BOX Exchange LLC (BOX) Rulemaking Archive: 2018
We encourage the public to submit comments on the following BOX Exchange LLC (BOX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website
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Chronological List for 2018
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-BOX-2018-39 | ||
| 34-84902 | Dec. 20, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7050
Comments due: January 18, 2019 Additional Materials: Exhibit 5 |
| SR-BOX-2018-38 | ||
| 34-84869 | Dec. 19, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Rule 7260 by extending the Penny Pilot Program through June 30, 2019
Comments due: January 17, 2019 Additional Materials: Exhibit 5 |
| SR-BOX-2018-37 | ||
| 34-84823 | Dec. 14, 2018 | Notice of Filing of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change
Comments due: January 10, 2018 Rebuttal comments due: January 24, 2018 Comments received are available for this proposal. Additional Materials: |
| SR-BOX-2018-36 | ||
| 34-84814 | Dec. 13, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility to Establish Separate Fees and Credits on PIP and COPIP Transactions for SPY Options
Comments due: January 9, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-14 | ||
| 34-84658 | Nov. 27, 2018 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt Rules Governing the Trading of Complex Qualified Contingent Cross Orders and Complex Customer Cross Orders |
| SR-BOX-2018-35 | ||
| 34-84612 | Nov. 16, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Up To Ten Expiration Months for Long-Term Options on the SPDR® S&P® 500 Exchange-Traded Fund Shares ("SPY")
Comments due: December 14, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-34 | ||
| 34-84391 | Oct. 10, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility to Adopt a New Rebate for Certain Manual Transactions Initiated from the Trading Floor
Comments due: November 6, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-30 | ||
| 34-84340 | Oct. 2, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 7600(a)(4) (Qualified Open Outcry Orders - Floor Crossing)
Comments due: October 30, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-32 | ||
| 34-84338 | Oct. 2, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules Relating to Registration and Qualification Examinations Required for Participants that Engage in Trading Activities on the Exchange
Comments due: October 30, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-33 | ||
| 34-84323 | Oct. 1, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to Revise Certain Qualification Thresholds and Fees in Sections I.B.1, Primary Improvement Order, and I.B.2, BOX Volume Rebate
Comments due: October 26, 2018 Additional Materials: Exhibit 5 |
| Third Quarter | ||
| SR-BOX-2018-24 | ||
| 34-84168 | Sep. 17, 2018 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC Options Facility to Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network
Comments due: October 12, 2018 Rebuttal comments due: October 26, 2018 Comments received are available for this proposal. Additional Materials:
|
| SR-BOX-2018-14 | ||
| 34-84031 | Sep. 5, 2018 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt Rules Governing the Trading of Complex Qualified Contingent Cross Orders and Complex Customer Cross Orders
Comments due: October 2, 2018 Rebuttal comments due: October 16, 2016 Comments received are available for this proposal. |
| SR-BOX-2018-28 | ||
| 34-83960 | Aug. 27, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rules 5050 and 5070
Comments due: September 21, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-26 | ||
| 34-83949 | Aug. 27, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect a Non-Substantive Name Change in the Market's Governing Documents
Comments due: September 20, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-25 | ||
| 34-83941 | Aug. 24, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect in the Exchange's Governing Documents and the Exchange's Rulebook, Changes to the Exchange's Name
Comments due: September 20, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-27 | ||
| 34-83895 | Aug. 21, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make a Number of Non-substantive Changes to the Rulebook
Comments due: September 17, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-20 | ||
| 34-83737 | Jul. 30, 2018 | Notice of Withdrawal of Proposed Rule Change to Amend BOX Rule 7300 (Preferenced Orders) to Provide an Additional Allocation Preference to Preferred Market Makers |
| SR-BOX-2018-24 | ||
| 34-83728 | Jul. 27, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network
Comments due: August 23, 2018 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-BOX-2018-14 | ||
