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BSE Rulemaking Archive: 2007

We encourage the public to submit comments on the following Boston Stock Exchange, Inc. (BSE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter |  Second Quarter | First Quarter

BSE File Number List for 2007

Additional Archives

2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001


Chronological List
Release No. Date Details
Fourth Quarter

SR-BSE-2007-53
34-57037 Dec. 21, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Opening of the Market of the Boston Options Exchange
Comments due:  January 24, 2008

SR-BSE-2007-52
34-56948 Dec. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  January 10, 2008

SR-BSE-2007-50
34-56898 Dec. 5, 2007 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Linkage Orders
Additional File Nos.:  SR-Amex-2007-124; SR-CBOE-2007-144; SR-ISE-2007-108; SR-NYSEArca-2007-116; SR-Phlx-2007-88
Comments due:  January 2, 2008

SR-BSE-2007-49
34-56889 Dec. 3, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Position and Exercise Limits
Comments due:  December 31, 2007

SR-BSE-2007-44
34-56808 Nov. 16, 2007 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes, as Amended, Relating to the Elimination of the Class Gate
Additional File Nos.:  SR-Amex-2007-117; SR-CBOE-2007-121; SR-ISE-2007-92; SR-NYSEArca-2007-109; SR-Phlx-2007-86
Comments due:  December 17, 2007

SR-BSE-2007-45
34-56761 Nov. 7, 2007 Order Approving Proposed Rule Changes Relating to the Definition of a Complex Trade. Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade.
Additional File Nos.:  SR-Amex-2007-65; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65
See also:  Notice: Rel. No. 34-56555

SR-BSE-2007-47
34-56655 Oct. 12, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing of Options Series with $2.50 Strike Price Intervals Between $50 and $75
Comments due:  November 8, 2007

SR-BSE-2007-48
34-56652 Oct. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect the Fact that Sun Microsystems, Inc. has Changed its Trading Symbol from SUNW to JAVA
Comments due:  November 8, 2007

SR-BSE-2007-25
34-56594 Oct. 1, 2007 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, Relating to Registration Filing Requirements and Reporting Requirements
Comments due:  October 31, 2007
Third Quarter

SR-BSE-2007-40
34-56566 Sep. 27, 2007 Order Granting Approval to a Proposed Rule Change to Extend and Expand the Pilot Program to Quote Certain Options in Pennies
See also:  Notice: Rel. No. 34-56253

SR-BSE-2007-45
34-56555 Sep. 27, 2007 Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade
Comments due:  October 25, 2007
Additional File Nos.: SR-Amex-2007-65; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65
See also:  Order: Rel. No. 34-56761

SR-BSE-2007-43
34-56371 Sep. 7, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Exchange Fees and Charges
Comments due:  October 4, 2007

SR-BSE-2007-42
34-56299 Aug. 22, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  September 18, 2007

SR-BSE-2007-41
34-56268 Aug. 15, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Time Period for the Position Limits Pilot Program
Comments due:  September 12, 2007
Comments received are available for this notice.

SR-BSE-2007-40
34-56253 Aug. 15, 2007 Notice of Filing of Proposed Rule Change to Extend and Expand the Pilot Program to Quote Certain Options in Pennies
Comments due:  September 11, 2007
See also:  Order: Rel. No. 34-56566
Comments received are available for this notice.

SR-BSE-2007-37
34-56235 Aug. 9, 2007 Notice of Filing of Proposed Rule Change to Amend the Existing Fee Schedules (Corrected)
Comments due:  September 6, 2007
* Submit comments on SR-BSE-2007-37

SR-BSE-2007-35
34-56226 Aug. 8, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Market Opening Procedures of the Rules of the Boston Options Exchange
Comments due:  September 5, 2007

SR-BSE-2007-32
34-56194 Aug. 2, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Existing Fee Schedule
Comments due:  August 30, 2007

SR-BSE-2006-56
34-56186 Aug. 2, 2007 Notice of Filing of Amendment No. 2 to the Proposed Rule Change and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto to Add to the Boston Options Exchange a New Functionality Called an Auto Auction Order
Comments due:  August 29, 2007
See also:  Notice: Rel. No. 34-55233
Comments received are available for this notice.

