U.S. Securities & Exchange Commission
SEC Seal
Home | Previous Page
U.S. Securities and Exchange Commission

Commission Information:
Market Data for Equity/Options Sales
On U.S. Securities Exchanges

Market Value of Equity/Options Sales
On U.S. Securities Exchanges

For the Month of August 1998
(Thousands of Dollars)


Registered Securities Exchanges Total Market $ Value1 Stocks Warrants  Rights   Equity Options
Traded       Exercised
Non-Equity Options2

American 35,023,747 29,934,121 6,853 255 3,044,473 1,349,831 688,214
Boston 11,031,955 11,031,955  –  –  –  –  –
Chicago              
   CBOE 20,487,720 4,422,720 2,934,451 13,130,548
   CHX3 28,186,789 28,186,789
Cincinnati 6,562,493 6,562,493
New York 613,390,011 613,351,598 38,185 228
Pacific 13,934,265 11,308,327 873 1,738,427 879,032 7,606
Philadelphia 8,205,181 5,183,110 68 1,599,420 917,710 504,872
Dual Options 2,690,823 2,690,823
Year to Date
1997 Jan-Aug 4,285,724,139 4,087,446,792 447,263 18,773 66,410,043 61,420,663 69,980,605
1998 Jan-Aug 5,586,215,528 5,346,471,448 570,226 46,511 82,542,682 79,246,845 77,337,815
Total
1997
    Jun
547,911,100 520,333,687 41,595 9,595 7,842,152 8,243,040 11,441,031
    Jul 614,949,768 585,691,561 41,171 157 11,242,987 9,378,526 8,595,366
    Aug 597,122,457 573,291,452 39,808 1,572 8,906,409 6,786,434 8,096,781
1998
    Jun
713,651,425 683,723,150 74,060 5,265 9,915,942 8,946,312 10,986,697
    Jul 764,410,348 731,345,059 90,005 161 13,457,278 10,871,498 8,646,347
    Aug 739,512,984 705,558,394 45,979 482 10,805,040 8,771,848 14,331,240

Source: SEC Form R-31 and Options Clearing Corporation.


Year-to-Date Totals for August 1998
(Thousands of Dollars)


Calendar
Year
Total Market $ Value1 Stocks Warrants  Rights   Equity Options
Traded       Exercised
Non-Equity Options2

1992 2,148,791,370 2,031,942,219 658,074 83,842 26,585,937 43,931,295 45,590,003
1993 2,734,099,101 2,609,854,352 584,699 65,339 33,779,350 48,415,352 41,400,009
1994 2,965,964,292 2,816,810,031 678,024 183,095 35,883,322 53,822,791 58,587,028
1995 3,689,791,682 3,506,785,001 970,523 235,647 50,802,752 62,926,087 68,071,671
1996 4,734,611,479 4,510,872,699 869,986 34,861 67,861,575 74,729,013 80,243,345
1997 6,879,408,633 6,559,348,106 616,256 27,363 104,535,151 100,422,278 114,459,480
1998 5,586,215,528 5,346,471,448 570,226 46,511 82,542,68 79,246,845 77,337,815



Breakdown of 1998 Data by Registered Exchanges


Registered Securities Exchanges Total Market $ Value1 Stocks Warrants  Rights   Equity Options
Traded       Exercised
Non-Equity Options2

American 207,548,601 164,086,056 74,446 2,129 25,217,056 14,102,998 4,065,917
Boston 79,848,344 79,848,344
Chicago              
   CBOE 131,230,555 6,688 33,919,272 26,805,467 70,499,128
   CHX3 212,936,293 212,936,293
Cincinnati 58,598,527 58,598,527
New York 4,695,522,692 4,694,998,585 479,727 44,380
Pacific 113,363,762 91,965,313 15,161 2 13,612,407 7,733,455 37,424
Philadelphia 63,948,178 44,031,642 893 9,793,947 7,386,350 2,735,346
Dual Options 23,218,575 23,218,575



New York Stock Exchange: Market Value of Equity/Options Sales

Year-to-Date Totals for August 1998
(Thousands of Dollars)


Months Total Market $ Value1 Stocks Warrants  Rights   Equity Options
Traded       Exercised
Non-Equity Options2