| 34-83647 | Jul. 16, 2018 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt Rules Governing the Trading of Complex Qualified Contingent Cross and Complex Customer Cross Orders |
| SR-BOX-2018-18 | ||
| 34-83624 | Jul. 12, 2018 | Order Granting Approval of a Proposed Rule Change to Adopt IM-7130-1 to Rule 7130 |
| Second Quarter | ||
| SR-BOX-2018-20 | ||
| 34-83525 | Jun. 26, 2018 | Notice of Filing of Proposed Rule Change to Amend BOX Rule 7300 (Preferenced Orders) to Provide an Additional Allocation Preference to Preferred Market Makers
Comments due: July 23, 2018 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-BOX-2018-23 | ||
| 34-83500 | Jun. 22, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Rule 7260 by extending the Penny Pilot Program through December 31, 2018
Comments due: July 19, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-17 | ||
| 34-83499 | Jun. 22, 2018 | Notice of Withdrawal of Proposed Rule Change to Amend Rules 7150 and 7245 |
| SR-BOX-2018-22 | ||
| 34-83414 | Jun. 12, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IM-3120-2 of BOX Rule 3120 (Position Limits) to Amend the Position and Exercise Limits for Options on the Standard and Poor's Depositary Receipts Trust ("SPY")
Comments due: July 9, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-21 | ||
| 34-83396 | Jun. 8, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend Fees and Rebates for Non-Auction Transactions
Comments due: July 5, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-14 | ||
| 34-83367 | Jun. 4, 2018 | Notice of Filing of Proposed Rule Change to Adopt Rules Governing the Trading of Complex Qualified Contingent Cross and Complex Customer Cross Orders
Comments due: June 29, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-18 | ||
| 34-83318 | May 24, 2018 | Notice of Filing of Proposed Rule Change to Adopt IM-7130-1 to Rule 7130
Comments due: June 21, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-17 | ||
| 34-83317 | May 24, 2018 | Notice of Filing of Proposed Rule Change to Amend Rules 7150 and 7245
Comments due: June 21, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-16 | ||
| 34-83310 | May 23, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend SAIL Port Fees
Comments due: June 20, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-19 | ||
| 34-83309 | May 23, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend Drop Copy Port Fees
Comments due: June 19, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-15 | ||
| 34-83197 | May 9, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend Connectivity Fees and Establish Port Fees
Comments due: June 5, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-13 | ||
| 34-83163 | May 3, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Price Protections for Complex Orders
Comments due: May 30, 2018 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-BOX-2018-12 | ||
| 34-83103 | Apr. 25, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to update Rule 6090(a)(4)(ii) to note the expiration date of the pilot program for the listing and trading of options settling to the RealVol SPY Index ("Index")
Comments due: May 22, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-11 | ||
| 34-83028 | Apr. 10, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend the Strategy QOO Order Fee Cap
Comments due: May 7, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-06 | ||
| 34-82959 | Mar. 28, 2018 | Order Approving a Proposed Rule Change to Adopt IM-8040-3 to Exchange Rule 8040 to Permit Directed Orders to Be Submitted with an Auction Only Designation |
| SR-BOX-2018-10 | ||
| 34-82930 | Mar. 22, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IM-3120-2 of BOX Rule 3120 (Position Limits) to Increase the Position Limits for Options on the Following Exchange Traded Funds: iShares China Large-Cap ETF, iShares MSCI EAFE ETF, iShares MSCI Emerging Markets ETF, iShares Russell 2000 ETF, iShares MSCI Brazil Capped ETF, iShares 20+ Year Treasury Bond Fund ETF, PowerShares QQQ Trust, and iShares MSCI Japan ETF
Comments due: April 18, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-09 | ||
| 34-82889 | Mar. 16, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct an Error in IM-7600-2
Comments due: April 12, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2017-36 | ||
| 34-82891 | Mar. 16, 2018 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 7600(i) to Allow Split-Price Transactions on the BOX Trading Floor
Comments due: 21 days after publication in the Federal Register |
| SR-BOX-2018-08 | ||
| 34-82845 | Mar. 9, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7600(c) to State that the Qualified Open Outcry ("QOO") Order is Subject to the Trade-through Exceptions Outlined in Rule 15010(b)
