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FICC Rulemaking

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

FICC File Number List for 2016

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-FICC-2016-006
34-79167 Oct. 26, 2016 Order Granting Approval of Proposed Rule Changes to Describe the Backtesting Charge and the Holiday Charge that May Be Imposed on Members
Additional File No.: SR-NSCC-2016-004
See also: Notice: Rel. No. 34-78807

SR-FICC-2016-005
34-79165 Oct. 26, 2016 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearing Agency Investment Policy
Additional File Nos.: SR-DTC-2016-007, SR-NSCC-2016-003
See also: Notice: Rel. No. 34-78778

SR-FICC-2016-003
34-79077 Oct. 11, 2016 Order Approving Proposed Rule Change to Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants
See also: Notice: Rel. No. 34-78720, Notice: Rel. No. 34-78347
Third Quarter

SR-FICC-2016-006
34-78807 Sep. 9, 2016 Notice of Filing of Proposed Rule Change to Describe the Backtesting Charge and the Holiday Charge that May Be Imposed on Members
Comments due:  October 6, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-79167

SR-FICC-2016-005
34-78778 Sep. 7, 2016 Notice of Filing of Proposed Rule Changes Relating to Clearing Agency Investment Policy
Comments due:  October 4, 2016
Additional File Nos.: SR-DTC-2016-007, SR-NSCC-2016-003
See also: Notice Rel. No. 34-79165

SR-FICC-2016-003
34-78720 Aug. 30, 2016 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants
See also: Order: Rel. No. 34-79077Notice: Rel. No. 34-78347

SR-FICC-2016-004
34-78529 Aug. 10, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add a Clearing Fund Maintenance Fee
Comments due: September 6, 2016
Additional Materials: Exhibit 5

SR-FICC-2016-003
34-78347 Jul. 15, 2016 Notice of Filing of Proposed Rule Change to Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants
Comments due: August 11, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-79077
Second Quarter

SR-FICC-2016-002
34-78206 Jun. 30, 2016 Order Approving Proposed Rule Change to Suspend the Interbank Service of the GCF Repo® Service
See also: Notice: Rel. No. 34-77840

SR-FICC-2016-001
34-77988 Jun. 3, 2016 Order Approving Proposed Rule Change Relating to the GCF Repo® Service
See also: Notice Rel. No. 34-77675

SR-FICC-2016-002
34-77840 May 16, 2016 Notice of Filing to Suspend the Interbank Service of the GCF RepoŽ Service
Comments due: June 10, 2016

SR-FICC-2016-001
34-77675 Apr. 21, 2016 Notice of Filing of Proposed Rule Change Relating to the GCF RepoŽ Service
Comments due:  May 18, 2016
Additional Materials: Exhibit 5
First Quarter

SR-FICC-2015-005
34-76840 Jan. 6, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Government Securities Division Fee Schedule
Comments due: February 2, 2016


FICC File Number List for 2016
Release No. Date Details

SR-FICC-2016-006
34-79167 Oct. 26, 2016 Order Granting Approval of Proposed Rule Changes to Describe the Backtesting Charge and the Holiday Charge that May Be Imposed on Members
Additional File No.: SR-NSCC-2016-004
34-78807 Sep. 9, 2016 Notice of Filing of Proposed Rule Change to Describe the Backtesting Charge and the Holiday Charge that May Be Imposed on Members
Comments due:  October 6, 2016
Additional Materials: Exhibit 5

SR-FICC-2016-005
34-79165 Oct. 26, 2016 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearing Agency Investment Policy
Additional File Nos.: SR-DTC-2016-007, SR-NSCC-2016-003
34-78778 Sep. 7, 2016 Notice of Filing of Proposed Rule Changes Relating to Clearing Agency Investment Policy
Comments due:  October 4, 2016
Additional File Nos.: SR-DTC-2016-007, SR-NSCC-2016-003

SR-FICC-2016-004
34-78529 Aug. 10, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add a Clearing Fund Maintenance Fee
Comments due: September 6, 2016
Additional Materials: Exhibit 5

SR-FICC-2016-003

SR-FICC-2016-003
34-79077 Oct. 11, 2016 Order Approving Proposed Rule Change to Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants
34-78720 Aug. 30, 2016 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants
34-78347 Jul. 15, 2016 Notice of Filing of Proposed Rule Change to Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants
Comments due: August 11, 2016
Additional Materials: Exhibit 5

SR-FICC-2016-002
34-78206 Jun. 30, 2016 Order Approving Proposed Rule Change to Suspend the Interbank Service of the GCF Repo® Service
34-77840 May 16, 2016 Notice of Filing to Suspend the Interbank Service of the GCF RepoŽ Service
Comments due: June 10, 2016

SR-FICC-2016-001
34-77988 Jun. 3, 2016 Order Approving Proposed Rule Change Relating to the GCF Repo® Service
34-77675 Apr. 21, 2016 Notice of Filing of Proposed Rule Change Relating to the GCF RepoŽ Service
Comments due:  May 18, 2016
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/ficc.shtml


Modified: 10/27/2016