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PHLX Rulemaking

We encourage the public to submit comments on the following Philadelphia Stock Exchange (PHLX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter | Second Quarter | First Quarter

PHLX File Number List for 2005

Additional Archives


Chronological List
Release No. Date Details

SR-Phlx-2005-60
34-52666 Oct. 25, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Payment for Order Flow Program in Effect in September and October 2004
Comments due:  21 days after publication in the Federal Register
* Click to submit comments on SR-Phlx-2005-60

SR-Phlx-2005-57
34-52572 Oct. 7, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Dissemination of the Underlying Index Value for Trust Shares and Index Fund Shares
Comments due:  November 4, 2005
* Click to submit comments on SR-Phlx-2005-57

SR-Phlx-2005-58
34-52568 Oct. 6, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its October 2005 Equity Options Payment for Order Flow Program
Comments due:  November 4, 2005
* Click to submit comments on SR-Phlx-2005-58

SR-Phlx-2005-53
34-52565 Oct. 5, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties by SIG Indices, LLLP
Comments due:  November 2, 2005
* Click to submit comments on SR-Phlx-2005-53
Third Quarter

SR-Phlx-2005-50
34-52512 Sep. 27, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reduce the Value of PHLX Housing SectorSM Index Options by Half
Comments due:  October 25, 2005
* Click to submit comments on SR-Phlx-2005-50

SR-Phlx-2005-14
34-52495 Sep. 22, 2005 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Order Matching at the Opening in PACE
See also:  Notice: Rel. No. 34-52239

SR-Phlx-2005-25
34-52448 Sep. 15, 2005 Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Adoption of New Rules That Would Establish an Automated Opening System on the Exchange
Comments due:  October 13, 2005
* Click to submit comments on SR-Phlx-2005-25

SR-Phlx-2005-27
34-52425 Sep. 14, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Modification of the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Secondary P/A Orders Under the Linkage Plan
Comments due:  October 12, 2005
* Click to submit comments on SR-Phlx-2005-27

SR-Phlx-2005-26
34-52416 Sep. 13, 2005 Order Approving a Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange’s Trade-Through and Locked Markets Rules
See also:  Notice: Rel. No. 34-52175

SR-Phlx-2005-56
34-52380 Sep. 2, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Pilot Program on Dividend Spread and Merger Spread Fee Caps until March 1, 2006
Comments due:  October 3, 2005
* Click to submit comments on SR-Phlx-2005-56

SR-Phlx-2005-33
34-52344 Aug. 26, 2005 Order Approving Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to Sending Principal Orders Via the Intermarket Options Linkage
See also:  Notice: Rel. No. 34-52072

SR-Phlx-2005-51
34-52261 Aug. 15, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Option Position Limits
Comments due:  September 12, 2005
* Click to submit comments on SR-Phlx-2005-51

SR-Phlx-2005-36
34-52254 Aug. 15, 2005 Order Approving a Proposed Rule Change Relating to Phlx Rule 1023
See also:  Notice: Rel. No. 34-51928

SR-Phlx-2005-14
34-52239 Aug. 11, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Order Matching at the Opening in PACE
Comments due:  September 7, 2005
* Click to submit comments on SR-Phlx-2005-14

SR-Phlx-2005-49
34-52220 Aug. 5, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Impose Licensing Fees in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due:  September 1, 2005
* Click to submit comments on SR-Phlx-2005-49

SR-Phlx-2005-32
34-52187 Aug. 1, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders
Comments due:  August 30, 2005
* Click to submit comments on SR-Phlx-2005-32

SR-Phlx-2005-26
34-52175 Jul. 29, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange’s Trade-Through and Locked Markets Rules
Comments due:  August 26, 2005
See also:  Order: Rel. No. 34-52416

SR-Phlx-2005-31
34-52140 Jul. 27, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Priority in Trades Involving Synthetic Option Orders
Comments due:  August 26, 2005
* Click to submit comments on SR-Phlx-2005-31

SR-Phlx-2005-44
34-52114 Jul. 22, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Payment for Order Flow Program
Comments due:  August 22, 2005
Comments received electronically are available for this notice.
* Click to submit comments on SR-Phlx-2005-44