Comments due: April 4, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-07 | ||
| 34-82697 | Feb. 13, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: March 9, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-06 | ||
| 34-82690 | Feb. 12, 2018 | Notice of Filing of Proposed Rule Change to Adopt IM-8040-3 to Rule 8040
Comments due: March 9, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-03 | ||
| 34-82655 | Feb. 7, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Amend the BOX Volume Rebate
Comments due: March 6, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-04 | ||
| 34-82654 | Feb. 7, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Section VI. (Technology Fees) of the BOX Fee Schedule
Comments due: March 6, 2018 Additional Materials: |
| SR-BOX-2017-36 | ||
| 34-82607 | Jan. 31, 2018 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rule 7600(i) to Allow Split-price Transactions on the Trading Floor |
| SR-BOX-2018-02 | ||
| 34-82547 | Jan. 19, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Manner in Which the Exchange Assesses its Options Regulatory Fee
Comments due: February 16, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2017-17 | ||
| 34-82524 | Jan. 17, 2018 | Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| SR-BOX-2017-16 | ||
| 34-82503 | Jan. 16, 2018 | Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37 |
| SR-BOX-2018-01 | ||
| 34-82491 | Jan. 11, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 3030 to Establish Rules Related to the Use of Floor Broker Error Accounts
Comments due: February 8, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2017-33 | ||
| 34-82456 | Jan. 8, 2018 | Order Approving a Proposed Rule Change to Amend the Minimum Order Size for the Floor Broker Guarantee Provided in BOX Rule 7600(f) |
BOX File Number List for 2018
| Release No. | Date | Details |
|---|---|---|
| SR-BOX-2018-39 | ||
| 34-84902 | Dec. 20, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7050
Comments due: January 18, 2019 Additional Materials: Exhibit 5 |
| SR-BOX-2018-38 | ||
| 34-84869 | Dec. 19, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Rule 7260 by extending the Penny Pilot Program through June 30, 2019
Comments due: January 17, 2019 Additional Materials: Exhibit 5 |
| SR-BOX-2018-37 | ||
| 34-88493 | Mar. 27, 2020 | Order Affirming Action by Delegated Authority and Disapproving Proposed Rule Changes Related to Connectivity and Port Fee |
| 34-85927 | May. 23, 2019 | Order Granting Petition for Review and Scheduling Filing of Statements In the Matter of the BOX Exchange LLC Regarding an Order Disapproving Proposed Rule Changes to Amend the Fee Schedule on the BOX Market LLC Options Facility to Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network (File Nos. SR-BOX-2018-24, SR-BOX-2018-37, and SR-BOX-2019-04)
Additional Materials: Statement of BOX Exchange, Inc. |
| 34-85459 | Mar. 29, 2019 | Order Disapproving Proposed Rule Changes to Amend the Fee Schedule on the BOX Market LLC Options Facility to Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network
Additional File Nos.: SR-BOX-2018-24, SR-BOX-2019-04 |
| 34-84823 | Dec. 14, 2018 | Notice of Filing of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change
Comments due: January 10, 2018 Rebuttal comments due: January 24, 2018 Comments received are available for this proposal. |
| SR-BOX-2018-36 | ||
| 34-84814 | Dec. 13, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility to Establish Separate Fees and Credits on PIP and COPIP Transactions for SPY Options
Comments due: January 9, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-35 | ||
| 34-84612 | Nov. 16, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Up To Ten Expiration Months for Long-Term Options on the SPDR® S&P® 500 Exchange-Traded Fund Shares ("SPY")
Comments due: December 14, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-34 | ||
| 34-84391 | Oct. 10, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility to Adopt a New Rebate for Certain Manual Transactions Initiated from the Trading Floor
Comments due: November 6, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-33 | ||
| 34-84323 | Oct. 1, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to Revise Certain Qualification Thresholds and Fees in Sections I.B.1, Primary Improvement Order, and I.B.2, BOX Volume Rebate
Comments due: October 26, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-32 | ||
| 34-84338 | Oct. 2, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules Relating to Registration and Qualification Examinations Required for Participants that Engage in Trading Activities on the Exchange
Comments due: October 30, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-30 | ||
