U.S. Securities & Exchange Commission
SEC Seal
Home | Previous Page
U.S. Securities and Exchange Commission

Commission Information:
Market Data for Equity/Options Sales
On U.S. Securities Exchanges

Market Value of Equity/Options Sales
On U.S. Securities Exchanges

For the Month of September 1998
(Thousands of Dollars)

Registered Securities Exchanges Total Market $ Value1 Stocks Warrants  Rights   Equity Options
Traded       Exercised
Non-Equity Options2

American 43,304,077 37,393,960 13,366 448 3,352,214 1,701,714 842,375
Boston 12,005,536 12,005,536  –  –  –  –  –
Chicago              
   CBOE 23,629,135 4,725,922 2,709,412 16,193,801
   CHX3 26,043,872 26,043,872
Cincinnati 7,312,878 7,312,878
New York 676,622,117 676,590,652 30,701 763
Pacific 15,822,107 13,607,628 652 1,650,562 557,163 6,101
Philadelphia 8,837,258 5,319,104 98 1,666,822 1,152,652 698,582
Dual Options 2,560,108 2,560,108
Year to Date
1997 Jan-Sep 4,873,435,681 4,648,012,705 487,403 20,382 74,872,478 69,422,814 80,619,899
1998 Jan-Sep 6,402,352,615 6,124,745,079 615,044 47,722 93,938,201 87,927,895 95,078,674
Total
1997
    Jul
614,949,768 585,691,561 41,171 157 11,242,987 9,378,526 8,595,366
    Aug 597,122,457 573,291,452 39,808 1,572 8,906,409 6,786,434 8,096,781
    Sep 587,711,541 560,565,913 40,140 1,608 8,462,435 8,002,151 10,639,294
1998
    Jul
764,410,348 731,345,059 90,005 161 13,457,278 10,871,498 8,646,347
    Aug 739,512,984 705,558,394 45,979 482 10,805,040 8,771,848 14,331,240
    Sep 816,137,087 778,273,630 44,817 1,211 11,395,519 8,681,050 17,740,859

Source: SEC Form R-31 and Options Clearing Corporation.

Year-to-Date Totals for September 1998
(Thousands of Dollars)


Calendar
Year
Total Market $ Value1 Stocks Warrants  Rights   Equity Options
Traded       Exercised
Non-Equity Options2

1992 2,148,791,370 2,031,942,219 658,074 83,842 26,585,937 43,931,295 45,590,003
1993 2,734,099,101 2,609,854,352 584,699 65,339 33,779,350 48,415,352 41,400,009
1994 2,965,964,292 2,816,810,031 678,024 183,095 35,883,322 53,822,791 58,587,028
1995 3,689,791,682 3,506,785,001 970,523 235,647 50,802,752 62,926,087 68,071,671
1996 4,734,611,479 4,510,872,699 869,986 34,861 67,861,575 74,729,013 80,243,345
1997 6,879,408,633 6,559,348,106 616,256 27,363 104,535,151 100,422,278 114,459,480
1998 6,402,352,615 6,124,745,079 615,044 47,722 93,938,201 87,927,895 95,078,674



Breakdown of 1998 Data by Registered Exchanges


Registered Securities Exchanges Total Market $ Value1 Stocks Warrants  Rights   Equity Options
Traded       Exercised
Non-Equity Options2

American 250,852,678 201,480,016 87,812 2,577 28,569,270 15,804,712 4,908,292
Boston 91,853,879 91,853,879
Chicago              
   CBOE 154,859,690 6,688 38,645,193 29,514,879 86,692,930
   CHX3 238,980,165 238,980,165
Cincinnati 65,911,405 65,911,405
New York 5,372,144,809 5,371,589,238 510,428 45,143
Pacific 129,185,869 105,572,941 15,812 2 15,262,97 8,290,618 43,525
Philadelphia 72,785,435 49,350,746 992 11,460,769 8,539,002 3,433,927
Dual Options 25,778,684 25,778,684



New York Stock Exchange: Market Value of Equity/Options Sales

Year-to-Date Totals for September 1998
(Thousands of Dollars)


Months Total Market $ Value1 Stocks Warrants  Rights   Equity Options
Traded       Exercised
Non-Equity Options2

January 514,313,621 514,259,794 52,874 953 0 0 0
February 525,553,368 525,496,156 56,658 555 0 0 0
March 613,021,450 612,937,706 81,259 2,486 0 0 0
April 628,753,259 628,656,147 65,949 31,163 0 0 0
May 557,164,534 557,115,732 45,124 3,678 0 0 0
June 603,594,269 603,524,378 64,680 5,212 0 0 0
July 639,732,180 639,657,076 74,998 106 0 0 0
August 613,390,011 613,351,598 38,185 228 0 0 0  
September 676,622,117 676,590,652 30,701 763 0 0 0  
October              
November              
December              
Year-to-Date Total 5,372,144,809 5,371,589,238 510,428 45,143



