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SEC Interim Final Rules

Interim final rules currently available include:

Additional Archives

Release No. Date Details
33-9545 Feb. 5, 2014 Extension of Exemptions for Security-Based Swaps
Other Release Nos.: 34-71482; 39-2495
File No.: S7-26-11
Effective Date:  February 10, 2014 See also:  Interim Final Temporary Release Nos. 33-9383 and 33-9231; Security-Based Swaps Implementation Policy Statement
Federal Register (79 FR 7570): HTML | PDF | text | XML
BHCA-2 Jan. 17, 2014 Treatment of Certain Collateralized Debt Obligations Backed Primarily by Trust Preferred Securities with Regard To Prohibitions and Restrictions on Certain Interests in, And Relationships with, Hedge Funds and Private Equity Funds
File No:  S7-01-14
Effective Date:  April 1, 2014
Comment Due Date:  March 3, 2014
Comments received are available for this notice Federal Register (79 FR 5223): HTML | PDF | text | XML

Modified: 06/01/2016