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FICC Advance Notice Rulemaking

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

FICC Advance Notice File Number List

Additional Archives


Chronological List
Release No. Date Details

SR-FICC-2014-810
34-73975 Dec. 31, 2014 Notice of Extension of Review Period of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Additional File Nos.: SR-NSCC-2014-811, SR-DTC-2014-812
See also: Notice: Rel. No. 34-74142, Notice: Rel. No. 34-73755

SR-FICC-2014-810
34-73755 Dec. 5, 2014 Notice of Filing of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Comments due: January 2, 2015
Additional File Nos.: SR-NSCC-2014-811, SR-DTC-2014-812
See also: Notice: Rel. No. 34-74142, Notice: Rel. No. 34-73975
Comments received are available for this proposal.

SR-FICC-2014-801
34-73388 Oct. 17, 2014 Notice of No Objection to Advance Notice Filing, as Amended by Amendment No. 1, Concerning the Government Security Division's Inclusion of GCF RepoŽ Positions in Its Intraday Participant Clearing Fund Requirement Calculation, and Its Hourly Internal Surveillance Cycles

SR-FICC-2014-801
34-73187 Sep. 23, 2014 Notice of Filing Amendment No. 1 to Advance Notice Relating to the Government Securities Division's Inclusion of GCF RepoŽ Positions in GSD's Intraday Participant Clearing Fund Requirement Calculation, and GSD's Hourly Internal Surveillance Cycles
Comments due: October 14, 2014

SR-FICC-2014-801
34-71469 Feb. 4, 2014 Notice of Filing of an Advance Notice Concerning the Government Security Division's Inclusion of GCF RepoŽ Positions in Its Intraday Participant Clearing Fund Requirement Calculation, and Its Hourly Internal Surveillance Cycles
Comments due: March 3, 2014


FICC Advance Notice File Number List
Release No. Date Details

SR-FICC-2014-810
34-74142 Jan. 27, 2015 Notice of No Objection to Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Additional File Nos.: SR-NSCC-2014-811, SR-DTC-2014-812
34-73975 Dec. 31, 2014 Notice of Extension of Review Period of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Additional File Nos.: SR-NSCC-2014-811, SR-DTC-2014-812
34-73755 Dec. 5, 2014 Notice of Filing of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Comments due: January 2, 2015
Additional File Nos.: SR-NSCC-2014-811, SR-DTC-2014-812
Comments received are available for this proposal.

SR-FICC-2014-801
34-73388 Oct. 17, 2014 Notice of No Objection to Advance Notice Filing, as Amended by Amendment No. 1, Concerning the Government Security Division's Inclusion of GCF RepoŽ Positions in Its Intraday Participant Clearing Fund Requirement Calculation, and Its Hourly Internal Surveillance Cycles
34-73187 Sep. 23, 2014 Notice of Filing Amendment No. 1 to Advance Notice Relating to the Government Securities Division's Inclusion of GCF RepoŽ Positions in GSD's Intraday Participant Clearing Fund Requirement Calculation, and GSD's Hourly Internal Surveillance Cycles
Comments due: October 14, 2014
34-71469 Feb. 4, 2014 Notice of Filing of an Advance Notice Concerning the Government Security Division's Inclusion of GCF RepoŽ Positions in Its Intraday Participant Clearing Fund Requirement Calculation, and Its Hourly Internal Surveillance Cycles
Comments due: March 3, 2014

 

http://www.sec.gov/rules/sro/ficc-an/ficc-an-archive/ficc-an-archive2014.shtml


Modified: 03/21/2015