Nasdaq GEMX, LLC Rulemaking
We encourage the public to submit comments on the following Nasdaq GEMX, LLC, filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
Nasdaq GEMX File Number List for 2023
Additional Archives
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017
Chronological List for 2023
(Search any column)
| Release No. | Date | Details |
|---|---|---|
| Second Quarter | ||
| SR-GEMX-2023-07 | ||
| 34-97521 | May 17, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-GEMX-2023-05 | ||
| 34-97360 | Apr. 24, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX's Pricing Schedule at Options 7
Comments due: May 19, 2023 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-GEMX-2023-04 | ||
| 34-97126 | Mar. 13, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of Certain Trading Functionality
Comments due: April 7, 2023 Federal Register |
| SR-GEMX-2023-03 | ||
| 34-96918 | Feb. 14, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX Pricing Schedule at Options 7, Section 3 to Add a New Priority Customer Maker Rebate
Comments due: March 14, 2023 Additional Materials: Exhibit 5 |
| SR-GEMX-2023-02 | ||
| 34-96817 | Feb. 6, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules in Connection with the Technology Migration to Enhanced Nasdaq Functionality
Comments due: March 3, 2023 Additional Materials: Exhibit 5 |
| SR-GEMX-2023-01 | ||
| 34-96783 | Feb. 1, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISO Functionality
Comments due: February 28, 2023 Additional Materials: Exhibit 5 |
| SR-GEMX-2022-14 | ||
| 34-96598 | Jan. 3, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce GEMX's Options Regulatory Fee
Comments due: January 30, 2023 Additional Materials: Exhibit 5 |
File Number List for 2023
| Release No. | Date | Details |
|---|---|---|
| SR-GEMX-2023-07 | ||
| 34-97521 | May 17, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-GEMX-2023-05 | ||
| 34-97360 | Apr. 24, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX's Pricing Schedule at Options 7
Comments due: May 19, 2023 Additional Materials: Exhibit 5 |
| SR-GEMX-2023-04 | ||
| 34-97126 | Mar. 13, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of Certain Trading Functionality
Comments due: April 7, 2023 Federal Register |
| SR-GEMX-2023-03 | ||
| 34-96918 | Feb. 14, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX Pricing Schedule at Options 7, Section 3 to Add a New Priority Customer Maker Rebate
Comments due: March 14, 2023 Additional Materials: Exhibit 5 |
| SR-GEMX-2023-02 | ||
| 34-96817 | Feb. 6, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules in Connection with the Technology Migration to Enhanced Nasdaq Functionality
Comments due: March 3, 2023 Additional Materials: Exhibit 5 |
| SR-GEMX-2023-01 | ||
| 34-96783 | Feb. 1, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISO Functionality
Comments due: February 28, 2023 Additional Materials: Exhibit 5 |