SR-Phlx-2005-38
34-52102 Jul. 21, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Disclaimer of Warranties by Lehman Brothers Inc.
Comments due:  August 22, 2005
* Click to submit comments on SR-Phlx-2005-38

SR-Phlx-2005-46
34-52095 Jul. 21, 2005 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to the Extension of a Pilot Program Relating to Transaction Charges Applicable to Linkage “P” and “P/A” Orders
Comments due:  August 18, 2005
* Click to submit comments on SR-Phlx-2005-46

SR-Phlx-2005-45
34-52082 Jul. 20, 2005 Notice of Filing of Proposed Rule Change by the Relating to the Automatic Execution of Option Transactions During Crossed Markets
Comments due:  August 17, 2005
* Click to submit comments on SR-Phlx-2005-45

SR-Phlx-2005-33
34-52072 Jul. 20, 2005 Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to Sending Principal Orders Via the Intermarket Options Linkage
Comments due:  August 17, 2005
See also:  Order: Rel. No. 34-52344

SR-Phlx-2005-40
34-52054 Jul. 18, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Impose a New Licensing Fee in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due:  August 15, 2005
* Click to submit comments on SR-Phlx-2005-40

SR-Phlx-2005-02
34-51996 Jul. 8, 2005 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Volume Weighted Average Price Crosses
See also:  Notice: Rel. No. 34-51731

SR-Phlx-2005-37
34-51984 Jul. 7, 2005 Order of Summary Abrogation
See also:  Notice: Rel. No. 34-51909
Second Quarter

SR-Phlx-2005-39
34-51947 Jun. 30, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Equity Option Specialist Deficit (Shortfall) Fee
Comments due:  July 29, 2005
* Click to submit comments on SR-Phlx-2005-39

SR-Phlx-2005-036
34-51928 Jun. 28, 2005 Notice of Filing of Proposed Rule Change Relating to an Amendment of Phlx Rule 1023
Comments due:  July 28, 2005
See also:  Order: Rel. No. 34-52254

SR-Phlx-2004-65
34-51926 Jun. 27, 2005 Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Relating to Back-up Trading Arrangements
See also:  Notice: Rel. No. 34-51718

SR-Phlx-2005-34
34-51910 Jun. 22, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Electronic Submission of Financial Reports
Comments due:  July 20, 2005
* Click to submit comments on SR-Phlx-2005-34

SR-Phlx-2005-37
34-51909 Jun. 22, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow and Directed Orders
See also:  Order: Rel. No. 34-51984

SR-Phlx-2005-41
34-51853 Jun. 15, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Providing an Electronic, Auditable Means of Receiving Orders and Cancels to Those Orders
Comments due:  July 13, 2005
* Click to submit comments on SR-Phlx-2005-41

SR-Phlx-2005-30
34-51838 Jun. 14, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Impose a New Licensing Fee in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due:  July 11, 2005
* Click to submit comments on SR-Phlx-2005-30

SR-Phlx-2005-20
34-51827 Jun. 13, 2005 Order Granting Approving to Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Elimination of the Prohibition Against the Entry of Multiple Orders in an Option Within Any 15-Second Period for an Account or Accounts of the Same Beneficial Owner
See also:  Notice: Rel. No. 34-51640

SR-Phlx-2005-28
34-51820 Jun. 10, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Split Price Priority
Comments due:  July 12, 2005
* Click to submit comments on SR-Phlx-2005-28

SR-Phlx-2005-23
34-51816 Jun. 9, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Retroactive Amendment of Exchange Rule 640(a) Pertaining to the Continuing Education Regulatory Element Requirement
Comments due:  July 12, 2005
* Click to submit comments on SR-Phlx-2005-23

SR-Phlx-2005-35
34-51768 May 31, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due:  June 28, 2005
* Click to submit comments on SR-Phlx-2005-35