SR-BSE-2007-39
34-56185 Aug. 2, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify How the BOX Trading Host Systematically Filters All Orders Against the National Best Bid and Offer Comments due:  August 29, 2007

SR-BSE-2007-33
34-56167 Jul. 30, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change As Modified by Amendment No. 1 to Extend the Linkage Fee Pilot Program
Comments due:  August 24, 2007

SR-BSE-2007-38
34-56149 Jul. 26, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due:  August 23, 2007
Comments received are available for this notice.

SR-BSE-2007-29
34-56129 Jul. 25, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing Fee Schedules
Comments due:  August 22, 2007

SR-BSE-2007-36
34-56086 Jul. 17, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Listing and Trading of Quarterly Options Series
Comments due:  August 13, 2007

SR-BSE-2007-19
34-56056 Jul. 12, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Rules of the Boston Options Exchange Related to Obvious Errors
Comments due:  August 8, 2007

SR-BSE-2007-30
34-56051 Jul. 12, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares Russell 2000 Index Fund Option Pilot Program until January 18, 2008
Comments due:  August 8, 2007

SR-BSE-2007-31
34-56014 Jul. 5, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange
Comments due:  August 2, 2007

SR-BSE-2007-27
34-55999 Jul. 2, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange
Comments due:  July 31, 2007
Second Quarter

SR-BSE-2007-09
34-55950 Jun. 25, 2007 Order Approving a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Appointment of Market Makers
See also:  Notice: Rel. No. 34-55774

SR-BSE-2007-23
34-55945 Jun. 22, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending Section 5 (Obligations of Market Makers) of Chapter VI of the Rules of the Boston Options Exchange for Clarification Purposes Regarding the Guaranteed Directed Order
Comments due:  July 20, 2007

SR-BSE-2007-21
34-55907 Jun. 13, 2007 Notice of Filing of Proposed Rule Change to Amend the Existing Fee Schedule
Comments due:  July 11, 2007
* Submit comments on SR-BSE-2007-21

SR-BSE-2007-24
34-55903 Jun. 13, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to allow NMS Cross Order type to be sent to the Boston Equities Exchange
Comments due:  July 10, 2007

SR-BSE-2007-09
34-55774 May 16, 2007 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Appointment of Market Makers
Comments due:  June 13, 2007
See also:  Order: Rel. No. 34-55950

SR-BSE-2007-16
34-55773 May 16, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Odd-lot and Mixed-lot Orders To Be Sent To the Boston Equities Exchange
Comments due:  June 13, 2007

SR-BSE-2007-17
34-55684 Apr. 30, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the $1 Strike Pilot Program for an Additional Year
Comments due:  May 29, 2007

SR-BSE-2007-15
34-55639 Apr. 16, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing BeX Fee Schedule
Comments due:  May 11, 2007

SR-BSE-2006-11
34-55606 Apr. 10, 2007 Order Approving Proposed Rule Change and Amendments No. 1 and 2 Relating to the Boston Options Exchange’s Minor Rule Violation Plan
See also:  Notice: Rel. No. 34-55373
First Quarter

SR-BSE-2007-07
34-55539 Mar. 27, 2007 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to Linkage Orders
Additional File Nos.:   SR-Amex-2007-21; SR-CBOE-2007-13; SR-ISE-2007-12; SR-NYSEArca-2007-28; SR-Phlx-2007-21
Comments due:  April 23, 2007

SR-BSE-2007-13
34-55529 Mar. 26, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing BeX Fee Schedule
Comments due:  April 23, 2007

SR-BSE-2007-12
34-55486 Mar. 16, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Apply Non-BeX Executed Trade Fee Retroactively
Comments due:  April 13, 2007

