Cboe BZX Exchange, Inc. (CboeBZX) Rulemaking Archive: 2017

The Bats BZX Exchange, Inc. has changed its name to Cboe BZX Exchange, Inc..

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Chronological List

Fourth Quarter

CboeBZX File Number List for 2017

Additional Archives

Chronological List

Release No. Date Details
Fourth Quarter
SR-CboeBZX-2017-013
34-82417 Dec. 28, 2017 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the REX Bitcoin Strategy ETF and the REX Short Bitcoin Strategy ETF, Each a Series of the Exchange Listed Funds Trust, Under Rule 14.11(i), Managed Fund Shares
Comments due:  January 25, 2018
Comments received are available for this proposal.
SR-CboeBZX-2017-014
34-82401 Dec. 26, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Cboe BZX Exchange, Inc. Equity Options Platform
Comments due:  January 23, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-016
34-82389 Dec. 22, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, to Extend the Penny Pilot Program
Comments due:  January 18, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2017-012
34-82379 Dec. 21, 2017 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the LHA Market State® Tactical U.S. Equity ETF, a Series of the ETF Series Solutions, under Rule 14.11(i), Managed Fund Shares
Comments due:  January 18, 2018
Comments received are available for this proposal.
SR-CboeBZX-2017-001
34-82337 Dec. 15, 2017 Order Granting Accelerated Approval of a Proposed Rule Change Relating to its Director Nomination and Committee Appointment Process and its Nominating and Governance Committee
See also: Notice: Rel. No. 34-82123
Additional File Nos.: SR-CboeBYX-2017-001, SR-CboeEDGA-2017-001, SR-CboeEDGX-2017-001
SR-CboeBZX-2017-011
34-82328 Dec. 14, 2017 Notice of Filing of a Proposed Rule Change to List and Trade the Common Shares of Beneficial Interest of the PowerShares Income Builder Portfolio, a Series of PowerShares Exchange-Traded Fund Trust II
Comments due:  January 10, 2018
Comments received are available for this proposal.
SR-CboeBZX-2017-008
34-82304 Dec. 12, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.9, Primary Pegged Order
Comments due:  January 8, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-009
34-82236 Dec. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for the Exchange's Equity Platform
Comments due:  January 3, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-007
34-82227 Dec. 6, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Applicable to Its Equity Options Platform
Comments due: January 2, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-006
34-82216 Dec. 5, 2017 Notice of Filing of a Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares
Comments due: January 2, 2018
SR-CboeBZX-2017-005
34-82217 Dec. 5, 2017 Notice of Filing of a Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500Buffer Protect Strategy ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares
Comments due: January 2, 2018
SR-CboeBZX-2017-002
34-82160 Nov. 28, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 19.6, Series of Options Contracts Open for Trading
Comments due: December 26, 2017
Additional Materials: Exhibit 5
SR-CboeBZX-2017-001
34-82123 Nov. 20, 2017 Notice of Filing of a Proposed Rule Change Relating to its Director Nomination and Committee Appointment Process and its Nominating and Governance Committee
Comments due: December 12, 2017
Additional Materials: Exhibit 5a, Exhibit 5b
See also: Order: Rel. No. 34-82337

