From: Renee Schweber [rivka.schw@worldnet.att.net] Sent: Sunday, May 27, 2001 10:41 PM To: rule-comments@sec.gov Subject: 34-42099 I would hope that the SEC would rule in favor of the individual. Having brokers change title to Financial Advisors and then not be held accountable as such is ludicrous. I have had personal experience at Merrill Lynch with a so called "advisor". I am a believer in "Caveat Emptor", but let's protect those with less experience and investment savy. Isn't that what the SEC is all about. Renee Schweber