American Stock Exchange: Market Value of Equity/Options Sales

Year-to-Date Totals for September 1998
(Thousands of Dollars)


Months Total Market $ Value1 Stocks Warrants  Rights   Equity Options
Traded       Exercised
Non-Equity Options2

January 21,448,752 15,632,589 6,701 305 2,924,778 2,599,405 284,974
February 17,913,180 14,317,248 7,135 447 2,127,668 1,257,089 203,594
March 23,355,916 17,892,520 11,055 320 2,815,517 1,600,000 1,036,504
April 27,046,364 19,961,654 12,741 660 4,035,692 2,184,967 850,649
May 24,270,837 20,099,488 8,654 34 2,553,440 1,303,749 305,474
June 27,103,688 21,845,390 8,009 53 3,059,129 1,821,051 370,056
July 31,386,116 24,403,045 13,298 55 4,656,360 1,986,906 326,452
August 35,023,747 29,934,121 6,853 255 3,044,473 1,349,831 688,214
September 43,304,077 37,393,960 13,366 448 3,352,214 1,701,714 842,375
October              
November              
December              
Year-to-Date Total 250,852,678 201,480,016 87,812 2,577 28,569,270 15,804,712 4,908,292



All Exchanges: Market Value of Equity/Options Sales

Year-to-Date Totals for September 1998
(Thousands of Dollars)


Months Total Market $ Value1 Stocks Warrants  Rights   Equity Options
Traded       Exercised
Non-Equity Options2

January 611,655,203 581,418,230 60,971 1,259 9,995,199 12,769,487 7,410,056
February 618,503,357 595,804,849 65,856 1,002 7,999,952 7,808,506 6,823,192
March 730,676,379 698,554,061 96,216 2,807 9,746,877 9,702,095 12,574,323
April 750,203,977 716,335,404 81,936 31,823 11,622,776 13,092,766 9,039,270
May 657,601,855 633,732,301 55,203 3,712 8,999,618 7,284,333 7,526,689
June 713,651,425 683,723,150 74,060 5,265 9,915,942 8,946,312 10,986,697
July 764,410,348 731,345,059 90,005 161 13,457,278 10,871,498 8,646,347
August 739,512,984 705,558,394 45,979 482 10,805,040 8,771,848 14,331,240
September 816,137,087 778,273,630 44,817 1,211 11,395,519 8,681,050 17,740,859
October              
November              
December              
               
Year-to-Date Total 6,402,352,615 6,124,745,079 615,044 47,722 93,938,201 87,927,895 95,078,674

Volume of Equity/Options Sales
On U.S. Securities Exchanges

For the Month of September 1998
(Data in Thousands)


Registered Securities Exchanges Stocks
(Units)
Warrants
(Units)
 Rights  
(Units)
Equity Options
Traded       Exercised
(Contracts)  (Contracts)
    Non-Equity
    Options
2
    (Contracts)

American 771,288 3,261 2 7,905 368 402
Boston 300,187     –     –     –      –      –
Chicago  
   CBOE 11,261 506 7,336
   CHX 3/ 815,959
Cincinnati 154,118
New York 17,801,832 3,145 76
Pacific 378,189 101   4,521 145 3
Philadelphia 135,082 4 3,509 224 492
Dual Options 505
Year to Date
1997 Jan-Sep 115,300,625 70,520 52,802 199,007 15,343 59,306
1998 Jan-Sep 149,142,196 49,068 327,274 240,385 17,965 59,589
Total
1997
    Jul
14,142,073 3,504 268 26,902 2,031 5,352
    Aug 13,680,985 3,955 15,970 23,529 1,394 5,806
    Sep 13,560,960 4,704 20,635 23,076 1,744 5,872
1998
    Jul
17,230,288 5,194 106 30,210 2,241 5,741
    Aug 17,347,058 4,166 53 27,342 1,785 8,576
    Sep 20,356,656 6,511 79 27,195 1,748 8,233

Source: SEC Form R-31 and Options Clearing Corporation.


