Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inactive Nominee Fee

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Last Reviewed or Updated: March 2, 2011

Resources

Notice Rule: SEC Issued Version (pdf 43.93 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

March 29, 2011

File Number

SR-Phlx-2011-26

Rule Type

Notice

Release Number

34-64010

SEC Issue Date

March 2, 2011

Federal Register Publish Date

March 8, 2011

Document Citation

76 FR 12780

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inactive Nominee Fee

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inactive Nominee Fee

Resources

Details