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SEC Interim Final Rules
Interim final rules currently available include:
Additional Archives
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2007
| Release No. |
Date |
Details |
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34-66020 |
Dec. 21, 2011 |
Extension of Temporary Registration of Municipal Advisors (Corrected to conform to Federal Register version)
File No.: S7-19-10
Effective Date: December 31, 2011. Interim final temporary Rule 15Ba2-6T will expire on September 30, 2012.
See also: Interim Final Temporary Rule No.
34-67901
(extension); Interim Final Temporary Rule No.
34-66020a
(technical amendment); Interim Final Temporary Rule No.
34-62824; Proposed Rule Release No.
34-63576
Federal Register:
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text
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XML |
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34-64874 |
Jul. 13, 2011 |
Retail Foreign Exchange Transactions (Request for Comments)
File No.: S7-30-11
Effective Date: July 15, 2011. The expiration is extended to July 16, 2012.
Comment Due Date: September 13, 2011
Comments received
are available
for this notice
See also: Interim Final Temporary Rule Nos.
34-67405A;
34-67405
Federal Register version
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34-64832 |
Jul. 7, 2011 |
Amendment to Rule Filing Requirements for Dually-Registered Clearing Agencies (Request for Comments)
File No.: S7-29-11
Effective Date: July 15, 2011
Comment Due Date: September 15, 2011
Comments received
are available
for this notice
Federal Register version
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33-9232 |
Jul. 1, 2011 |
Extension of Temporary Exemptions for Eligible Credit Default Swaps to Facilitate Operation of Central Counterparties to Clear and Settle Credit Default Swaps
Other Release Nos.: 34-64800, 39-2476
File No.: S7-02-09
Effective Date: July 11, 2011
Federal Register version
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33-9231 |
Jul. 1, 2011 |
Exemptions for Security-based Swaps (Request for Comments)
Other Release Nos.: 34-64794, 39-2475
File No.: S7-26-11
Effective Date: July 11, 2011
Comment Due Date: August 15, 2011
Comments received
are available
for this notice
Federal Register version
See also:
Extension of Exemptions for Security-Based Swaps
(Jan. 29, 2013);
Security-Based Swaps Implementation Policy Statement |
http://www.sec.gov/rules/interim/interimarchive2011.shtml
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