Year-to-Date Totals for September 1998
(Data in Thousands)


Calendar
Year
Stocks
(Units)
Warrants
(Units)
 Rights  
(Units)
Equity Options
Traded      Exercised
(Contracts)  (Contracts)
    Non-Equity
    Options
2
    (Contracts)

1992 65,462,698 184,205 58,133 106,485 9,944 95,490
1993 82,808,842 166,223 81,172 131,726 11,479 100,871
1994 90,481,798 171,462 133,343 149,933 13,028 131,448
1995 106,392,534 405,123 271,999 174,380 15,105 112,917
1996 125,746,273 136,314 39,666 199,117 16,771 95,680
1997 159,712,233 87,153 57,288 272,999 21,625 80,824
1998 149,142,196 49,068 327,274 240,385 17,965 59,589



Breakdown of 1998 Data by Registered Exchanges


Registered Securities Exchanges Stocks
(Units)
Warrants
(Units)
 Rights  
(Units)
Equity Options
Traded       Exercised
(Contracts)  (Contracts)
    Non-Equity
    Options
2
    (Contracts)

American 5,643,442 23,140 1,662 70,638 3,119 2,606
Boston 2,157,007
Chicago            
   CBOE 513 101,321 5,689 53,039
   CHX3 6,694,634
Cincinnati 1,358,574
New York 129,302,550 25,118 325,605
Pacific 2,790,720 758 6 43,165 2,097 31
Philadelphia 1,194,756 52 25,262 1,845 3,912
Dual Options 5,214



New York Stock Exchange: Volume of Equity/Options Sales

Year-to-Date Totals for September 1998
(Data in Thousands)


Month Stocks
(Units)
Warrants
(Units)
 Rights  
(Units)
Equity Options
Traded       Exercised
(Contracts)  (Contracts)
    Non-Equity
    Options
2
    (Contracts)

January 12,909,197 3,421 5,361 0 0 0
February 12,867,925 2,853 1,425 0 0 0
March 14,493,437 3,261 301,951 0 0 0
April 14,027,099 3,503 8,823 0 0 0
May 12,907,455 1,851 1,656 0 0 0
June 14,215,858 2,474 6,190 0 0 0
July 15,012,714 2,353 75 0 0 0
August 15,067,034 2,257 48 0 0 0
September 17,801,832 3,145 76 0 0 0
October              
November              
December              
Year-to-Date Total 129,302,550 25,118 325,605


American Stock Exchange Volume of Equity/Options Sales

Year-to-Date Totals for September 1998
(Data in Thousands)


Month Stocks
(Units)
Warrants
(Units)
 Rights  
(Units)
Equity Options
Traded       Exercised
(Contracts)  (Contracts)
    Non-Equity
    Options
2
    (Contracts)

January 918,369 2,636 426 7,308 562 262
February 506,810 2,320 726 6,127 239 168
March 599,936 3,050 440 7,428 285 374
April 579,898 2,757 20 9,526 408 313
May 560,552 2,801 5 6,753 240 225
June 537,054 1,735 7 8,100 361 272
July 555,270 2,749 32 9,715 396 233
August 614,265 1,832 5 7,775 261 358
September 771,288 3,261 2 7,905 368 402
October            
November            
December            
Year-to-Date Total 5,643,442 23,140 1,662 70,638 3,119 2,606



*****

All Exchanges: Volume of Equity/Options Sales

Year-to-Date Totals for September 1998
(Data in Thousands)


Month Stocks
(Units)
Warrants
(Units)
 Rights  
(Units)
Equity Options
Traded       Exercised
(Contracts)  (Contracts)
    Non-Equity
    Options
2
    (Contracts)

January 15,229,372 6,149 5,790 24,736 2,818 6,070
February 14,818,976 5,298 2,151 22,927 1,650 5,271
March 16,812,001 6,432 302,394 27,534 2,011 6,520
April 16,242,313 6,339 8,843 29,579 2,371 6,167
May 14,879,806 4,695 1,661 24,172 1,474 5,910
June 16,225,726 4,284 6,198 26,689 1,867 7,100
July 17,230,288 5,194 106 30,210 2,241 5,741
August 17,347,058 4,166 53 27,342 1,785 8,576
September 20,356,656 6,511 79 27,195 1,748 8,233
October            
November            
December            
Year-to-Date Total 149,142,196 49,068 327,274 240,385 17,965 59,589

1 Includes dollar value of equity options exercised. Prior to June 1986, the total market value of individual exchanges excludes the dollar value of equity options exercised
2 Includes all exchange trades of calls and puts in stock index options, interest rate options, and foreign currency options.
3 The Chicago Stock Exchange was formerly the Midwest Stock Exchange. The name change took effect on June 11, 1993.

http://www.sec.gov/rules/other/mdsep98.htm


Modified:02/04/1999