SR-Phlx-2004-91
34-51759 May 27, 2005 Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto to Establish a Directed Order Process for Orders Delivered to the Phlx Via AUTOM
Comments due:  June 27, 2005
See also:  Notice: Rel. No. 34-50856
Comments received electronically are available for this notice.
* Click to submit comments on SR-Phlx-2004-91

SR-Phlx-2005-02
34-51731 May 24, 2005 Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Volume Weighted Average Price Crosses
See also:  Order: Rel. No. 34-51996

SR-Phlx-2004-65
34-51718 May 19, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Backup Trading Arrangements
See also:  Order: Rel. No. 34-51926
Additional Materials:
*
*
Amendment No. 2, Exhibits 3.A and 3.B: Agreement to Backup Trading Arrangements and First Amendment Relating to Backup Trading Arrangements

SR-Phlx-2004-83
34-51715 May 19, 2005 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to the Matching of Certain Incoming Orders with Certain Phlx Existing Orders Through the PACE System
Comments due:  June 15, 2005
See also:  Notice: Rel. No. 34-51394
* Click to submit comments on SR-Phlx-2004-83

SR-Phlx-2005-24
34-51664 May 6, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties by SIG Indices, LLLP and by Standard and Poor’s
Comments due:  June 3, 2005
* Click to submit comments on SR-Phlx-2005-24

SR-Phlx-2005-22
34-51657 May 5, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and No. 2 Relating to a Dividend Spread Transaction Fee Cap
Comments due:  June 1, 2005
* Click to submit comments on SR-Phlx-2005-22

SR-Phlx-2005-20
34-51640 Apr. 29, 2005 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Elimination of the Prohibition Against the Entry of Multiple Orders in an Option Within Any 15-Second Period for an Account or Accounts of the Same Beneficial Owner
See also:  Order: Rel. No. 34-51827

SR-Phlx-2005-19
34-51596 Apr. 21, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Fees Relating to Merger Spreads and Dividend Spreads
Comments due:  May 20, 2005
* Click to submit comments on SR-Phlx-2005-19

SR-Phlx-2005-03
34-51544 Apr. 14, 2005 Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to System Changes to the Exchange’s Automated Options Market (AUTOM) System
See also:  Notice: Rel. No. 34-51352

SR-Phlx-2004-75
34-51476 Apr. 5, 2005 Order Granting Approval to Proposed Rule Change Relating to Floor Official Conflicts of Interest
See also:  Notice: Rel. No. 34-51272
First Quarter

SR-Phlx-2005-16
34-51453 Mar. 30, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Streaming Quote Trader Fees
Comments due:  April 27, 2005
* Click to submit comments on SR-Phlx-2005-16

SR-Phlx-2005-12
34-51428 Mar. 24, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Fees Applicable to Remote Streaming Quote Traders
Comments due:  April 20, 2005
* Click to submit comments on SR-Phlx-2005-12

SR-Phlx-2005-11
34-51419 Mar. 23, 2005 Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Relating to an Amendment to its By-laws to Replace an On-Floor Equity Governor Position with an On-Floor Philadelphia Board of Trade Governor Position
Comments due:  April 19, 2005
See also:  Notice: Rel. No. 34-51127
* Click to submit comments on SR-Phlx-2005-11

SR-Phlx-2004-83
34-51394 Mar. 18, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Matching of Certain Incoming Orders with Certain Phlx Existing Orders
See also:  Order: Rel. No. 34-51715

SR-Phlx-2005-03
34-51352 Mar. 9, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to System Changes to the Exchange’s Automated Options Market (AUTOM) System
See also:  Order: Rel. No. 34-51544

SR-Phlx-2005-15
34-51333 Mar. 8, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Eliminating its Floor Brokerage Transaction Fee
Comments due:  April 5, 2005
* Click to submit comments on SR-Phlx-2005-15

SR-Phlx-2005-17
34-51322 Mar. 4, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Position Limits and Exercise Limits
Comments due:  April 1, 2005
* Click to submit comments on SR-Phlx-2005-17

SR-Phlx-2005-09
34-51302 Mar. 2, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for Data Provided to Streaming Quote Traders Trading Options on the Exchange’s Electronic Trading Platform, Phlx XL
Comments due:  March 30, 2005
* Click to submit comments on SR-Phlx-2005-09

