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NASDAQ OMX BX, Inc. Rulemaking

We encourage the public to submit comments on the following NASDAQ OMX BX, Inc. (BX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

BX File Number List for 2015

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-BX-2015-013
34-74363 Feb. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) and (e) with Respect to Transactions in Securities Priced at $1 per Share or More
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BX-2015-011
34-74343 Feb. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) with Respect to Transactions in Securities Priced at $1 or More per Share
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BX-2015-012
34-74334 Feb. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Options Rules to Extend the Pilot Program Under Chapter V, Section 3(d)(iv)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BX-2015-010
34-74310 Feb. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify and Reorganize Chapter VI (Trading Systems), Section 8 (BX Opening and Halt Cross) of the Exchange's Options Rules
Comments due: 21 days after publication in the Federal Register

SR-BX-2015-008
34-74211 Feb. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to a Typographical Error
Comments due: March 4, 2015
Additional Materials: Exhibit 5

SR-BX-2015-007
34-74195 Feb. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add New Section 20, Exchange Sharing of Participant-Designated Risk Settings, to Chapter VI, Trading Systems
Comments due: March 2, 2015

SR-BX-2015-006
34-74147 Jan. 27, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program 1 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ("Act") , and Rule 219b-4 thereunder, notice is hereby given that, on January 21, 2015, NASDAQ OMX BX, Inc. ("BX" or the "Exchange") filed with the Securities and Exchange Commission ("SEC" or "Commission") the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested person
Comments due:  February 23, 2015
Additional Materials: Exhibit 5

SR-BX-2014-049
34-74129 Jan. 23, 2015 Order Approving Proposed Rule Change Relating to Directed Market Makers
See also: Notice: Rel. No. 34-73784

SR-BX-2015-005
34-74107 Jan. 21, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Amend Rule 7018 to Amend Fees and Rebates in Connection with BX's Retail Price Improvement Program
Comments due:  February 17, 2015
Additional Materials: Exhibit 5

SR-BX-2015-004
34-74097 Jan. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding BX LMM and Penny Pilot Options
Comments due:  February 17, 2015
Additional Materials: Exhibit 5

SR-BX-2015-003
34-74045 Jan. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due:  February 10, 2015
Additional Materials: Exhibit 5

SR-BX-2015-002
34-74020 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due: February 5, 2015
Additional Materials: Exhibit 5

SR-BX-2014-061
34-74002 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Rule Governing Modification of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution
Comments due:  February 2, 2015
Additional Materials: Exhibit 5


BX File Number List for 2015
Release No. Date Details

SR-BX-2015-013
34-74363 Feb. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) and (e) with Respect to Transactions in Securities Priced at $1 per Share or More
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BX-2015-012
34-74334 Feb. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Options Rules to Extend the Pilot Program Under Chapter V, Section 3(d)(iv)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BX-2015-011
34-74343 Feb. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) with Respect to Transactions in Securities Priced at $1 or More per Share
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BX-2015-010
34-74310 Feb. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify and Reorganize Chapter VI (Trading Systems), Section 8 (BX Opening and Halt Cross) of the Exchange's Options Rules
Comments due: 21 days after publication in the Federal Register

SR-BX-2015-008
34-74211 Feb. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to a Typographical Error
Comments due: March 4, 2015
Additional Materials: Exhibit 5

SR-BX-2015-007
34-74195 Feb. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add New Section 20, Exchange Sharing of Participant-Designated Risk Settings, to Chapter VI, Trading Systems
Comments due: March 2, 2015

SR-BX-2015-006
34-74147 Jan. 27, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program 1 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ("Act") , and Rule 219b-4 thereunder, notice is hereby given that, on January 21, 2015, NASDAQ OMX BX, Inc. ("BX" or the "Exchange") filed with the Securities and Exchange Commission ("SEC" or "Commission") the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested person
Comments due:  February 23, 2015
Additional Materials: Exhibit 5

SR-BX-2015-005
34-74107 Jan. 21, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Amend Rule 7018 to Amend Fees and Rebates in Connection with BX's Retail Price Improvement Program
Comments due:  February 17, 2015
Additional Materials: Exhibit 5

SR-BX-2015-004
34-74097 Jan. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding BX LMM and Penny Pilot Options
Comments due:  February 17, 2015
Additional Materials: Exhibit 5

SR-BX-2015-003
34-74045 Jan. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due:  February 10, 2015
Additional Materials: Exhibit 5

SR-BX-2015-002
34-74020 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due:  February 5, 2015
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/bx.shtml


Modified: 02/25/2015