Subject: Registration of financial advisors to the new SEC rules Author: "Frances and Mike Halperin" Date: 11/15/2000 1:21 PM Dear Sir: It is my belief that brokerage firms that advertise financial advice to their customers using employess of that brokerage firm as the advisors, should have these employess registered with the new SEC rules. All persons giving financial advice regardless of their status, should all be registered, without exception. Thank you, M. Halperin,MD