SR-Phlx-2004-75
34-51272 Feb. 28, 2005 Notice of Filing of Proposed Rule Change Relating to Floor Official Conflicts of Interest
See also:  Order: Rel. No. 34-51476

SR-Phlx-2005-10
34-51257 Feb. 25, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees Applicable to Linkage P and P/A Orders
Comments due:  March 25, 2005
* Click to submit comments on SR-Phlx-2005-10

SR-Phlx-2005-13
34-51239 Feb. 22, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SIG Indices, LLLP
Comments due:  March 22, 2005
* Click to submit comments on SR-Phlx-2005-13

SR-Phlx-2004-95
34-51179 Feb. 9, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Limitation of the Net Inbound ITS Credit to Certain Phlx and SCCP Fees and Transaction-Related Charges
Comments due:  March 9, 2005
* Click to submit comments on SR-Phlx-2004-95

SR-Phlx-2004-84
34-51144 Feb. 7, 2005 Order Granting Approval to Proposed Rule Change to Eliminate the Public Order Exposure System Functionality from Phlx Rule 229
See also:  Notice: Rel. No. 34-50901

SR-Phlx-2005-11
34-51127 Feb. 2, 2005 Notice of Filing of Proposed Rule Change Relating to Article III, Section 3-6 and Article IV, Section 4-1 of its By-laws
See also:  Order: Rel. No. 34-51419

SR-Phlx-2004-90
34-51126 Feb. 2, 2005 Order Approving Proposed Rule Change Relating to Remote Streaming Quote Traders
See also:  Notice: Rel. No. 34-50877

SR-Phlx-2005-06
34-51116 Feb. 1, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Its Pilot Fee Schedule for Electronic Communications Networks
Comments due:  February 28, 2005
* Click to submit comments on SR-Phlx-2005-06

SR-Phlx-2005-07
34-51114 Jan. 31, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Relating to the Extension of a Pilot Limiting Trade-Through Liability at the End of the Options Trading Session
Comments due:  February 28, 2005
* Click to submit comments on SR-Phlx-2005-07

SR-Phlx-2004-96
34-51096 Jan. 28, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to its Equity Option Specialist Deficit (Shortfall) Fee
Comments due:  February 28, 2005
* Click to submit comments on SR-Phlx-2004-96

SR-Phlx-2004-51
34-51080 Jan. 26, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Phlx Regulation 5, Visitors and Applicants
See also:  Notice: Rel. No. 34-50851

SR-Phlx-2005-05
34-51071 Jan. 21, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Increase Position Limits and Exercise Limits for Options on Standard and Poor’s Depositary Receipts (SPDRs®)
Comments due:  February 22, 2005
* Click to submit comments on SR-Phlx-2005-05

SR-Phlx-2004-73
34-51064 Jan. 21, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendments No. 1 and 2 thereto To Require Immediate Display of Customer Options Limit Orders
Comments due:  February 18, 2005
* Click to submit comments on SR-Phlx-2004-73

SR-Phlx-2005-01
34-51060 Jan. 19, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Imposing a New Licensing Fee in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due:  February 18, 2005
* Click to submit comments on SR-Phlx-2005-01

SR-Phlx-2004-92
34-51036 Jan. 13, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Adopting Phlx Rule 1017, Openings in Options, on a Permanent Basis
Comments due:  February 14, 2005
* Click to submit comments on SR-Phlx-2004-92

SR-Phlx-2005-04
34-51028 Jan. 12, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Electronic Audit Trail for Orders in Options Overlying the Standard and Poor’s Depositary Receipts
Comments due:  February 9, 2005
* Click to submit comments on SR-Phlx-2005-04

SR-Phlx-2004-94
34-51024 Jan. 11, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Increasing the Firm-Related Equity Option and Index Option Comparison and Transaction Cap
Comments due:  February 9, 2005
* Click to submit comments on SR-Phlx-2004-94

