Nasdaq GEMX, LLC Rulemaking

We encourage the public to submit comments on the following Nasdaq GEMX, LLC, filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

Nasdaq GEMX File Number List for 2021

Additional Archives

Chronological List for 2021

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Release No. Date Details
Second Quarter
SR-GEMX-2021-04
34-91764 May 4, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings
Comments due: 21 days after publication in the Federal Register
SR-GEMX-2021-03
34-91756 May 4, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-GEMX-2021-02
34-91672 Apr. 26, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Exchange Membership Rules and Incorporate by Reference the Membership Rules of The Nasdaq Stock Market LLC
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
First Quarter
SR-GEMX-2021-01
34-91408 Mar. 25, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Rules in Options 3.
Comments due: April 21, 2021
Additional Materials: Exhibit 5

File Number List for 2021

Release No. Date Details
SR-GEMX-2021-04
34-91764 May 4, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings
Comments due: 21 days after publication in the Federal Register
SR-GEMX-2021-03
34-91756 May 4, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-GEMX-2021-02
34-91672 Apr. 26, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Exchange Membership Rules and Incorporate by Reference the Membership Rules of The Nasdaq Stock Market LLC
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-GEMX-2021-01
34-91408 Mar. 25, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Rules in Options 3.
Comments due: April 21, 2021
Additional Materials: Exhibit 5