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DTC Rulemaking

We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter | Second Quarter | First Quarter

DTC File Number List for 2005

Additional Archives


Chronological List
Release No. Date Details

SR-DTC-2005-16
34-52665 Oct. 25, 2005 Notice of Filing of Proposed Rule Change to Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation
Comments due:  21 days after publication in the Federal Register
Comments received are available for this notice.
* Click to submit comments on SR-DTC-2005-16

SR-DTC-2005-15
34-52653 Oct. 21, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Use of Contra CUSIP Numbers to Segregate Partially-Called Positions of Participants in Variable Rate Demand Obligation Issues
Comments due:  21 days after publication in the Federal Register
* Click to submit comments on SR-DTC-2005-15
Third Quarter

SR-DTC-2005-10
34-52524 Sep. 28, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Procedures Relating to the Destruction of Certain Non-Transferable Securities Certificates that Are Held in DTC’s Internal Removal Account Known as PREM
Comments due:  October 28, 2005
* Click to submit comments on SR-DTC-2005-10

SR-DTC-2005-13
34-52509 Sep. 26, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Transfer Agent Drop Service
Comments due:  October 24, 2005
* Click to submit comments on SR-DTC-2005-13

SR-DTC-2005-08
34-52471 Sep. 19, 2005 Notice of Filing of a Proposed Rule Change Relating to the New Canadian-Link Service
Comments due:  October 17, 2005
* Click to submit comments on SR-DTC-2005-08

SR-DTC-2005-07
34-52450 Sep. 15, 2005 Order Approving Proposed Rule Change to Expand the Functioning of DTC’s Inventory Management System
See also:  Notice: Rel. No. 34-52123

SR-DTC-2005-04
34-52446 Sep. 15, 2005 Order Approving Proposed Rule Change To Establish a Fine for Members Failing to Conduct Connectivity Testing
Additional File Nos.:  SR-FICC-2005-10, and SR-NSCC-2005-05
See also:  Notice: Rel. No. 34-52043

SR-DTC-2005-11
34-52422 Sep. 14, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish an Insurance Program as Part of the Profile Modification System Feature of its Direct Registration System
Comments due:  October 11, 2005
* Click to submit comments on SR-DTC-2005-11

SR-DTC-2005-12
34-52393 Sep. 8, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Scope and Update the Description of the Security Position Reports Service
Comments due:  October 6, 2005
* Click to submit comments on SR-DTC-2005-12

SR-DTC-2005-07
34-52123 Jul. 26, 2005 Notice of Filing of Proposed Rule Change Relating to an Expansion of DTC’s Inventory Management System
Comments due:  August 22, 2005
* Click to submit comments on SR-DTC-2005-07

SR-DTC-2005-06
34-52104 Jul. 21, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Enhancement of the SMART/Track Service
Comments due:  August 18, 2005
* Click to submit comments on SR-DTC-2005-06

SR-DTC-2005-04
34-52043 Jul. 15, 2005 Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing to Conduct Connectivity Testing
File Nos.: SR-DTC-2005-04, SR-FICC-2005-10, and SR-NSCC-2005-05
Comments due:  August 5, 2005
See also:  Order: Rel. No. 34-52446
Second Quarter

SR-DTC-2005-03
34-51870 Jun. 17, 2005 Order Granting Approval of a Proposed Rule Change Relating to Modification of the Fee Structure
See also: Notice: Rel. No. 34-51675

SR-DTC-2005-03
34-51675 May 9, 2005 Notice of Filing of a Proposed Rule Change Relating to the Collection of Fees for Services Provided by Other Entities
Comments due:  June 3, 2005
See also:  Order: Rel. No. 34-51870
* Click to submit comments on SR-DTC-2005-03
First Quarter

SR-DTC-2004-12
34-51439 Mar. 28, 2005 Order Granting Approval of a Proposed Rule Change to Revise Fees for Low Volume Tender Offers
See also:  Notice: Rel. No. 34-51156

SR-DTC-2005-02
34-51290 Mar. 2, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Establish a Set Up Fee for Open-Ended Mutual Funds
Comments due:  March 29, 2005
* Click to submit comments on SR-DTC-2005-02

SR-DTC-2005-01
34-51289 Mar. 2, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Open-Ended Funds Depository Eligible
Comments due:  March 29, 2005
* Click to submit comments on SR-DTC-2005-01

