To: Commission File No. S7-06-04 On February 26, 2004, Commissioner Cynthia A. Glassman and her counsel, Mary S. Head and Mark H. Berman, met with the following representatives of UBS Securities LLC and UBS Warburg LLC: Huw Jenkins, Daniel B. Coleman, Christopher Buck, and Linda Lord. The UBS representatives discussed their views on the Commission's January 29, 2004 proposed rule release regarding confirmation requirements and point of sale disclosure requirements for transactions in certain mutual funds and other securities. |