From: Robert C. Huhn [rhuhn@eaglestrategies.com]
Sent: Tuesday, July 16, 2002 12:50 PM
To: rule-comments@sec.gov
Subject: File No. s7-25-99

I am appalled to learn that as the US Congress is unanimously approving 
new regulations to clean-up the accounting profession the SEC is planning 
to adopt a new rule that would remove protections for consumers of 
comprehensive financial planning services.  This rule essentially permits 
broker-dealers to offer comprehensive financial planning advice without 
being subject to registration under the Investment Advisers Act of 1940 
or similar state laws, and their incumbent disclosure and fiduciary 
standards.  

 

It is my position along with the FPA and leading consumer groups that 
this rule should be withdrawn.

 

Robert C. Huhn

Certified Financial Planner

 

RC Huhn Financial Advisors

629 N. 8th Street, Suite 201

Sheboygan, WI 53081

(920) 458-0158