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NASDAQ OMX BX, Inc. Rulemaking

We encourage the public to submit comments on the following NASDAQ OMX BX, Inc. (BX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter |  Second Quarter |  First Quarter

BX File Number List for 2015

Additional Archives


Chronological List
Release No. Date Details
Third Quarter

SR-BX-2015-043
34-75568 Jul. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4703(a)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BX-2015-042
34-75536 Jul. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4702 to Introduce a Market Maker Peg Order for Use on BX
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BX-2015-041
34-75490 Jul. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Routing Order Rule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BX-2015-030
34-75421 Jul. 10, 2015 Order Approving Proposed Rule Changes to Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Additional File Nos.:  SR-BSECC-2015-001, SR-NASDAQ-2015-058, SR-Phlx-2015-46, SR-SCCP-2015-01
See also: Notice: Rel. No. 34-75064; Notice: Rel. No. 34-75051; Notice: Rel. No. 34-75052; Notice: Rel. No. 34-75053; Notice: Rel. No. 34-75063

SR-BX-2015-039
34-75412 Jul. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to SPY Position Limits
Comments due:  August 5, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-BX-2015-038
34-75409 Jul. 9, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 7018
Comments due:  August 5, 2015
Additional Materials: Exhibit 5

SR-BX-2015-036
34-75392 Jul. 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to the Volume-Based and Multi-Trigger Threshold
Comments due:  August 4, 2015
Additional Materials: Exhibit 5
Second Quarter

SR-BX-2015-037
34-75326 Jun. 29, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange’s Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted
Comments due:  July 27, 2015

SR-BX-2015-015
34-75291 Jun. 24, 2015 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend and Restate Certain Rules that Govern the NASDAQ OMX BX Equities Marke
Comments due:  July 22, 2015
See also: Notice: Rel. No. 34-74934, Notice: Rel. No. 34-74617, Notice: Rel. No. 34-74363, Notice: Rel. No. 34-74334

SR-BX-2015-034
34-75259 Jun. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal to Amend Chapter VI, Section 18 of the Exchange's Options Rules
Comments due:  July 17, 2015

SR-BX-2015-033
34-75145 Jun. 11, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018 with Respect to Transactions in Securities Priced at $1 or More per Share and the Exchange’s Retail Price Improvement Program
Comments due: July 8, 2015
Additional Materials: Exhibit 5

SR-BX-2015-030
34-75051 May 27, 2015 Notice of Filing of Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Comments due: June 23, 2015
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-75421

SR-BX-2015-029
34-75024 May 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Penny Pilot Options Fees and Rebates
Comments due: June 18, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-BX-2015-026
34-74962 May 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Public Disclosure of Sources of Data BX Utilizes
Comments due: June 10, 2015

SR-BX-2015-015
34-74934 May 12, 2015 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend and Restate Certain Rules that Govern the NASDAQ OMX BX Equities Market
Comments due: June 8, 2015 See also: Notice: Rel. No. 34-74617

SR-BX-2015-028
34-74916 May 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter V, Section 6
Comments due: June 4, 2015
Additional Materials: Exhibit 5

SR-BX-2015-023
34-74822 Apr. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Fees, Dues and Other Charges
Comments due:  May 26, 2015
Additional Materials: Exhibit 5

SR-BX-2015-021
34-74783 Apr. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to NASDAQ OMX BX Equities Market Participant Registration and Sponsored Access
Comments due: May 19, 2015
Additional Materials: Exhibit 5

SR-BX-2015-022
34-74773 Apr. 21, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 7001, 7003 and 7018
Comments due: May 15, 2015
Additional Materials: Exhibit 5

SR-BX-2015-017
34-74724 Apr. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Member Application
Comments due:  May 11, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-BX-2015-016
34-74638 Apr. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4751(h)
Comments due: April 29, 2015
Additional Materials: Exhibit 5
First Quarter

SR-BX-2015-015
34-74617 Mar. 31, 2015 Notice of Proposed Rule Change to Amend and Restate Certain Rules that Govern the NASDAQ OMX BX Equities Market
Comments due: April 27, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-BX-2015-013
34-74363 Feb. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) and (e) with Respect to Transactions in Securities Priced at $1 per Share or More
Comments due: March 23, 2015
Additional Materials: Exhibit 5

