mar. 25, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Rules in Options 3.
Comments due: April 21, 2021 Additional Materials: Exhibit 5 |