Nasdaq GEMX, LLC Rulemaking
We encourage the public to submit comments on the following Nasdaq GEMX, LLC, filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter |
First Quarter
Nasdaq GEMX File Number List for 2022
Additional Archives
2022 | 2021 | 2020 | 2019 | 2018 | 2017
Chronological List for 2022
(Search any column)
Release No. | Date | Details |
---|---|---|
Second Quarter | ||
SR-GEMX-2022-07 | ||
34-94935 | May 17, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Nasdaq Amended and Restated Certificate of Incorporation
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-GEMX-2022-06 | ||
34-94922 | May 16, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the GEMX Pricing Schedule at Options 7, Section 3
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
First Quarter | ||
SR-GEMX-2022-05 | ||
34-94444 | Mar. 17, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges
Comments due: April 13, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-GEMX-2022-04 | ||
34-94120 | Feb. 1, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Obvious Error Rule
Comments due: February 28, 2022 Additional Materials: Exhibit 5 |
SR-GEMX-2022-03 | ||
34-94069 | Jan. 26, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce GEMX's Options Regulatory Fee
Comments due: February 22, 2022 Additional Materials: Exhibit 5 |
SR-GEMX-2022-02 | ||
34-94040 | Jan. 24, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend References to FINRA Continuing Education Fees
Comments due: February 18, 2022 |
SR-GEMX-2022-01 | ||
34-93999 | Jan. 19, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX's Pricing Schedule at Options 7, Section 3
Comments due: February 15, 2022 Additional Materials: Exhibit 5 |
File Number List for 2022
Release No. | Date | Details |
---|---|---|
SR-GEMX-2022-07 | ||
34-94935 | May 17, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Nasdaq Amended and Restated Certificate of Incorporation
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-GEMX-2022-06 | ||
34-94922 | May 16, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the GEMX Pricing Schedule at Options 7, Section 3
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-GEMX-2022-05 | ||
34-94444 | Mar. 17, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges
Comments due: April 13, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-GEMX-2022-04 | ||
34-94120 | Feb. 1, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Obvious Error Rule
Comments due: February 28, 2022 Additional Materials: Exhibit 5 |
SR-GEMX-2022-03 | ||
34-94069 | Jan. 26, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce GEMX's Options Regulatory Fee
Comments due: February 22, 2022 Additional Materials: Exhibit 5 |
SR-GEMX-2022-02 | ||
34-94040 | Jan. 24, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend References to FINRA Continuing Education Fees
Comments due: February 18, 2022 |
SR-GEMX-2022-01 | ||
34-93999 | Jan. 19, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX's Pricing Schedule at Options 7, Section 3
Comments due: February 15, 2022 Additional Materials: Exhibit 5 |