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Other Commission Orders, Notices,
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Release No. | Date | Details |
Fourth Quarter | ||
33-7618 | Dec. 23, 1998 | Regulatory Flexibility Act (Rules To Be Reviewed) Comments Due: February 15, 1999 |
Third Quarter | ||
PA-25 | Jul. 2, 1998 | Privacy Act Notice: Establishment of Three New Systems of Records: Ridesharing System (SEC-44); Public Transportation Subsidy Program (SEC-45); and Identification Cards, Press Passes, and Proximity Access Control Cards (SEC-46) File No.: S7-21-98 Comments Due: 30 days after publication in Federal Register Effective Date: 40 days after publication, unless further notice is given |
34-40161 | Jul. 2, 1998 | Tradepoint Financial Networks plc (Notice for Limited Volume Exemption From Registration Under Section 5 of the Securities Exchange Act of 1934 and request for comments) International Ser. Rel. No. 1144 File No.: 10-101 Comments Due: 30 days after publication in Federal Register Note: Comments received electronically are available for this notice. |
Second Quarter | ||
33-7524 | Apr. 9, 1998 | Uniformity of Securities Laws (Notice of Annual Conference and request for comments) File No.: S7-11-98 Comments Due: Conference to be held May 4, 1998; written comments must be received on or before April 29, 1998 to be considered by the conference participants |
First Quarter | ||
IA-1705 | Mar. 9, 1998 | Investment Advisers (Notice to Cancel Registrations) |
PA-24 | Mar. 5, 1998 | Privacy Act of 1974: Major Alterations to the Pay and Leave System (SEC–15)
and the Office of Inspector General Investigative Files (SEC–43) File No.: S7-6-98 |
PA-23 | Mar. 5, 1998 | Privacy Act of 1974: Modification of a Privacy Act System of Records |
34-39681 | Feb. 19, 1998 | Foreign Issuers (Claiming Exemptions Under Section 12(g) and Rule 12g3-2(b) of the Securities Exchange Act of 1934) |
http://www.sec.gov/rules/other/otherarchive/other1998.shtml
Contact | Employment | Links | FOIA | Forms | Privacy Policy | Modified: 01/13/2009 |