Nasdaq GEMX, LLC Rulemaking

We encourage the public to submit comments on the following Nasdaq GEMX, LLC, filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

Nasdaq GEMX File Number List for 2023

Additional Archives

Chronological List for 2023

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Release No. Date Details
Second Quarter
SR-GEMX-2023-07
34-97521 May 17, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-GEMX-2023-05
34-97360 Apr. 24, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX's Pricing Schedule at Options 7
Comments due: May 19, 2023
Additional Materials: Exhibit 5
First Quarter
SR-GEMX-2023-04
34-97126 Mar. 13, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of Certain Trading Functionality
Comments due: April 7, 2023 Federal Register
SR-GEMX-2023-03
34-96918 Feb. 14, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX Pricing Schedule at Options 7, Section 3 to Add a New Priority Customer Maker Rebate
Comments due: March 14, 2023
Additional Materials: Exhibit 5
SR-GEMX-2023-02
34-96817 Feb. 6, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules in Connection with the Technology Migration to Enhanced Nasdaq Functionality
Comments due: March 3, 2023 
Additional Materials: Exhibit 5
SR-GEMX-2023-01
34-96783 Feb. 1, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISO Functionality
Comments due: February 28, 2023
Additional Materials: Exhibit 5
SR-GEMX-2022-14
34-96598 Jan. 3, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce GEMX's Options Regulatory Fee
Comments due: January 30, 2023
Additional Materials: Exhibit 5

File Number List for 2023

Release No. Date Details
SR-GEMX-2023-07
34-97521 May 17, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-GEMX-2023-05
34-97360 Apr. 24, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX's Pricing Schedule at Options 7
Comments due: May 19, 2023
Additional Materials: Exhibit 5
SR-GEMX-2023-04
34-97126 Mar. 13, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of Certain Trading Functionality
Comments due: April 7, 2023 Federal Register
SR-GEMX-2023-03
34-96918 Feb. 14, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX Pricing Schedule at Options 7, Section 3 to Add a New Priority Customer Maker Rebate
Comments due: March 14, 2023
Additional Materials: Exhibit 5
SR-GEMX-2023-02
34-96817 Feb. 6, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules in Connection with the Technology Migration to Enhanced Nasdaq Functionality
Comments due: March 3, 2023
Additional Materials: Exhibit 5
SR-GEMX-2023-01
34-96783 Feb. 1, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISO Functionality
Comments due: February 28, 2023
Additional Materials: Exhibit 5