SR-BSE-2006-46
34-55480 Mar. 15, 2007 Order Granting Approval of a Proposed Rule Change Amending Rules to Require Securities Become Eligible for a Direct Registration System
See also:  Notice: Rel. No. 34-54832

SR-BSE-2007-08
34-55472 Mar. 14, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Add an Automatic Quote Cancellation Procedure to the Boston Options Exchange Rules
Comments due:  April 11, 2007

SR-BSE-2007-11
34-55450 Mar. 13, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing Fee Schedules
Comments due:  April 10, 2007

SR-BSE-2007-10
34-55419 Mar. 7, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  April 4, 2007

SR-BSE-2006-03
34-55415 Mar. 7, 2007 Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1, Relating to the Treatment of Limit Orders that Are Submitted to the Boston Options Exchange During a Price Improvement Period
See also:  Notice: Rel. No. 34-55050

SR-BSE-2006-11
34-55373 Feb. 28, 2007 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to the Boston Options Exchange’s Minor Rule Violation Plan
Comments due:  March 28, 2007
See also:  Order: Rel. No. 34-55606

SR-BSE-2007-04
34-55260 Feb. 8, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Time Period for the Position Limits Pilot Program
Comments due:  March 8, 2007

SR-BSE-2007-05
34-55235 Feb. 2, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove All References to a Specific Regulation NMS Trading Phase Date
Comments due:  March 5, 2007

SR-BSE-2006-56
34-55233 Feb. 2, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Add to the Boston Options Exchange a New Functionality Called an Automatic Auction Order
Comments due:  March 5, 2007
See also:  Notice/Order: Rel. No. 34-56186
Comments received are available for this notice.

SR-BSE-2006-16
34-55230 Feb. 2, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Adopt a Universal Price Improvement Period for Public Customer Orders
Comments due:  March 2, 2007
See also:  Notice/Order: Rel. No. 34-57157
Comments received are available for this notice.

SR-BSE-2007-02
34-55197 Jan. 30, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Boston Options Exchange Fee Schedule
Comments due:  February 28, 2007

SR-BSE-2007-03
34-55171 Jan. 25, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund
Comments due:  February 21, 2007

SR-BSE-2006-49
34-55155 Jan. 23, 2007 Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, to Implement a Pilot Program to Quote Options in Pennies
See also:  Notice: Rel. No. 34-54789

SR-BSE-2007-01
34-55139 Jan. 19, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange
Comments due:  February 15, 2007

SR-BSE-2006-55
34-55138 Jan. 19, 2007 Order Approving Proposed Rule Change; Order Granting Accelerated Approval to Proposed Rule Changes; and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage
Additional Rel. Nos.:  SR-Amex-2006-119; SR-CBOE-2006-109; SR-ISE-2006-73; and SR-NYSEArca-2007-01
See also:  Notice: Rel. No. 34-55015

SR-BSE-2006-48
34-55073 Jan. 9, 2007 Order Granting Approval to Proposed Rule Change to Implement a Quote Mitigation Plan
See also:  Notice: Rel. No. 34-54779
Comments received are available for this notice.

SR-BSE-2006-03
34-55050 Jan. 5, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto, Relating to the Treatment of Limit Orders that Are Submitted to the Boston Options Exchange During a Price Improvement Period
Comments due:  February 6, 2007
See also:  Order: Rel. No. 34-55415


BSE File Number List for 2007
Release No. Date Details

SR-BSE-2007-55
34-57152 Jan. 15, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges to Be Assessed in Connection with the Implementation of an Electronic Registration Process
Comments due:  February 12, 2008
Comments received are available for this notice.
* Submit comments on SR-BSE-2007-55

SR-BSE-2007-54
34-57340 Feb. 15, 2008 Order Approving Proposed Rule Change, as Modified by Amendment No. 2 thereto, Relating to the Imposition of Fines for Minor Rule Violations
34-57108 Jan. 7, 2008 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 thereto, to Amend the MRVP of the Boston Options Exchange with Respect to Contrary Exercise Advice Violations
Comments due:  February 4, 2008