| 34-84340 | Oct. 2, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 7600(a)(4) (Qualified Open Outcry Orders - Floor Crossing)
Comments due: October 30, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-28 | ||
| 34-83960 | Aug. 27, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rules 5050 and 5070
Comments due: September 21, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-27 | ||
| 34-83895 | Aug. 21, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make a Number of Non-substantive Changes to the Rulebook
Comments due: September 17, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-26 | ||
| 34-83949 | Aug. 27, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect a Non-Substantive Name Change in the Market's Governing Documents
Comments due: September 20, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-25 | ||
| 34-83941 | Aug. 24, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect in the Exchange's Governing Documents and the Exchange's Rulebook, Changes to the Exchange's Name
Comments due: September 20, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-24 | ||
| 34-88493 | Mar. 27, 2020 | Order Affirming Action by Delegated Authority and Disapproving Proposed Rule Changes Related to Connectivity and Port Fee |
| 34-85927 | May. 23, 2019 | Order Granting Petition for Review and Scheduling Filing of Statements In the Matter of the BOX Exchange LLC Regarding an Order Disapproving Proposed Rule Changes to Amend the Fee Schedule on the BOX Market LLC Options Facility to Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network (File Nos. SR-BOX-2018-24, SR-BOX-2018-37, and SR-BOX-2019-04)
Additional Materials: Statement of BOX Exchange, Inc. |
| 34-85459 | Mar. 29, 2019 | Order Disapproving Proposed Rule Changes to Amend the Fee Schedule on the BOX Market LLC Options Facility to Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network
Additional File Nos.: SR-BOX-2018-37, SR-BOX-2019-04 |
| 34-85184 | Feb. 25, 2019 | Order Affirming Order by Delegated Authority Temporarily Suspending and Instituting Proceedings on SR-BOX-2018-24 and Notice of Additional Comment Period for the Proceedings
Comments due: 8 days from publication in Federal Register Rebuttal comments due: 15 days from publication in the Federal Register |
| 34-84989 | Jan. 25, 2019 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC Options Facility to Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network |
| 34-84168 | Sep. 17, 2018 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC Options Facility to Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network
Comments due: October 12, 2018 Rebuttal comments due: October 26, 2018 Comments received are available for this proposal. Additional Materials:
|
| 34-83728 | Jul. 27, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network
Comments due: August 23, 2018 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-BOX-2018-23 | ||
| 34-83500 | Jun. 22, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Rule 7260 by extending the Penny Pilot Program through December 31, 2018
Comments due: July 19, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-22 | ||
| 34-83414 | Jun. 12, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IM-3120-2 of BOX Rule 3120 (Position Limits) to Amend the Position and Exercise Limits for Options on the Standard and Poor's Depositary Receipts Trust ("SPY")
Comments due: July 9, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-21 | ||
| 34-83396 | Jun. 8, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend Fees and Rebates for Non-Auction Transactions
Comments due: July 5, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-20 | ||
| 34-83737 | Jul. 30, 2018 | Notice of Withdrawal of Proposed Rule Change to Amend BOX Rule 7300 (Preferenced Orders) to Provide an Additional Allocation Preference to Preferred Market Makers |
| 34-83525 | Jun. 26, 2018 | Notice of Filing of Proposed Rule Change to Amend BOX Rule 7300 (Preferenced Orders) to Provide an Additional Allocation Preference to Preferred Market Makers
Comments due: July 23, 2018 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-BOX-2018-19 | ||
| 34-83309 | May 23, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend Drop Copy Port Fees
Comments due: June 19, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-18 | ||
| 34-83624 | Jul. 12, 2018 | Order Granting Approval of a Proposed Rule Change to Adopt IM-7130-1 to Rule 7130 |
| 34-83318 | May 24, 2018 | Notice of Filing of Proposed Rule Change to Adopt IM-7130-1 to Rule 7130
Comments due: June 21, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-17 | ||
| 34-83499 | Jun. 22, 2018 | Notice of Withdrawal of Proposed Rule Change to Amend Rules 7150 and 7245 |