SR-Phlx-2003-40
34-50997 Jan. 7, 2005 Order Approving Proposed Rule Change Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2, 3, 4 and 5 Relating to the Options Floor Broker Management System
Comments due:  February 3, 2005
* Click to submit comments on SR-Phlx-2003-40

SR-Phlx-2004-93
34-50958 Jan. 4, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Maximum Order Delivery Size Over the AUTOM System
Comments due:  February 1, 2005
* Click to submit comments on SR-Phlx-2004-93
File Number List

Release No. Date Details

SR-Phlx-2005-60
34-52666 Oct. 25, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Payment for Order Flow Program in Effect in September and October 2004
Comments due:  21 days after publication in the Federal Register
* Click to submit comments on SR-Phlx-2005-60

SR-Phlx-2005-58
34-52568 Oct. 6, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its October 2005 Equity Options Payment for Order Flow Program
Comments due:  November 4, 2005
* Click to submit comments on SR-Phlx-2005-58

SR-Phlx-2005-57
34-52572 Oct. 7, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Dissemination of the Underlying Index Value for Trust Shares and Index Fund Shares
Comments due:  November 4, 2005
* Click to submit comments on SR-Phlx-2005-57

SR-Phlx-2005-56
34-52380 Sep. 2, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Pilot Program on Dividend Spread and Merger Spread Fee Caps until March 1, 2006
Comments due:  October 3, 2005
* Click to submit comments on SR-Phlx-2005-56

SR-Phlx-2005-53
34-52565 Oct. 5, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties by SIG Indices, LLLP
Comments due:  November 2, 2005
* Click to submit comments on SR-Phlx-2005-53

SR-Phlx-2005-51
34-52261 Aug. 15, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Option Position Limits
Comments due:  September 12, 2005
* Click to submit comments on SR-Phlx-2005-51

SR-Phlx-2005-50
34-52512 Sep. 27, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reduce the Value of PHLX Housing SectorSM Index Options by Half
Comments due:  October 25, 2005
* Click to submit comments on SR-Phlx-2005-50

SR-Phlx-2005-49
34-52220 Aug. 5, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Impose Licensing Fees in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due:  September 1, 2005
* Click to submit comments on SR-Phlx-2005-49

SR-Phlx-2005-46
34-52095 Jul. 21, 2005 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to the Extension of a Pilot Program Relating to Transaction Charges Applicable to Linkage “P” and “P/A” Orders
Comments due:  August 18, 2005
* Click to submit comments on SR-Phlx-2005-46

SR-Phlx-2005-45
34-52082 Jul. 20, 2005 Notice of Filing of Proposed Rule Change by the Relating to the Automatic Execution of Option Transactions During Crossed Markets
Comments due:  August 17, 2005
* Click to submit comments on SR-Phlx-2005-45

SR-Phlx-2005-44
34-52114 Jul. 22, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Payment for Order Flow Program
Comments due:  August 22, 2005
Comments received electronically are available for this notice.
* Click to submit comments on SR-Phlx-2005-44

SR-Phlx-2005-41
34-51853 Jun. 15, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Providing an Electronic, Auditable Means of Receiving Orders and Cancels to Those Orders
Comments due:  July 13, 2005
* Click to submit comments on SR-Phlx-2005-41

SR-Phlx-2005-40
34-52054 Jul. 18, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Impose a New Licensing Fee in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due:  August 15, 2005
* Click to submit comments on SR-Phlx-2005-40

SR-Phlx-2005-39
34-51947 Jun. 30, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Equity Option Specialist Deficit (Shortfall) Fee
Comments due:  July 29, 2005
* Click to submit comments on SR-Phlx-2005-39

SR-Phlx-2005-38
34-52102 Jul. 21, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Disclaimer of Warranties by Lehman Brothers Inc.
Comments due:  August 22, 2005
* Click to submit comments on SR-Phlx-2005-38

SR-Phlx-2005-37
34-51984 Jul. 7, 2005 Order of Summary Abrogation
34-51909 Jun. 22, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow and Directed Orders
Comments due:  July 20, 2005
* Click to submit comments on SR-Phlx-2005-37

