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FICC Advance Notice Rulemaking
We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
FICC Advance Notice File Number List
Additional Archives
2021 |
2020 |
2019 |
2018 |
2017 | 2016 | 2015 | 2014 | 2013 | 2012
| Release No. |
Date |
Details |
SR-FICC-2014-810 |
| 34-73975 |
Dec. 31, 2014 |
Notice of Extension of Review Period of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Additional File Nos.: SR-NSCC-2014-811, SR-DTC-2014-812
See also: Notice: Rel. No. 34-74142, Notice: Rel. No. 34-73755
|
SR-FICC-2014-810 |
| 34-73755 |
Dec. 5, 2014 |
Notice of Filing of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Comments due: January 2, 2015
Additional File Nos.: SR-NSCC-2014-811, SR-DTC-2014-812
See also: Notice: Rel. No. 34-74142, Notice: Rel. No. 34-73975
Comments received are available for this proposal.
|
SR-FICC-2014-801 |
| 34-73388 |
Oct. 17, 2014 |
Notice of No Objection to Advance Notice Filing, as Amended by Amendment No. 1, Concerning the Government Security Division's Inclusion of GCF RepoŽ Positions in Its Intraday Participant Clearing Fund Requirement Calculation, and Its Hourly Internal Surveillance Cycles
|
SR-FICC-2014-801 |
| 34-73187 |
Sep. 23, 2014 |
Notice of Filing Amendment No. 1 to Advance Notice Relating to the Government Securities Division's Inclusion of GCF RepoŽ Positions in GSD's Intraday Participant Clearing Fund Requirement Calculation, and GSD's Hourly Internal Surveillance Cycles
Comments due: October 14, 2014
|
SR-FICC-2014-801 |
|
34-71469 |
Feb. 4, 2014 |
Notice of Filing of an Advance Notice Concerning the Government Security Division's Inclusion of GCF RepoŽ Positions in Its Intraday Participant Clearing Fund Requirement Calculation, and Its Hourly Internal Surveillance Cycles
Comments due: March 3, 2014
|
| FICC Advance Notice File Number List |
| Release No. |
Date |
Details |
SR-FICC-2014-810 |
| 34-74142 |
Jan. 27, 2015 |
Notice of No Objection to Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Additional File Nos.: SR-NSCC-2014-811, SR-DTC-2014-812
|
| 34-73975 |
Dec. 31, 2014 |
Notice of Extension of Review Period of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Additional File Nos.: SR-NSCC-2014-811, SR-DTC-2014-812
|
| 34-73755 |
Dec. 5, 2014 |
Notice of Filing of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Comments due: January 2, 2015
Additional File Nos.: SR-NSCC-2014-811, SR-DTC-2014-812
Comments received are available for this proposal.
|
SR-FICC-2014-801 |
| 34-73388 |
Oct. 17, 2014 |
Notice of No Objection to Advance Notice Filing, as Amended by Amendment No. 1, Concerning the Government Security Division's Inclusion of GCF RepoŽ Positions in Its Intraday Participant Clearing Fund Requirement Calculation, and Its Hourly Internal Surveillance Cycles
|
| 34-73187 |
Sep. 23, 2014 |
Notice of Filing Amendment No. 1 to Advance Notice Relating to the Government Securities Division's Inclusion of GCF RepoŽ Positions in GSD's Intraday Participant Clearing Fund Requirement Calculation, and GSD's Hourly Internal Surveillance Cycles
Comments due: October 14, 2014
|
|
34-71469 |
Feb. 4, 2014 |
Notice of Filing of an Advance Notice Concerning the Government Security Division's Inclusion of GCF RepoŽ Positions in Its Intraday Participant Clearing Fund Requirement Calculation, and Its Hourly Internal Surveillance Cycles
Comments due: March 3, 2014
|
http://www.sec.gov/rules/sro/ficc-an/ficc-an-archive/ficc-an-archive2014.shtml
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