SR-BSE-2007-53
34-57037 Dec. 21, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Opening of the Market of the Boston Options Exchange
Comments due:  January 24, 2008

SR-BSE-2007-52
34-56948 Dec. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  January 10, 2008

SR-BSE-2007-50
34-56898 Dec. 5, 2007 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Linkage Orders
Additional File Nos.:  SR-Amex-2007-124; SR-CBOE-2007-144; SR-ISE-2007-108; SR-NYSEArca-2007-116; SR-Phlx-2007-88
Comments due:  January 2, 2008

SR-BSE-2007-49
34-56889 Dec. 3, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Position and Exercise Limits
Comments due:  December 31, 2007

SR-BSE-2007-48
34-56652 Oct. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect the Fact that Sun Microsystems, Inc. has Changed its Trading Symbol from SUNW to JAVA
Comments due:  November 8, 2007

SR-BSE-2007-47
34-56655 Oct. 12, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing of Options Series with $2.50 Strike Price Intervals Between $50 and $75
Comments due:  November 8, 2007

SR-BSE-2007-45
34-56761 Nov. 7, 2007 Order Approving Proposed Rule Changes Relating to the Definition of a Complex Trade. Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade.
Additional File Nos.: SR-Amex-2007-65; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65
34-56555 Sep. 27, 2007 Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade
Comments due:  October 25, 2007
Additional File Nos.: SR-Amex-2007-65; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65

SR-BSE-2007-44
34-56808 Nov. 16, 2007 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes, as Amended, Relating to the Elimination of the Class Gate
Additional File Nos.:  SR-Amex-2007-117; SR-CBOE-2007-121; SR-ISE-2007-92; SR-NYSEArca-2007-109; SR-Phlx-2007-86
Comments due:  December 17, 2007

SR-BSE-2007-43
34-56371 Sep. 7, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Exchange Fees and Charges
Comments due:  October 4, 2007

SR-BSE-2007-42
34-56299 Aug. 22, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  September 18, 2007

SR-BSE-2007-41
34-56268 Aug. 15, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Time Period for the Position Limits Pilot Program
Comments due:  September 12, 2007
Comments received are available for this notice.

SR-BSE-2007-40
34-56566 Sep. 27, 2007 Order Granting Approval to a Proposed Rule Change to Extend and Expand the Pilot Program to Quote Certain Options in Pennies
34-56253 Aug. 15, 2007 Notice of Filing of Proposed Rule Change to Extend and Expand the Pilot Program to Quote Certain Options in Pennies
Comments due:  September 11, 2007
Comments received are available for this notice.

SR-BSE-2007-39
34-56185 Aug. 2, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify How the BOX Trading Host Systematically Filters All Orders Against the National Best Bid and Offer Comments due:  August 29, 2007

SR-BSE-2007-38
34-56149 Jul. 26, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due:  August 23, 2007
Comments received are available for this notice.

SR-BSE-2007-37
34-56235 Aug. 9, 2007 Notice of Filing of Proposed Rule Change to Amend the Existing Fee Schedules (Corrected)
Comments due:  September 6, 2007
* Submit comments on SR-BSE-2007-37

SR-BSE-2007-36
34-56086 Jul. 17, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Listing and Trading of Quarterly Options Series
Comments due:  August 13, 2007

SR-BSE-2007-35
34-56226 Aug. 8, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Market Opening Procedures of the Rules of the Boston Options Exchange
Comments due:  September 5, 2007

SR-BSE-2007-33
34-56167 Jul. 30, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change As Modified by Amendment No. 1 to Extend the Linkage Fee Pilot Program
Comments due:  August 24, 2007

SR-BSE-2007-32
34-56194 Aug. 2, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Existing Fee Schedule
Comments due:  August 30, 2007