SR-Phlx-2005-036
34-52254 Aug. 15, 2005 Order Approving a Proposed Rule Change Relating to Phlx Rule 1023
34-51928 Jun. 28, 2005 Notice of Filing of Proposed Rule Change Relating to an Amendment of Phlx Rule 1023
Comments due:  July 28, 2005

SR-Phlx-2005-35
34-51768 May 31, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due:  June 28, 2005
* Click to submit comments on SR-Phlx-2005-35

SR-Phlx-2005-34
34-51910 Jun. 22, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Electronic Submission of Financial Reports
Comments due:  July 20, 2005
* Click to submit comments on SR-Phlx-2005-34

SR-Phlx-2005-33
34-52344 Aug. 26, 2005 Order Approving Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to Sending Principal Orders Via the Intermarket Options Linkage
34-52072 Jul. 20, 2005 Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to Sending Principal Orders Via the Intermarket Options Linkage
Comments due:  August 17, 2005

SR-Phlx-2005-32
34-52187 Aug. 1, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders
Comments due:  August 30, 2005
* Click to submit comments on SR-Phlx-2005-32

SR-Phlx-2005-31
34-52140 Jul. 27, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Priority in Trades Involving Synthetic Option Orders
Comments due:  August 26, 2005
* Click to submit comments on SR-Phlx-2005-31

SR-Phlx-2005-30
34-51838 Jun. 14, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Impose a New Licensing Fee in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due:  July 11, 2005
* Click to submit comments on SR-Phlx-2005-30

SR-Phlx-2005-28
34-51820 Jun. 10, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Split Price Priority
Comments due:  July 12, 2005
* Click to submit comments on SR-Phlx-2005-28

SR-Phlx-2005-27
34-52425 Sep. 14, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Modification of the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Secondary P/A Orders Under the Linkage Plan
Comments due:  October 12, 2005
* Click to submit comments on SR-Phlx-2005-27

SR-Phlx-2005-26
34-52416 Sep. 13, 2005 Order Approving a Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange’s Trade-Through and Locked Markets Rules
34-52175 Jul. 29, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange’s Trade-Through and Locked Markets Rules
Comments due:  August 26, 2005

SR-Phlx-2005-25
34-52448 Sep. 15, 2005 Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Adoption of New Rules That Would Establish an Automated Opening System on the Exchange
Comments due:  October 13, 2005
* Click to submit comments on SR-Phlx-2005-25

SR-Phlx-2005-24
34-51664 May 6, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties by SIG Indices, LLLP and by Standard and Poor’s
Comments due:  June 3, 2005
* Click to submit comments on SR-Phlx-2005-24

SR-Phlx-2005-23
34-51816 Jun. 9, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Retroactive Amendment of Exchange Rule 640(a) Pertaining to the Continuing Education Regulatory Element Requirement
Comments due:  July 12, 2005
* Click to submit comments on SR-Phlx-2005-23

SR-Phlx-2005-22
34-51657 May 5, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and No. 2 Relating to a Dividend Spread Transaction Fee Cap
Comments due:  June 1, 2005
* Click to submit comments on SR-Phlx-2005-22

SR-Phlx-2005-20
34-51827 Jun. 13, 2005 Order Granting Approving to Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Elimination of the Prohibition Against the Entry of Multiple Orders in an Option Within Any 15-Second Period for an Account or Accounts of the Same Beneficial Owner
34-51640 Apr. 29, 2005 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Elimination of the Prohibition Against the Entry of Multiple Orders in an Option Within Any 15-Second Period for an Account or Accounts of the Same Beneficial Owner
Comments due:  May 27, 2005
* Click to submit comments on SR-Phlx-2005-20

SR-Phlx-2005-19
34-51596 Apr. 21, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Fees Relating to Merger Spreads and Dividend Spreads
Comments due:  May 20, 2005
* Click to submit comments on SR-Phlx-2005-19

SR-Phlx-2005-17
34-51322 Mar. 4, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Position Limits and Exercise Limits
Comments due:  April 1, 2005
* Click to submit comments on SR-Phlx-2005-17