January 514,313,621 514,259,794 52,874 953 0 0 0
February 525,553,368 525,496,156 56,658 555 0 0 0
March 613,021,450 612,937,706 81,259 2,486 0 0 0
April 628,753,259 628,656,147 65,949 31,163 0 0 0
May 557,164,534 557,115,732 45,124 3,678 0 0 0
June 603,594,269 603,524,378 64,680 5,212 0 0 0
July 639,732,180 639,657,076 74,998 106 0 0 0
August 613,390,011 613,351,598 38,185 228 0 0 0  
September              
October              
November              
December              
Year-to-Date Total 4,695,522,692 4,694,998,585 479,727 44,380



American Stock Exchange: Market Value of Equity/Options Sales

Year-to-Date Totals for August 1998
(Thousands of Dollars)


Months Total Market $ Value1 Stocks Warrants  Rights   Equity Options
Traded       Exercised
Non-Equity Options2

January 21,448,752 15,632,589 6,701 305 2,924,778 2,599,405 284,974
February 17,913,180 14,317,248 7,135 447 2,127,668 1,257,089 203,594
March 23,355,916 17,892,520 11,055 320 2,815,517 1,600,000 1,036,504
April 27,046,364 19,961,654 12,741 660 4,035,692 2,184,967 850,649
May 24,270,837 20,099,488 8,654 34 2,553,440 1,303,749 305,474
June 27,103,688 21,845,390 8,009 53 3,059,129 1,821,051 370,056
July 31,386,116 24,403,045 13,298 55 4,656,360 1,986,906 326,452
August 35,023,747 29,934,121 6,853 255 3,044,473 1,349,831 688,214
September              
October              
November              
December              
Year-to-Date Total 207,548,601 164,086,056 74,446 2,129 25,217,056 14,102,998 4,065,917



All Exchanges: Market Value of Equity/Options Sales

Year-to-Date Totals for August 1998
(Thousands of Dollars)


Months Total Market $ Value1 Stocks Warrants  Rights   Equity Options
Traded       Exercised
Non-Equity Options2

January 611,655,203 581,418,230 60,971 1,259 9,995,199 12,769,487 7,410,056
February 618,503,357 595,804,849 65,856 1,002 7,999,952 7,808,506 6,823,192
March 730,676,379 698,554,061 96,216 2,807 9,746,877 9,702,095 12,574,323
April 750,203,977 716,335,404 81,936 31,823 11,622,776 13,092,766 9,039,270
May 657,601,855 633,732,301 55,203 3,712 8,999,618 7,284,333 7,526,689
June 713,651,425 683,723,150 74,060 5,265 9,915,942 8,946,312 10,986,697
July 764,410,348 731,345,059 90,005 161 13,457,278 10,871,498 8,646,347
August 739,512,984 705,558,394 45,979 482 10,805,040 8,771,848 14,331,240
September              
October              
November              
December              
               
Year-to-Date Total 5,577,443,680 5,346,471,448 570,226 46,511 82,542,682 79,246,845 77,337,815

Volume of Equity/Options Sales
On U.S. Securities Exchanges

For the Month of August 1998
(Data in Thousands)


Registered Securities Exchanges Stocks
(Units)
Warrants
(Units)
 Rights  
(Units)
Equity Options
Traded       Exercised
(Contracts)  (Contracts)
    Non-Equity
    Options
2
    (Contracts)

American 614,265 1,832 5 7,775 261 358
Boston 273,532     –     –     –      –      –
Chicago  
   CBOE 11,533 541 7,795
   CHX 3/ 824,550
Cincinnati 133,111
New York 15,067,034 2,257 48
Pacific 304,166 73   4,932 225 4
Philadelphia 130,401 4 3,102 207 420
Dual Options 551
Year to Date
1997 Jan-Aug 101,739,666 65,816 32,167 175,931 13,599 53,434
1998 Jan-Aug 128,785,540 42,557 327,195 213,189 16,217 51,356
Total
1997
    Jun
12,761,510 4,127 2,584 21,732 1,953 6,020
    Jul 14,142,073 3,504 268 26,902 2,031 5,352
    Aug 13,680,985 3,955 15,970 23,529 1,394 5,806
1998
    Jun
16,225,726 4,284 6,198 26,689 1,867 7,100
    Jul 17,230,288 5,194 106 30,210 2,241 5,741
    Aug 17,347,058 4,166 53 27,342 1,785 8,576

Source: SEC Form R-31 and Options Clearing Corporation.