SR-BSE-2007-31
34-56014 Jul. 5, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange
Comments due:  August 2, 2007 31

SR-BSE-2007-30
34-56051 Jul. 12, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares Russell 2000 Index Fund Option Pilot Program until January 18, 2008
Comments due:  August 8, 2007

SR-BSE-2007-29
34-56129 Jul. 25, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing Fee Schedules
Comments due:  August 22, 2007

SR-BSE-2007-27
34-55999 Jul. 2, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange
Comments due:  July 31, 2007

SR-BSE-2007-25
34-56594 Oct. 1, 2007 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, Relating to Registration Filing Requirements and Reporting Requirements
Comments due:  October 31, 2007

SR-BSE-2007-24
34-55903 Jun. 13, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to allow NMS Cross Order type to be sent to the Boston Equities Exchange
Comments due:  July 10, 2007

SR-BSE-2007-23
34-55945 Jun. 22, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending Section 5 (Obligations of Market Makers) of Chapter VI of the Rules of the Boston Options Exchange for Clarification Purposes Regarding the Guaranteed Directed Order
Comments due:  July 20, 2007

SR-BSE-2007-21
34-55907 Jun. 13, 2007 Notice of Filing of Proposed Rule Change to Amend the Existing Fee Schedule
Comments due:  July 11, 2007
* Submit comments on SR-BSE-2007-21

SR-BSE-2007-19
34-56056 Jul. 12, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Rules of the Boston Options Exchange Related to Obvious Errors
Comments due:  August 8, 2007

SR-BSE-2007-17
34-55684 Apr. 30, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the $1 Strike Pilot Program for an Additional Year
Comments due:  May 29, 2007

SR-BSE-2007-16
34-55773 May 16, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Odd-lot and Mixed-lot Orders To Be Sent To the Boston Equities Exchange
Comments due:  June 13, 2007

SR-BSE-2007-15
34-55639 Apr. 16, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing BeX Fee Schedule
Comments due:  May 11, 2007

SR-BSE-2007-13
34-55529 Mar. 26, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing BeX Fee Schedule
Comments due:  April 23, 2007

SR-BSE-2007-12
34-55486 Mar. 16, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Apply Non-BeX Executed Trade Fee Retroactively
Comments due:  April 13, 2007

SR-BSE-2007-11
34-55450 Mar. 13, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing Fee Schedules
Comments due:  April 10, 2007

SR-BSE-2007-10
34-55419 Mar. 7, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  April 4, 2007

SR-BSE-2007-09
34-55950 Jun. 25, 2007 Order Approving a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Appointment of Market Makers
34-55774 May 16, 2007 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Appointment of Market Makers
Comments due:  June 13, 2007

SR-BSE-2007-08
34-55472 Mar. 14, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Add an Automatic Quote Cancellation Procedure to the Boston Options Exchange Rules
Comments due:  April 11, 2007

SR-BSE-2007-07
34-55539 Mar. 27, 2007 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to Linkage Orders
Additional File Nos.:   SR-Amex-2007-21; SR-CBOE-2007-13; SR-ISE-2007-12; SR-NYSEArca-2007-28; SR-Phlx-2007-21
Comments due:  April 23, 2007

SR-BSE-2007-05
34-55235 Feb. 2, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove All References to a Specific Regulation NMS Trading Phase Date
Comments due:  March 5, 2007

SR-BSE-2007-04
34-55260 Feb. 8, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Time Period for the Position Limits Pilot Program
Comments due:  March 8, 2007

SR-BSE-2007-03
34-55171 Jan. 25, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund
Comments due:  February 21, 2007

SR-BSE-2007-02
34-55197 Jan. 30, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Boston Options Exchange Fee Schedule
Comments due:  February 28, 2007

SR-BSE-2007-01
34-55139 Jan. 19, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange
Comments due:  February 15, 2007

 

http://www.sec.gov/rules/sro/bse/bsearchive/bsearchive2007.shtml


Modified: 04/16/2008