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Other Commission Orders, Notices,
and Information Archives: 1999

Archive of older SEC Other Commission Orders, Notices, and Information available include:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

Release No. Date Details
Fourth Quarter
PA-28 Dec. 2, 1999 Privacy Act of 1974 – Notice of Modifications to a System of Records and the Establishment of a New System of Records: Applications for Registration or Exemption under the Investment Advisers Act of 1940 and the Investment Company Act of 1940 (SEC-2), Pay and Leave System (SEC-15), and Broker-Dealer Records (SEC-49)
File No.: S7-27-99
34-42042 Oct. 20, 1999 International Securities Exchange LLC (Notice of Registration Under Section 6 of the Securities Exchange Act of 1934
File No.: 10-127
Comments Due: 21 days after date of publication in the Federal Register
Third Quarter
No releases
Second Quarter
34-41439 May 24, 1999 International Securities Exchange LLC (Notice of Registration Under Section 6 of the Securities Exchange Act of 1934)
File No.: 10-127
Comments Due: 45 days after date of publication in the Federal Register
Comments received electronically are available for this notice.
34-41384 May 10, 1999 Foreign Issuers (Submitted Information Under Section 12(g) of the Securities Exchange Act of 1934)
International Series Release No. 1196
34–41288 Apr. 14, 1999 Amendments to the Commission’s Freedom of Information Act, Privacy Act, and Confidential Treatment Rules
File No.: S7-14-99
Other Release Nos.: FOIA–190; PA–27
PA-26 Apr. 14, 1999 Privacy Act of 1974: Establishment of Two Systems of Records: Disgorgement and Penalties Tracking System (SEC-47) and Fitness Center Membership, Payment, and Fitness Records (SEC-48)
File No.: S7-13-99
First Quarter
33-7664 Mar. 31, 1999 Securities Uniformity; Annual Conference on Uniformity of Securities (meeting date: April 19, 1999)
34-41199 Mar. 22, 1999 Tradepoint Financial Networks plc (Order Granting Limited Volume Exemption Under Section 5 of the Securities Exchange Act of 1934)
International Series Release No. 1189
File No.: 10-126

 

http://www.sec.gov/rules/other/otherarchive/other1999.shtml


Modified: 10/16/2014