We would like to know what you think about a proposed Relationship Summary that describes your relationship with your investment adviser or your broker-dealer (your firm) and your financial professionals. This document summarizes:
It is important to us at the SEC to understand what you, the investor, think so that we can make it easier for you to choose the type of investment services relationship that is right for you. We prepared sample Relationship Summaries to illustrate what they may look like.
Please take a few minutes to review one or more of the samples and answer any or all of these questions. Please provide your comments by August 7, 2018 and thank you for your feedback!
If you are interested in background information on the proposed Relationship Summary, or want to provide feedback on additional questions, click here.
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