SR-DTC-2004-12
34-51156 Feb. 8, 2005 Notice of Filing of Proposed Rule Change to Revise Fees for Low Volume Tender Offers
Comments due:  March 8, 2005
* Click to submit comments on SR-DTC-2004-12

SR-DTC-2004-13
34-51034 Jan. 13, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Amendment of the Fee Schedule to Revise Fees for Certain Services Provided by DTC Comments due:  February 14, 2005
* Click to submit comments on SR-DTC-2004-13


File Number List

Release No. Date Details

SR-DTC-2005-16
34-52665 Oct. 25, 2005 Notice of Filing of Proposed Rule Change to Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation
Comments due:  21 days after publication in the Federal Register
Comments received are available for this notice.
* Click to submit comments on SR-DTC-2005-16

SR-DTC-2005-15
34-52653 Oct. 21, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Use of Contra CUSIP Numbers to Segregate Partially-Called Positions of Participants in Variable Rate Demand Obligation Issues
Comments due:  21 days after publication in the Federal Register
* Click to submit comments on SR-DTC-2005-15

SR-DTC-2005-13
34-52509 Sep. 26, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Transfer Agent Drop Service
Comments due:  October 24, 2005
* Click to submit comments on SR-DTC-2005-13

SR-DTC-2005-12
34-52393 Sep. 8, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Scope and Update the Description of the Security Position Reports Service
Comments due:  October 6, 2005
* Click to submit comments on SR-DTC-2005-12

SR-DTC-2005-11
34-52422 Sep. 14, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish an Insurance Program as Part of the Profile Modification System Feature of its Direct Registration System
Comments due:  October 11, 200521 days after publication in the Federal Register
* Click to submit comments on SR-DTC-2005-11

SR-DTC-2005-10
34-52524 Sep. 28, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Procedures Relating to the Destruction of Certain Non-Transferable Securities Certificates that Are Held in DTC’s Internal Removal Account Known as PREM
Comments due:  October 28, 2005
* Click to submit comments on SR-DTC-2005-10

SR-DTC-2005-08
34-52471 Sep. 19, 2005 Notice of Filing of a Proposed Rule Change Relating to the New Canadian-Link Service
Comments due:  October 17, 2005
* Click to submit comments on SR-DTC-2005-08

SR-DTC-2005-07
34-52450 Sep. 15, 2005 Order Approving Proposed Rule Change to Expand the Functioning of DTC’s Inventory Management System
See also:  Notice: Rel. No. 34-52123
34-52123 Jul. 26, 2005 Notice of Filing of Proposed Rule Change Relating to an Expansion of DTC’s Inventory Management System
Comments due:  August 22, 2005
* Click to submit comments on SR-DTC-2005-07

SR-DTC-2005-06
34-52104 Jul. 21, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Enhancement of the SMART/Track Service
Comments due:  August 18, 2005
* Click to submit comments on SR-DTC-2005-06

SR-DTC-2005-04
34-52446 Sep. 15, 2005 Order Approving Proposed Rule Change To Establish a Fine for Members Failing to Conduct Connectivity Testing
Additional File Nos.:  SR-FICC-2005-10, and SR-NSCC-2005-05
See also:  Order: Rel. No. 34-52446
34-52043 Jul. 15, 2005 Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing to Conduct Connectivity Testing
File Nos.: SR-DTC-2005-04, SR-FICC-2005-10, and SR-NSCC-2005-05
Comments due:  August 5, 2005

SR-DTC-2005-03
34-51870 Jun. 17, 2005 Order Granting Approval of a Proposed Rule Change Relating to Modification of the Fee Structure
34-51675 May 9, 2005 Notice of Filing of a Proposed Rule Change Relating to the Collection of Fees for Services Provided by Other Entities
Comments due:  June 3, 2005
* Click to submit comments on SR-DTC-2005-03

SR-DTC-2005-02
34-51290 Mar. 2, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Establish a Set Up Fee for Open-Ended Mutual Funds
Comments due:  March 29, 2005
* Click to submit comments on SR-DTC-2005-02

SR-DTC-2005-01
34-51289 Mar. 2, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Open-Ended Funds Depository Eligible
Comments due:  March 29, 2005
* Click to submit comments on SR-DTC-2005-01

 

http://www.sec.gov/rules/sro/dtc/dtc.shtml


Modified: 03/29/2017