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NASDAQ OMX BX, Inc. Rulemaking

We encourage the public to submit comments on the following NASDAQ OMX BX, Inc. (BX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

BX File Number List for 2013

Additional Archives


Chronological List
Release No. Date Details
Second Quarter

SR-BX-2014-017
34-71900 Apr. 8, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Regarding Options Obvious and Catastrophic Errors in Response to the Regulation NMS Plan to Address Extraordinary Market Volatility
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BX-2014-015
34-71841 Apr. 1, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Impose an Extranet Access Fee
Comments due: April 28, 2014
First Quarter

SR-BX-2014-014
34-71784 Mar. 24, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Clearly Erroneous Rule
Comments due: April 18, 2014
Additional Materials:  Exhibit 5

SR-BX-2014-012
34-71696 Mar. 12, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-BX-2014-005
34-71624 Feb. 27, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of Fees for New Optional Means for Clients to Receive BX TotalView ITCH Market Data
Comments due: March 26, 2014

SR-BX-2014-010
34-71557 Feb. 18, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Risk Management Tool Commonly Known as a "Kill Switch"
Comments due: March 17, 2014

SR-BX-2014-011
34-71538 Feb. 12, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Optional Anti-Internalization Functionality
Comments due: March 12, 2014
Additional Materials:  Exhibit 5

SR-BX-2014-009
34-71526 Feb. 12, 2014 Notice of Filing of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) with Respect to Transactions in Securities Priced at $1 per Share or More
Comments due: March 12, 2014
Additional Materials:  Exhibit 5

SR-BX-2014-008
34-71506 Feb. 7, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Not Charge the Extranet Access Fee
Comments due: March 6, 2014

SR-BX-2014-006
34-71460 Jan. 31, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Language Describing a Newly Adopted Credit Tier under Rule 7018
Comments due: February 27, 2014
Comments received are available for this proposal.

SR-BX-2014-003
34-71421 Jan. 28, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Outbound Routing
Comments due: February 24, 2014
Additional Materials:  Exhibit 5

SR-BX-2014-004
34-71420 Jan. 28, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Inbound Routing of Options Orders
Comments due: February 24, 2014

SR-BX-2013-057
34-71353 Jan. 17, 2014 Order Approving Proposed Rule Changes To Amend the Restated Certificate of Incorporation and By-Laws of the NASDAQ OMX Group, Inc.
Additional File Nos.: SR-BSECC-2013-001, SR-NASDAQ-2013-148, SR-Phlx-2013-115, SR-SCCP-2013-01
See also:  Notice: Rel. No. 34-71011

SR-BX-2013-065
34-71286 Jan. 10, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) with Respect to Transactions in Securities Priced at $1 per Share or More
Comments due: February 6, 2014


BX File Number List for 2013
Release No. Date Details

SR-BX-2014-017
34-71900 Apr. 8, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Regarding Options Obvious and Catastrophic Errors in Response to the Regulation NMS Plan to Address Extraordinary Market Volatility
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BX-2014-015
34-71841 Apr. 1, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Impose an Extranet Access Fee
Comments due: April 28, 2014

SR-BX-2014-014
34-71784 Mar. 24, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Clearly Erroneous Rule
Comments due: April 18, 2014
Additional Materials:  Exhibit 5

SR-BX-2014-012
34-71696 Mar. 12, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-BX-2014-011
34-71538 Feb. 12, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Optional Anti-Internalization Functionality
Comments due: March 12, 2014
Additional Materials:  Exhibit 5

SR-BX-2014-010
34-71557 Feb. 18, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Risk Management Tool Commonly Known as a "Kill Switch"
Comments due: March 17, 2014

SR-BX-2014-009
34-71526 Feb. 12, 2014 Notice of Filing of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) with Respect to Transactions in Securities Priced at $1 per Share or More
Comments due: March 12, 2014
Additional Materials:  Exhibit 5

SR-BX-2014-008
34-71506 Feb. 7, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Not Charge the Extranet Access Fee
Comments due: March 6, 2014

SR-BX-2014-006
34-71460 Jan. 31, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Language Describing a Newly Adopted Credit Tier under Rule 7018
Comments due: February 27, 2014
Comments received are available for this proposal.

SR-BX-2014-005
34-71624 Feb. 27, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of Fees for New Optional Means for Clients to Receive BX TotalView ITCH Market Data
Comments due: March 26, 2014

SR-BX-2014-004
34-71420 Jan. 28, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Inbound Routing of Options Orders
Comments due: February 24, 2014

SR-BX-2014-003
34-71421 Jan. 28, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Outbound Routing
Comments due: February 24, 2014
Additional Materials:  Exhibit 5

 

http://www.sec.gov/rules/sro/bx.shtml


Modified: 04/14/2014