SR-BX-2015-011
34-74343 Feb. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) with Respect to Transactions in Securities Priced at $1 or More per Share
Comments due: March 19, 2015
Additional Materials: Exhibit 5

SR-BX-2015-012
34-74334 Feb. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Options Rules to Extend the Pilot Program Under Chapter V, Section 3(d)(iv)
Comments due: March 19, 2015
Additional Materials: Exhibit 5

SR-BX-2015-010
34-74310 Feb. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify and Reorganize Chapter VI (Trading Systems), Section 8 (BX Opening and Halt Cross) of the Exchange's Options Rules
Comments due: March 18, 2015

SR-BX-2015-008
34-74211 Feb. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to a Typographical Error
Comments due: March 4, 2015
Additional Materials: Exhibit 5

SR-BX-2015-007
34-74195 Feb. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add New Section 20, Exchange Sharing of Participant-Designated Risk Settings, to Chapter VI, Trading Systems
Comments due: March 2, 2015

SR-BX-2015-006
34-74147 Jan. 27, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program 1 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ("Act") , and Rule 219b-4 thereunder, notice is hereby given that, on January 21, 2015, NASDAQ OMX BX, Inc. ("BX" or the "Exchange") filed with the Securities and Exchange Commission ("SEC" or "Commission") the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested person
Comments due:  February 23, 2015
Additional Materials: Exhibit 5

SR-BX-2014-049
34-74129 Jan. 23, 2015 Order Approving Proposed Rule Change Relating to Directed Market Makers
See also: Notice: Rel. No. 34-73784

SR-BX-2015-005
34-74107 Jan. 21, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Amend Rule 7018 to Amend Fees and Rebates in Connection with BX's Retail Price Improvement Program
Comments due:  February 17, 2015
Additional Materials: Exhibit 5

SR-BX-2015-004
34-74097 Jan. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding BX LMM and Penny Pilot Options
Comments due:  February 17, 2015
Additional Materials: Exhibit 5

SR-BX-2015-003
34-74045 Jan. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due:  February 10, 2015
Additional Materials: Exhibit 5

SR-BX-2015-002
34-74020 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due: February 5, 2015
Additional Materials: Exhibit 5

SR-BX-2014-061
34-74002 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Rule Governing Modification of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution
Comments due:  February 2, 2015
Additional Materials: Exhibit 5


BX File Number List for 2015


SR-BX-2015-043
34-75568 Jul. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4703(a)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BX-2015-042
34-75536 Jul. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4702 to Introduce a Market Maker Peg Order for Use on BX
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Release No. Date Details

SR-BX-2015-041
34-75490 Jul. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Routing Order Rule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BX-2015-039
34-75412 Jul. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to SPY Position Limits
Comments due:  August 5, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-BX-2015-038
34-75409 Jul. 9, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 7018
Comments due:  August 5, 2015
Additional Materials: Exhibit 5

SR-BX-2015-037
34-75326 Jun. 29, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange’s Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted
Comments due:  July 27, 2015

SR-BX-2015-036
34-75392 Jul. 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to the Volume-Based and Multi-Trigger Threshold
Comments due:  August 4, 2015
Additional Materials: Exhibit 5

SR-BX-2015-034
34-75259 Jun. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal to Amend Chapter VI, Section 18 of the Exchange's Options Rules
Comments due:  July 17, 2015

SR-BX-2015-033
34-75145 Jun. 11, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018 with Respect to Transactions in Securities Priced at $1 or More per Share and the Exchange’s Retail Price Improvement Program
Comments due: July 8, 2015
Additional Materials: Exhibit 5

SR-BX-2015-030
34-75421 Jul. 10, 2015 Order Approving Proposed Rule Changes to Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Additional File Nos.:  SR-BSECC-2015-001, SR-NASDAQ-2015-058, SR-Phlx-2015-46, SR-SCCP-2015-01
See also: Notice: Rel. No. 34-75064; Notice: Rel. No. 34-75051; Notice: Rel. No. 34-75052; Notice: Rel. No. 34-75053; Notice: Rel. No. 34-75063
34-75051 May 27, 2015 Notice of Filing of Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Comments due: June 23, 2015
Additional Materials: Exhibit 5

