June 25, 2002From: sales [fpmcsales@speakeasy.net]
Sent: Tuesday, June 25, 2002 12:51 PM
To: rule-comments@sec.gov
Subject: Opppsition to Perposed Broker Dealer Exemption File # S7-25-99

June 25, 2002

George Paniculam
President
 

As an Investment Advisor Practitioner I am with the FPA in its opposition 
to the proposed rule to permit Broker-Dealer

Exception from registration as RIA.

 

Thank You,

George Paniculam MBA, CFP

 

Financial Planning & Management Center, Inc. (FPMC)
Certified Financial Planners & Registered Investment Advisors

 

Registered Representative with
Securities America, Inc.( SAI)   Registered Broker / Dealer

 Member NASD, SIPC      (SAI) and (FPMC) are not affiliated.

9191 Baltimore National Pike, Ellicott City, Maryland 21042, 
(410) 461-2411, FAX (410) 461-2436, Outside Baltimore (800) 348-449