Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Last Reviewed or Updated: Dec. 6, 2012

Resources

Notice Rule: SEC Issued Version (pdf 40.52 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 2, 2013

File Number

SR-Phlx-2012-139

Rule Type

Notice

Release Number

34-68376

SEC Issue Date

Dec. 6, 2012

Federal Register Publish Date

Dec. 12, 2012

Document Citation

77 FR 74039

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders

Resources

Details