SR-BX-2015-029
34-75024 May 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Penny Pilot Options Fees and Rebates
Comments due: June 18, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-BX-2015-028
34-74916 May 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter V, Section 6
Comments due: June 4, 2015
Additional Materials: Exhibit 5

SR-BX-2015-026
34-74962 May 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Public Disclosure of Sources of Data BX Utilizes
Comments due: June 10, 2015

SR-BX-2015-023
34-74822 Apr. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Fees, Dues and Other Charges
Comments due:  May 26, 2015
Additional Materials: Exhibit 5

SR-BX-2015-022
34-74773 Apr. 21, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 7001, 7003 and 7018
Comments due: May 18, 2015
Additional Materials: Exhibit 5

SR-BX-2015-021
34-74783 Apr. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to NASDAQ OMX BX Equities Market Participant Registration and Sponsored Access
Comments due: May 19, 2015
Additional Materials: Exhibit 5

SR-BX-2015-017
34-74724 Apr. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Member Application
Comments due:  May 11, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-BX-2015-016
34-74638 Apr. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4751(h)
Comments due: April 29, 2015
Additional Materials: Exhibit 5

SR-BX-2015-015
34-75291 Jun. 24, 2015 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend and Restate Certain Rules that Govern the NASDAQ OMX BX Equities Marke
Comments due:  July 22, 2015
34-74934 May 12, 2015 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend and Restate Certain Rules that Govern the NASDAQ OMX BX Equities Market
Comments due: June 8, 2015
34-74617 Mar. 31, 2015 Notice of Proposed Rule Change to Amend and Restate Certain Rules that Govern the NASDAQ OMX BX Equities Market
Comments due: April 27, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-BX-2015-013
34-74363 Feb. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) and (e) with Respect to Transactions in Securities Priced at $1 per Share or More
Comments due: March 23, 2015
Additional Materials: Exhibit 5

SR-BX-2015-012
34-74334 Feb. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Options Rules to Extend the Pilot Program Under Chapter V, Section 3(d)(iv)
Comments due: March 19, 2015
Additional Materials: Exhibit 5

SR-BX-2015-011
34-74343 Feb. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) with Respect to Transactions in Securities Priced at $1 or More per Share
Comments due: March 19, 2015
Additional Materials: Exhibit 5

SR-BX-2015-010
34-74310 Feb. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify and Reorganize Chapter VI (Trading Systems), Section 8 (BX Opening and Halt Cross) of the Exchange's Options Rules
Comments due: March 18, 2015

SR-BX-2015-008
34-74211 Feb. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to a Typographical Error
Comments due: March 4, 2015
Additional Materials: Exhibit 5

SR-BX-2015-007
34-74195 Feb. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add New Section 20, Exchange Sharing of Participant-Designated Risk Settings, to Chapter VI, Trading Systems
Comments due: March 2, 2015

SR-BX-2015-006
34-74147 Jan. 27, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program 1 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ("Act") , and Rule 219b-4 thereunder, notice is hereby given that, on January 21, 2015, NASDAQ OMX BX, Inc. ("BX" or the "Exchange") filed with the Securities and Exchange Commission ("SEC" or "Commission") the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested person
Comments due:  February 23, 2015
Additional Materials: Exhibit 5

SR-BX-2015-005
34-74107 Jan. 21, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Amend Rule 7018 to Amend Fees and Rebates in Connection with BX's Retail Price Improvement Program
Comments due:  February 17, 2015
Additional Materials: Exhibit 5

SR-BX-2015-004
34-74097 Jan. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding BX LMM and Penny Pilot Options
Comments due:  February 17, 2015
Additional Materials: Exhibit 5

SR-BX-2015-003
34-74045 Jan. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due:  February 10, 2015
Additional Materials: Exhibit 5

SR-BX-2015-002
34-74020 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due:  February 5, 2015
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/bx.shtml


Modified: 07/30/2015