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FICC Rulemaking

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

FICC File Number List for 2017

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-FICC-2017-004
34-80253 Mar. 15, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Describe the Intraday Mark-to-Market Charge
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-FICC-2017-003
34-80236 Mar. 14, 2017 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Expand the Types of Entities That Are Eligible to Participate in Fixed Income Clearing Corporation as Sponsored Members and Make Other Changes
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-FICC-2017-001
34-80235 Mar. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to (1) Implement the Margin Proxy, (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies, and (3) Make Certain Technical Corrections
See also: Notice: Rel. No. 34-79958

SR-FICC-2017-002
34-80234 Mar. 14, 2017 Notice of Filing of Proposed Rule Change to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-FICC-2017-001
34-79958 Feb. 3, 2017 Notice of Filing of Proposed Rule Change to (1) Implement the Margin Proxy, (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies, and (3) Make Certain Technical Corrections
Comments due: February 24, 2017
Additional Materials: Exhibit 2, Exhibit 5
See also: Notice: Rel. No. 34-80235
Comments received are available for this proposal.

SR-FICC-2016-007
34-79868 Jan. 24, 2017 Order Approving a Proposed Rule Change to Implement a Change to the Methodology Used in the MBSD VaR Model
See also: Notice: Rel. No. 34-79491


FICC File Number List for 2017
Release No. Date Details

SR-FICC-2017-004
34-80253 Mar. 15, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Describe the Intraday Mark-to-Market Charge
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-FICC-2017-003
34-80236 Mar. 14, 2017 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Expand the Types of Entities That Are Eligible to Participate in Fixed Income Clearing Corporation as Sponsored Members and Make Other Changes
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-FICC-2017-002
34-80234 Mar. 14, 2017 Notice of Filing of Proposed Rule Change to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-FICC-2017-001
34-80235 Mar. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to (1) Implement the Margin Proxy, (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies, and (3) Make Certain Technical Corrections
34-79958 Feb. 3, 2017 Notice of Filing of Proposed Rule Change to (1) Implement the Margin Proxy, (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies, and (3) Make Certain Technical Corrections
Comments due: February 24, 2017
Additional Materials: Exhibit 2, Exhibit 5
Comments received are available for this proposal.

 

http://www.sec.gov/rules/sro/ficc.shtml


Modified: 03/16/2017