Year-to-Date Totals for August 1998
(Data in Thousands)


Calendar
Year
Stocks
(Units)
Warrants
(Units)
 Rights  
(Units)
Equity Options
Traded      Exercised
(Contracts)  (Contracts)
    Non-Equity
    Options
2
    (Contracts)

1992 65,462,698 184,205 58,133 106,485 9,944 95,490
1993 82,808,842 166,223 81,172 131,726 11,479 100,871
1994 90,481,798 171,462 133,343 149,933 13,028 131,448
1995 106,392,534 405,123 271,999 174,380 15,105 112,917
1996 125,746,273 136,314 39,666 199,117 16,771 95,680
1997 159,712,233 87,153 57,288 272,999 21,625 80,824
1998 128,785,540 42,557 327,195 213,189 16,217 51,356



Breakdown of 1998 Data by Registered Exchanges


Registered Securities Exchanges Stocks
(Units)
Warrants
(Units)
 Rights  
(Units)
Equity Options
Traded       Exercised
(Contracts)  (Contracts)
    Non-Equity
    Options
2
    (Contracts)

American 4,872,154 19,879 1,660 62,733 2,752 2,204
Boston 1,856,820
Chicago            
   CBOE 513 90,060 5,182 45,704
   CHX3 5,878,675
Cincinnati 1,204,455
New York 111,500,718 21,972 325,529
Pacific 2,412,531 658 6 38,644 1,952 28
Philadelphia 1,059,674 48 21,753 1,621 3,420
Dual Options 4,709



New York Stock Exchange: Volume of Equity/Options Sales

Year-to-Date Totals for August 1998
(Data in Thousands)


Month Stocks
(Units)
Warrants
(Units)
 Rights  
(Units)
Equity Options
Traded       Exercised
(Contracts)  (Contracts)
    Non-Equity
    Options
2
    (Contracts)

January 12,909,197 3,421 5,361 0 0 0
February 12,867,925 2,853 1,425 0 0 0
March 14,493,437 3,261 301,951 0 0 0
April 14,027,099 3,503 8,823 0 0 0
May 12,907,455 1,851 1,656 0 0 0
June 14,215,858 2,474 6,190 0 0 0
July 15,012,714 2,353 75 0 0 0
August 15,067,034 2,257 48 0 0 0
September              
October              
November              
December              
Year-to-Date Total 111,500,718 21,972 325,529



American Stock Exchange Volume of Equity/Options Sales

Year-to-Date Totals for August 1998
(Data in Thousands)


Month Stocks
(Units)
Warrants
(Units)
 Rights  
(Units)
Equity Options
Traded       Exercised
(Contracts)  (Contracts)
    Non-Equity
    Options
2
    (Contracts)

January 918,369 2,636 426 7,308 562 262
February 506,810 2,320 726 6,127 239 168
March 599,936 3,050 440 7,428 285 374
April 579,898 2,757 20 9,526 408 313
May 560,552 2,801 5 6,753 240 225
June 537,054 1,735 7 8,100 361 272
July 555,270 2,749 32 9,715 396 233
August 614,265 1,832 5 7,775 261 358
September              
October              
November              
December              
Year-to-Date Total 4,872,154 19,879 1,660 62,733 2,752 2,204



All Exchanges: Volume of Equity/Options Sales

Year-to-Date Totals for August 1998
(Data in Thousands)


Month Stocks
(Units)
Warrants
(Units)
 Rights  
(Units)
Equity Options
Traded       Exercised
(Contracts)  (Contracts)
    Non-Equity
    Options
2
    (Contracts)

January 15,229,372 6,149 5,790 24,736 2,818 6,070
February 14,818,976 5,298 2,151 22,927 1,650 5,271
March 16,812,001 6,432 302,394 27,534 2,011 6,520
April 16,242,313 6,339 8,843 29,579 2,371 6,167
May 14,879,806 4,695 1,661 24,172 1,474 5,910
June 16,225,726 4,284 6,198 26,689 1,867 7,100
July 17,230,288 5,194 106 30,210 2,241 5,741
August 17,347,058 4,166 53 27,342 1,785 8,576
September              
October              
November              
December              
Year-to-Date Total 128,785,540 42,557 327,195 213,189 16,217 51,356

1 Includes dollar value of equity options exercised. Prior to June 1986, the total market value of individual exchanges excludes the dollar value of equity options exercised
2 Includes all exchange trades of calls and puts in stock index options, interest rate options, and foreign currency options.
3 The Chicago Stock Exchange was formerly the Midwest Stock Exchange. The name change took effect on June 11, 1993.

http://www.sec.gov/rules/other/mdaug98.htm


Modified:11/20/1998