Cboe BZX File Number List for 2017

Release No. Date Details
SR-CboeBZX-2017-023
34-83014 Apr. 9, 2018 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the iShares Gold Strategy ETF Under Exchange Rule 14.11(i)
Comments due: May 4, 2018
34-82758 Feb. 22, 2018 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Shares of the iShares Gold Exposure ETF, a Series of the iShares U.S. ETF Trust, Under Exchange Rule 14.11(i), Managed Fund Shares
34-82444 Jan. 5, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the iShares Gold Exposure ETF, a Series of the iShares U.S. ETF Trust, Under Exchange Rule 14.11(i), Managed Fund Shares
Comments due: February 1, 2018
Comments received are available for this proposal.
SR-CboeBZX-2017-022
34-82436 Jan. 3, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Risk Controls and Modify Rules 21.1, 21.10, and 21.17 in Connection with Technology Migration of Cboe Exchanges
Comments due:  January 30, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-021
34-82561 Jan. 22, 2018 Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the First Trust Bitcoin Strategy ETF and the First Trust Inverse Bitcoin Strategy ETF, Each a Series of the First Trust Exchange-Traded Fund VII, Under Rule 14.11(i), Managed Fund Shares
34-82429 Jan. 2, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the First Trust Bitcoin Strategy ETF and the First Trust Inverse Bitcoin Strategy ETF, Each a Series of the First Trust Exchange-Traded Fund VII, under Rule 14.11(i), Managed Fund Shares
Comments due:  January 29, 2018
Comments received are available for this proposal.
SR-CboeBZX-2017-019
34-82450 Jan. 5, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees
Comments due: February 1, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-018
34-82475 Jan. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for the BZX Depth Market Data Product
Comments due: February 6, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-016
34-82389 Dec. 22, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, to Extend the Penny Pilot Program
Comments due:  January 18, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2017-014
34-82401 Dec. 26, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Cboe BZX Exchange, Inc. Equity Options Platform
Comments due:  January 23, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-013
34-82560 Jan. 22, 2018 Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the REX Bitcoin Strategy ETF and the REX Short Bitcoin Strategy ETF, Each a Series of the Exchange Listed Funds Trust, Under Rule 14.11(i), Managed Fund Shares
34-82417 Dec. 28, 2017 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the REX Bitcoin Strategy ETF and the REX Short Bitcoin Strategy ETF, Each a Series of the Exchange Listed Funds Trust, Under Rule 14.11(i), Managed Fund Shares
Comments due:  January 25, 2018
Comments received are available for this proposal.
SR-CboeBZX-2017-012
34-82906 Mar. 20, 2018 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the LHA Market State® Tactical U.S. Equity ETF, a Series of the ETF Series Solutions, under Rule 14.11(i), Managed Fund Shares
34-82643 Feb. 6, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the LHA Market State® Tactical U.S. Equity ETF, a Series of the ETF Series Solutions, under Rule 14.11(i), Managed Fund Shares
34-82379 Dec. 21, 2017 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the LHA Market State® Tactical U.S. Equity ETF, a Series of the ETF Series Solutions, under Rule 14.11(i), Managed Fund Shares
Comments due:  January 18, 2018
Comments received are available for this proposal.
SR-CboeBZX-2017-011
34-82872 Mar. 14, 2018 Order Granting Approval of a Proposed Rule Change to List and Trade the Common Shares of Beneficial Interest of the PowerShares Income Builder Portfolio, a Series of PowerShares Exchange-Traded Fund Trust II
34-82559 Jan. 22, 2018 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade the Common Shares of Beneficial Interest of the PowerShares Income Builder Portfolio, a Series of PowerShares Exchange-Traded Fund Trust II
34-82328 Dec. 14, 2017 Notice of Filing of a Proposed Rule Change to List and Trade the Common Shares of Beneficial Interest of the PowerShares Income Builder Portfolio, a Series of PowerShares Exchange-Traded Fund Trust II
Comments due:  January 10, 2018
Comments received are available for this proposal.
SR-CboeBZX-2017-009
34-82236 Dec. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for the Exchange's Equity Platform
Comments due:  January 3, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-008
34-82304 Dec. 12, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.9, Primary Pegged Order
Comments due:  January 8, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-007
34-82227 Dec. 6, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Applicable to Its Equity Options Platform
Comments due: January 2, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-006
34-83784 Aug. 7, 2018 Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of Twelve Monthly Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares
34-83388 Jun. 6, 2018 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF under the ETF Series Solutions Trust under Rule 14.11(c)(3)
34-82843 Mar. 9, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares
Comments due: April 4, 2018
Rebuttal comments due: April 18, 2018
Comments received are available for this proposal.
34-82552 Jan. 19, 2018 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares
34-82216 Dec. 5, 2017 Notice of Filing of a Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares
Comments due: January 2, 2018
SR-CboeBZX-2017-005
34-83796 Aug. 8, 2018 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of Twelve Monthly Series of the Cboe Vest S&P 500® Buffer Protect Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares
34-83390 Jun. 6, 2018 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of Each Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF under the ETF Series Solutions Trust under Rule 14.11(c)(3), Index Fund Shares
34-82842 Mar. 9, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares
Comments due: April 4, 2018
Rebuttal comments due: April 18, 2018
Comments received are available for this proposal.
34-82558 Jan. 22, 2018 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares
34-82217 Dec. 5, 2017 Notice of Filing of a Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500Buffer Protect Strategy ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares
Comments due: January 2, 2018
SR-CboeBZX-2017-002
34-82160 Nov. 28, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 19.6, Series of Options Contracts Open for Trading
Comments due: December 26, 2017
Additional Materials: Exhibit 5
SR-CboeBZX-2017-001
34-82337 Dec. 15, 2017 Order Granting Accelerated Approval of a Proposed Rule Change Relating to its Director Nomination and Committee Appointment Process and its Nominating and Governance Committee
Additional File Nos.: SR-CboeBYX-2017-001, SR-CboeEDGA-2017-001, SR-CboeEDGX-2017-001
34-82123 Nov. 20, 2017 Notice of Filing of a Proposed Rule Change Relating to its Director Nomination and Committee Appointment Process and its Nominating and Governance Committee
Comments due: December 12, 2017
Additional Materials: Exhibit 5a, Exhibit 5b