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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-84670 SEC Issue Date:Nov 28, 2018 File Number:SR-BatsBZX-2017-34 SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) Details: Notice of Filing of Amendment No. 2 To Proposed Rule Change To Introduce Cboe Market Close, a Closing Match Process for Non-BZX Listed Securities Under New Exchange Rule 11.28
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Release Number:34-83723 SEC Issue Date:Jul 26, 2018 File Number:SR-BatsBZX-2016-30 SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) Details: Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the Winklevoss Bitcoin Trust
Release Number:34-83723 SEC Issue Date:Jul 26, 2018 File Number:SR-BatsBZX-2016-30 SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) Details: Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the Winklevoss Bitcoin Trust
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Release Number:34-83679 SEC Issue Date:Jul 20, 2018 File Number:SR-BatsBZX-2017-72 SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) Details: Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, To List and Trade Shares of the Innovator S&P 500 Buffer ETF Series, Innovator S&P 500 Power Buffer ETF Series, and Innovator S&P 500 Ultra Buffer ETF Series Under Rule 14.11(i)
Release Number:34-83271 SEC Issue Date:May 17, 2018 File Number:SR-BatsBZX-2017-72 SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) Details: Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the Innovator S&P 500 Buffer ETF Series, Innovator S&P 500 Power Buffer ETF Series, Innovator S&P 500 Enhance and Buffer ETF Series, and Innovator S&P 500 Ultra ETF Series Under Rule 14.11(i)
Release Number:34-82896 SEC Issue Date:Mar 16, 2018 File Number:SR-BatsBZX-2017-34 SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) Details: Order Granting Motion for Extension of Time
Release Number:34-82896 SEC Issue Date:Mar 16, 2018 File Number:SR-BatsBZX-2017-34 SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) Details: Order Granting Motion for Extension of Time
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Release Number:34-82794 SEC Issue Date:Mar 1, 2018 File Number:SR-BatsBZX-2017-34 SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) Details: Order Granting Petitions for Review and Scheduling Filing of Statements
Release Number:34-82794 SEC Issue Date:Mar 1, 2018 File Number:SR-BatsBZX-2017-34 SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) Details: Securities Exchange Act of 1934; Order Granting Petitions for Review and Scheduling Filing of Statements
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See Also - Motion for Extension of Time [Nasdaq and NYSE], Response to Motion for Extension of Time [Cboe BZX]
Release Number:34-82739 SEC Issue Date:Feb 20, 2018 File Number:SR-BatsBZX-2017-72 SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Innovator S&P 500 15% Shield Strategy ETF Series, Innovator S&P 500 "5% to "35% Shield Strategy ETF Series, Innovator S&P 500 Enhance and 10% Shield Strategy ETF Series, and Innovator S&P 500 Ultra Strategy ETF Series Under Rule 14.11(i)
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