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Comments on Rulemaking Petition:
Request for rulemaking under the Investment Advisers Act of 1940 to extend certain compliance dates for Rule 202(a)(11)-1 from October 24, 2005 to April 1, 2006 concerning the Commission's final rule -- Certain Broker-Dealers Deemed Not to Be Investment Advisers

[File No. 4-507]


Aug. 30, 2005 Memorandum from the Office of the Chairman regarding an August 18, 2005 meeting with representatives of Wilmer Cutler Pickering Hale and Dorr LLP
Aug. 18, 2005 Ron A. Rhoades, Chief Compliance Officer, Joseph Capital Management
Aug. 11, 2005 Barbara Roper, Director of Investor Protection, Consumer Federation of America; Mercer Bullard, Founder and President, Fund Democracy; Kenneth McEldowney, Executive Director, Consumer Action; and Sally Greenberg, Senior Counsel, Consumers Union
Aug. 4, 2005 David G. Tittsworth, Executive Director, Investment Adviser Association

 

http://www.sec.gov/rules/petitions/4-507.shtml


Modified: 09/06/2005