SR-Phlx-2005-16
34-51453 Mar. 30, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Streaming Quote Trader Fees
Comments due:  April 27, 2005
* Click to submit comments on SR-Phlx-2005-16

SR-Phlx-2005-15
34-51333 Mar. 8, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Eliminating its Floor Brokerage Transaction Fee
Comments due:  April 5, 2005
* Click to submit comments on SR-Phlx-2005-15

SR-Phlx-2005-14
34-52495 Sep. 22, 2005 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Order Matching at the Opening in PACE
See also:  Notice: Rel. No. 34-52239
34-52239 Aug. 11, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Order Matching at the Opening in PACE
Comments due:  September 7, 2005
* Click to submit comments on SR-Phlx-2005-14

SR-Phlx-2005-13
34-51239 Feb. 22, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SIG Indices, LLLP
Comments due:  March 22, 2005
* Click to submit comments on SR-Phlx-2005-13

SR-Phlx-2005-12
34-51428 Mar. 24, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Fees Applicable to Remote Streaming Quote Traders
Comments due:  April 20, 2005
* Click to submit comments on SR-Phlx-2005-12

SR-Phlx-2005-11
34-51419 Mar. 23, 2005 Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Relating to an Amendment to its By-laws to Replace an On-Floor Equity Governor Position with an On-Floor Philadelphia Board of Trade Governor Position
Comments due:  April 19, 2005
* Click to submit comments on SR-Phlx-2005-11
34-51127 Feb. 2, 2005 Notice of Filing of Proposed Rule Change Relating to Article III, Section 3-6 and Article IV, Section 4-1 of its By-laws
Comments due:  March 2, 2005
* Click to submit comments on SR-Phlx-2005-11

SR-Phlx-2005-10
34-51257 Feb. 25, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees Applicable to Linkage P and P/A Orders
Comments due:  March 25, 2005
* Click to submit comments on SR-Phlx-2005-10

SR-Phlx-2005-09
34-51302 Mar. 2, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for Data Provided to Streaming Quote Traders Trading Options on the Exchange’s Electronic Trading Platform, Phlx XL
Comments due:  March 30, 2005
* Click to submit comments on SR-Phlx-2005-09

SR-Phlx-2005-07
34-51114 Jan. 31, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Relating to the Extension of a Pilot Limiting Trade-Through Liability at the End of the Options Trading Session
Comments due:  February 28, 2005
* Click to submit comments on SR-Phlx-2005-07

SR-Phlx-2005-06
34-51116 Feb. 1, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Its Pilot Fee Schedule for Electronic Communications Networks
Comments due:  February 28, 2005
* Click to submit comments on SR-Phlx-2005-06

SR-Phlx-2005-05
34-51071 Jan. 21, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Increase Position Limits and Exercise Limits for Options on Standard and Poor’s Depositary Receipts (SPDRs®)
Comments due:  February 22, 2005
* Click to submit comments on SR-Phlx-2005-05

SR-Phlx-2005-04
34-51028 Jan. 12, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Electronic Audit Trail for Orders in Options Overlying the Standard and Poor’s Depositary Receipts
Comments due:  February 9, 2005
* Click to submit comments on SR-Phlx-2005-04

SR-Phlx-2005-03
34-51544 Apr. 14, 2005 Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to System Changes to the Exchange’s Automated Options Market (AUTOM) System
34-51352 Mar. 9, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to System Changes to the Exchange’s Automated Options Market (AUTOM) System
Comments due:  April 6, 2005
* Click to submit comments on SR-Phlx-2005-03

SR-Phlx-2005-02
34-51996 Jul. 8, 2005 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Volume Weighted Average Price Crosses
34-51731 May 24, 2005 Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Volume Weighted Average Price Crosses
Comments due:  June 24, 2005
* Click to submit comments on SR-Phlx-2005-02

SR-Phlx-2005-01
34-51060 Jan. 19, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Imposing a New Licensing Fee in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due:  February 18, 2005
* Click to submit comments on SR-Phlx-2005-01

 

http://www.sec.gov/rules/sro/phlx.shtml


Modified: 02/03/2017