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DTC Rulemaking

We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

DTC File Number List for 2017

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-DTC-2017-001
34-80280 Mar. 20, 2017 Notice of Filing of Proposed Rule Change to Establish a Sub-Account for Use with the DTCC Euroclear Global Collateral Ltd Collateral Management Service and Provide for the Authorization of a Representative to Receive Information About the Sub-Account
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-DTC-2016-008
34-79764 Jan. 9, 2017 Order Granting Approval of Proposed Rule Change Relating to Processing of Transactions in Money Market Instruments
See also: Notice: Rel. No. 34-79351, Notice: Rel. No. 34-79046

SR-DTC-2016-014
34-79746 Jan. 5, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Update of its Corporate Action Service for the Processing of Redemptions Events and the Transition to International Organization for Standardization 20022 Messaging for Corporate Action Announcements
Comments due: February 1, 2017
Additional Materials: Exhibit 5


DTC File Number List for 2017
Release No. Date Details

SR-DTC-2017-001
34-80280 Mar. 20, 2017 Notice of Filing of Proposed Rule Change to Establish a Sub-Account for Use with the DTCC Euroclear Global Collateral Ltd Collateral Management Service and Provide for the Authorization of a Representative to Receive Information About the Sub-Account
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/cboe.shtml


Modified: 02/22/2017