| 34-83317 | May 24, 2018 | Notice of Filing of Proposed Rule Change to Amend Rules 7150 and 7245
Comments due: June 21, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-16 | ||
| 34-83310 | May 23, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend SAIL Port Fees
Comments due: June 20, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-15 | ||
| 34-83197 | May 9, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend Connectivity Fees and Establish Port Fees
Comments due: June 5, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-14 | ||
| 34-85065 | Feb. 6, 2019 | Notice of Withdrawal of Proposed Rule Change to Adopt Rules Governing the Trading of Complex Qualified Contingent Cross Orders and Complex Customer Cross Orders |
| 34-84658 | Nov. 27, 2018 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt Rules Governing the Trading of Complex Qualified Contingent Cross Orders and Complex Customer Cross Orders |
| 34-84031 | Sep. 5, 2018 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt Rules Governing the Trading of Complex Qualified Contingent Cross Orders and Complex Customer Cross Orders
Comments due: October 2, 2018 Rebuttal comments due: October 16, 2016 Comments received are available for this proposal. |
| 34-83647 | Jul. 16, 2018 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt Rules Governing the Trading of Complex Qualified Contingent Cross and Complex Customer Cross Orders |
| 34-83367 | Jun. 4, 2018 | Notice of Filing of Proposed Rule Change to Adopt Rules Governing the Trading of Complex Qualified Contingent Cross and Complex Customer Cross Orders
Comments due: June 29, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-13 | ||
| 34-83163 | May 3, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Price Protections for Complex Orders
Comments due: May 30, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-12 | ||
| 34-83103 | Apr. 25, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to update Rule 6090(a)(4)(ii) to note the expiration date of the pilot program for the listing and trading of options settling to the RealVol SPY Index ("Index")
Comments due: May 22, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-11 | ||
| 34-83028 | Apr. 10, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend the Strategy QOO Order Fee Cap
Comments due: May 7, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-10 | ||
| 34-82930 | Mar. 22, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IM-3120-2 of BOX Rule 3120 (Position Limits) to Increase the Position Limits for Options on the Following Exchange Traded Funds: iShares China Large-Cap ETF, iShares MSCI EAFE ETF, iShares MSCI Emerging Markets ETF, iShares Russell 2000 ETF, iShares MSCI Brazil Capped ETF, iShares 20+ Year Treasury Bond Fund ETF, PowerShares QQQ Trust, and iShares MSCI Japan ETF
Comments due: April 18, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-09 | ||
| 34-82889 | Mar. 16, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct an Error in IM-7600-2
Comments due: April 12, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-08 | ||
| 34-82845 | Mar. 9, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7600(c) to State that the Qualified Open Outcry ("QOO") Order is Subject to the Trade-through Exceptions Outlined in Rule 15010(b)
Comments due: April 4, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-07 | ||
| 34-82697 | Feb. 13, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: March 9, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-06 | ||
| 34-82959 | Mar. 28, 2018 | Order Approving a Proposed Rule Change to Adopt IM-8040-3 to Exchange Rule 8040 to Permit Directed Orders to Be Submitted with an Auction Only Designation |
| 34-82690 | Feb. 12, 2018 | Notice of Filing of Proposed Rule Change to Adopt IM-8040-3 to Rule 8040
Comments due: March 9, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-04 | ||
| 34-82654 | Feb. 7, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Section VI. (Technology Fees) of the BOX Fee Schedule
Comments due: March 6, 2018 Additional Materials: |
| SR-BOX-2018-03 | ||
| 34-82655 | Feb. 7, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Amend the BOX Volume Rebate
Comments due: March 6, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-02 | ||
| 34-82547 | Jan. 19, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Manner in Which the Exchange Assesses its Options Regulatory Fee
Comments due: February 16, 2018 Additional Materials: Exhibit 5 |
| SR-BOX-2018-01 | ||
| 34-82491 | Jan. 11, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 3030 to Establish Rules Related to the Use of Floor Broker Error Accounts
Comments due: February 8, 2018 Additional Materials: Exhibit 5 |