Nasdaq GEMX, LLC Rulemaking

ISE Gemini (ISEGemini) has changed its name to Nasdaq GEMX, LLC. All filings by Nasdaq GEMX, LLC, will be posted to the Nasdaq GEMX, LLC page. Filings filed with "ISEGemini" as part of the file number will be posted on the ISE Gemini page.

We encourage the public to submit comments on the following Nasdaq GEMX, LLC, filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter | Second Quarter | First Quarter

Nasdaq GEMX File Number List for 2019

Additional Archives

Chronological List for 2019

Release No. Date Details
Fourth Quarter
SR-GEMX-2019-15
34-87413 Oct. 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 17, the Exchange's Kill Switch Risk Protection
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-GEMX-2019-16
34-87371 Oct. 21, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: November 15, 2019
Additional Materials: Exhibit 5
SR-GEMX-2019-14
34-87231 Oct. 4, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX's Rulebook and By-Laws
Comments due: October 31, 2019
Additional Materials: Exhibit 5
SR-GEMX-2019-13
34-87180 Oct. 1, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Submission of Quotes and Orders
Comments due: October 28, 2019
Additional Materials: Exhibit 5
Third Quarter
SR-GEMX-2019-10
34-86946 Sep. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Priority of Quotes and Orders Rule
Comments due: October 9, 2019
Additional Materials: Exhibit 5
SR-GEMX-2019-09
34-86426 Jul. 22, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 2 (Options Market Participants) and Options 3 (Options Trading Rules)
Comments due: August 16, 2019
Additional Materials: Exhibit 5
SR-GEMX-2019-08
34-86346 Jul. 10, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate Rules from Its Current Rulebook into Its New Rulebook Shell
Comments due: August 6, 2019
Additional Materials: Exhibit 5
Second Quarter
SR-GEMX-2019-07
34-86149 Jun. 19, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Extend a Pilot Program
Comments due: July 16, 2019
Additional Materials: Exhibit 5
SR-GEMX-2019-06
34-86063 Jun. 7, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Governing the Give Up of a Clearing Member by a Member on Exchange Transactions
Comments due: July 5, 2019
Additional Materials: Exhibit 3, Exhibit 5
SR-GEMX-2019-05
34-85737 Apr. 26, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Exchange Registration Rules and Incorporate by Reference The Nasdaq Stock Market Rules at General 4
Comments due: May 23, 2019
Additional Materials: Exhibit 5
SR-GEMX-2019-04
34-85609 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-GEMX-2019-03
34-85481 Apr. 2, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt the Term "Professional Customer"
Comments due: April 29, 2019
Additional Materials: Exhibit 5
First Quarter
SR-GEMX-2019-02
34-85462 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .01 to Rule 710 to Specify Replacement Issues that May Be Added to the Penny Pilot on a Quarterly Basis Without Altering the Expiration Date of the Pilot
Comments due: April 25, 2019
Additional Materials: Exhibit 5
SR-GEMX-2019-01
34-85140 Feb. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: March 14, 2019
Additional Materials: Exhibit 5
SR-GEMX-2018-45
34-85024 Feb. 1, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Provisions for Excluding a Day from Its Volume Calculations
Comments due: February 22, 2019
Additional Materials: Exhibit 5


Nasdaq GEMX File Number List for 2019

Release No. Date Details
SR-GEMX-2019-16
34-87371 Oct. 21, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: November 15, 2019
Additional Materials: Exhibit 5
SR-GEMX-2019-15
34-87413 Oct. 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 17, the Exchange's Kill Switch Risk Protection
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-GEMX-2019-14
34-87231 Oct. 4, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX's Rulebook and By-Laws
Comments due: October 31, 2019
Additional Materials: Exhibit 5
SR-GEMX-2019-13
34-87180 Oct. 1, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Submission of Quotes and Orders
Comments due: October 28, 2019
Additional Materials: Exhibit 5
SR-GEMX-2019-10
34-86946 Sep. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Priority of Quotes and Orders Rule
Comments due: October 9, 2019
Additional Materials: Exhibit 5
SR-GEMX-2019-09
34-86426 Jul. 22, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 2 (Options Market Participants) and Options 3 (Options Trading Rules)
Comments due: August 16, 2019
Additional Materials: Exhibit 5
SR-GEMX-2019-08
34-86346 Jul. 10, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate Rules from Its Current Rulebook into Its New Rulebook Shell
Comments due: August 6, 2019
Additional Materials: Exhibit 5
SR-GEMX-2019-07
34-86149 Jun. 19, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Extend a Pilot Program
Comments due: July 16, 2019
Additional Materials: Exhibit 5
SR-GEMX-2019-06
34-86063 Jun. 7, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Governing the Give Up of a Clearing Member by a Member on Exchange Transactions
Comments due: July 5, 2019
Additional Materials: Exhibit 3, Exhibit 5
SR-GEMX-2019-05
34-85737 Apr. 26, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Exchange Registration Rules and Incorporate by Reference The Nasdaq Stock Market Rules at General 4
Comments due: May 23, 2019
Additional Materials: Exhibit 5
SR-GEMX-2019-04
34-85609 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-GEMX-2019-03
34-85481 Apr. 2, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt the Term "Professional Customer"
Comments due: April 29, 2019
Additional Materials: Exhibit 5
SR-GEMX-2019-02
34-85462 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .01 to Rule 710 to Specify Replacement Issues that May Be Added to the Penny Pilot on a Quarterly Basis Without Altering the Expiration Date of the Pilot
Comments due: April 25, 2019
Additional Materials: Exhibit 5
SR-GEMX-2019-01
34-85140 Feb. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: March 14, 2019
Additional Materials: Exhibit 5

There are no file number entries at this time.