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NASDAQ OMX BX, Inc. Rulemaking

We encourage the public to submit comments on the following NASDAQ OMX BX, Inc. (BX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

BX File Number List for 2016

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-BX-2016-022
34-77719 Apr. 27, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Public Disclosure of Exchange Usage of Market Data
Comments due: 21 days after publication in the Federal Register

SR-BX-2016-020
34-77590 Apr. 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees under Rule 7018(a)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BX-2016-019
34-77457 Mar. 28, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 4770 to Implement the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: April 22, 2016
Additional Materials: Exhibit 5
See Also: Exemptive Letter

SR-BX-2016-018
34-77461 Mar. 28, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete From the Exchange's Rulebook Section 10, Limitations on Dealings, of Chapter VII, Market Participants
Comments due: April 22, 2016
Additional Materials: Exhibit 5

SR-BX-2016-017
34-77429 Mar. 23, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter XI (Doing Business with the Public), Section 8 (Supervision of Accounts) of the Exchange’s Rulebook
Comments due: April 19, 2016

SR-BX-2016-014
34-77350 Mar. 11, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 7018
Comments due: April 7, 2016
Additional Materials: Exhibit 5

SR-BX-2016-016
34-77339 Mar. 10, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Rebates to Adopt the Select Symbols Options Tier Schedule
Comments due: April 6, 2016
Additional Materials: Exhibit 5

SR-BX-2016-013
34-77282 Mar. 3, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Access Services Fees under Rule 7015
Comments due: March 29, 2016
Additional Materials: Exhibit 5

SR-BX-2016-008
34-77266 Mar. 1, 2016 Notice of Withdrawal of Proposed Rule Change to Adopt Limit Order Protection and Market Order Protection
See also: Notice: Rel. No. 34-77006

SR-BX-2016-012
34-77252 Feb. 29, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend BX Options Chapter VII, Section 6
Comments due: March 25, 2016

SR-BX-2015-085
34-77165 Feb. 17, 2016 Order Approving Proposed Rule Changes, as Modified by Amendments Thereto, to Amend the By-Laws of NASDAQ, Inc.
Additional File Nos.: SR-BSECC-2015-002; SR-SCCP-2015-02; SR-NASDAQ-2015-160; SR-Phlx-2015-113
See also: Notice: Rel. No. 34-76808

SR-BX-2016-010
34-77129 Feb. 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Rebates Applicable to Firms and to Adopt Tiers Applicable to Options Overlying SPY
Comments due: March 11, 2016
Additional Materials: Exhibit 5

SR-BX-2016-007
34-77053 Feb. 4, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Regulatory Fee
Comments due: March 2, 2016
Additional Materials: Exhibit 5

SR-BX-2016-008
34-77006 Feb. 1, 2016 Notice of Filing of Proposed Rule Change to Adopt a Limit Order Protection and a Market Order Protection
Comments due: February 26, 2016
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-77266

SR-BX-2016-003
34-76952 Jan. 21, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding SQF Port Fees
Comments due:  February 17, 2016
Additional Materials: Exhibit 5

SR-BX-2016-004
34-76947 Jan. 21, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Subsection (a)(7) of Rule 7003, Registration and Processing Fees
Comments due:  February 17, 2016
Additional Materials: Exhibit 5

SR-BX-2016-001
34-76915 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 7018
Comments due:  February 11, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-BX-2016-002
34-76875 Jan. 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section (a)(6) of Rule 1120 (Continuing Education Requirements)
Comments due: February 9, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-BX-2015-087
34-76868 Jan. 11, 2016 Notice of Filing and Immediate Effectiveness of
Comments due: February 5, 2016
Additional Materials: Exhibit 5

SR-BX-2015-088
34-76831 Jan. 5, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay of Implementation of Kill Switch
Comments due: February 1, 2016

SR-BX-2015-086
34-76829 Jan. 5, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Retail Price Improvement Program
Comments due: February 1, 2016
Additional Materials: Exhibit 5


BX File Number List for 2016
Release No. Date Details

SR-BX-2016-022
34-77719 Apr. 27, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Public Disclosure of Exchange Usage of Market Data
Comments due: 21 days after publication in the Federal Register

SR-BX-2016-020
34-77590 Apr. 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees under Rule 7018(a)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-BX-2016-019
34-77457 Mar. 28, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 4770 to Implement the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: April 22, 2016
Additional Materials: Exhibit 5
See Also: Exemptive Letter

SR-BX-2016-018
34-77461 Mar. 28, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete From the Exchange's Rulebook Section 10, Limitations on Dealings, of Chapter VII, Market Participants
Comments due: April 22, 2016
Additional Materials: Exhibit 5

SR-BX-2016-017
34-77429 Mar. 23, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter XI (Doing Business with the Public), Section 8 (Supervision of Accounts) of the Exchange’s Rulebook
Comments due: April 19, 2016

SR-BX-2016-016
34-77339 Mar. 10, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Rebates to Adopt the Select Symbols Options Tier Schedule
Comments due: April 6, 2016
Additional Materials: Exhibit 5

SR-BX-2016-014
34-77350 Mar. 11, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 7018
Comments due: April 7, 2016
Additional Materials: Exhibit 5

SR-BX-2016-013
34-77282 Mar. 3, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Access Services Fees under Rule 7015
Comments due: March 29, 2016
Additional Materials: Exhibit 5

SR-BX-2016-012
34-77252 Feb. 29, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend BX Options Chapter VII, Section 6
Comments due: March 25, 2016

SR-BX-2016-010
34-77129 Feb. 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Rebates Applicable to Firms and to Adopt Tiers Applicable to Options Overlying SPY
Comments due: March 11, 2016
Additional Materials: Exhibit 5

SR-BX-2016-008
34-77266 Mar. 1, 2016 Notice of Withdrawal of Proposed Rule Change to Adopt Limit Order Protection and Market Order Protection
34-77006 Feb. 1, 2016 Notice of Filing of Proposed Rule Change to Adopt a Limit Order Protection and a Market Order Protection
Comments due: February 26, 2016
Additional Materials: Exhibit 5

SR-BX-2016-007
34-77053 Feb. 4, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Regulatory Fee
Comments due: March 2, 2016
Additional Materials: Exhibit 5

SR-BX-2016-004
34-76947 Jan. 21, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Subsection (a)(7) of Rule 7003, Registration and Processing Fees
Comments due:  February 17, 2016
Additional Materials: Exhibit 5

SR-BX-2016-003
34-76952 Jan. 21, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding SQF Port Fees
Comments due:  February 17, 2016
Additional Materials: Exhibit 5

SR-BX-2016-002
34-76875 Jan. 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section (a)(6) of Rule 1120 (Continuing Education Requirements)
Comments due: February 9, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-BX-2016-001
34-76915 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 7018
Comments due:  February 11, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

 

http://www.sec.gov/rules/sro/bx.shtml


Modified: 04/27/2016