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C2 Options Exchange, Incorporated Rulemaking

We encourage the public to submit comments on the following C2 Options Exchange, Incorporated filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter |  Second Quarter |  First Quarter

C2 File Number List for 2016

Additional Archives

Chronological List
Release No. Date Details
Third Quarter

SR-C2-2016-016
34-78508 Aug. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-C2-2016-014
34-78478 Aug. 4, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM Retained Orders
Comments due: August 31, 2016
Additional Materials: Exhibit 5

SR-C2-2016-015
34-78461 Aug. 2, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopting a Principles-based Approach to Prohibit the Misuse of Material Nonpublic Information by Market-Makers and Designated Primary Market-Makers ("DPMs")
Comments due: August 29, 2016
Additional Materials: Exhibit 5

SR-C2-2016-013
34-78421 Jul. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: August 22, 2016
Additional Materials: Exhibit 5

SR-C2-2016-012
34-78315 Jul. 13, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Automated Improvement Mechanism
Comments due: August 9, 2016

SR-C2-2016-005
34-78294 Jul. 12, 2016 Order Approving a Proposed Rule Change Relating to Senior Management Authority
See also: Notice: Rel. No. 34-77961

SR-C2-2016-010
34-78235 Jul. 6, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules Related to Execution and Priority
Comments due: August 2, 2016
Additional Materials: Exhibit 5
Second Quarter

SR-C2-2016-009
34-78187 Jun. 28, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Professionals Order Counting
Comments due: July 26, 2016

SR-C2-2016-008
34-78090 Jun. 16, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: July 13, 2016
Additional Materials: Exhibit 5

SR-C2-2016-007
34-78012 Jun. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due: July 5, 2016

SR-C2-2016-005
34-77961 Jun. 1, 2016 Notice of Filing of a Proposed Rule Change Relating to Senior Management Authority
Comments due: June 28, 2016

SR-C2-2016-004
34-77651 Apr. 19, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due:  May 16, 2016
Additional Materials: Exhibit 5
First Quarter

SR-C2-2016-002
34-77194 Feb. 19, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 8.2
Comments due:  March 17, 2016

SR-C2-2016-001
34-76995 Jan. 28, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: February 24, 2016
Additional Materials: Exhibit 5

SR-C2-2015-033
34-76959 Jan. 21, 2016 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Price Protection Mechanisms For Quotes and Order
Comments due:  February 17, 2016


C2 File Number List for 2016
Release No. Date Details

SR-C2-2016-016
34-78508 Aug. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-C2-2016-015
34-78461 Aug. 2, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopting a Principles-based Approach to Prohibit the Misuse of Material Nonpublic Information by Market-Makers and Designated Primary Market-Makers ("DPMs")
Comments due: August 29, 2016
Additional Materials: Exhibit 5

SR-C2-2016-014
34-78478 Aug. 4, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM Retained Orders
Comments due: August 31, 2016
Additional Materials: Exhibit 5

SR-C2-2016-013
34-78421 Jul. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: August 22, 2016
Additional Materials: Exhibit 5

SR-C2-2016-012
34-78315 Jul. 13, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Automated Improvement Mechanism
Comments due: August 9, 2016

SR-C2-2016-010
34-78235 Jul. 6, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules Related to Execution and Priority
Comments due: August 2, 2016
Additional Materials: Exhibit 5

SR-C2-2016-009
34-78187 Jun. 28, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Professionals Order Counting
Comments due: July 26, 2016

SR-C2-2016-008
34-78090 Jun. 16, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: July 13, 2016
Additional Materials: Exhibit 5

SR-C2-2016-007
34-78012 Jun. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due: July 5, 2016

SR-C2-2016-005
34-78294 Jul. 12, 2016 Order Approving a Proposed Rule Change Relating to Senior Management Authority
34-77961 Jun. 1, 2016 Notice of Filing of a Proposed Rule Change Relating to Senior Management Authority
Comments due: June 28, 2016

SR-C2-2016-004
34-77651 Apr. 19, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due:  May 16, 2016
Additional Materials: Exhibit 5

SR-C2-2016-002
34-77194 Feb. 19, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 8.2
Comments due:  March 17, 2016

SR-C2-2016-001
34-76995 Jan. 28, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: February 24, 2016
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/c2.shtml


Modified: 08/12/2016