Notice Rule

Notice of Filing of Proposed Rule Change to Modify Commentary .01 to Rule 1009 Regarding Criteria for Listing an Option on an Underlying Covered Security

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Public Comments

Title

Release Number

34-65706

SEC Issue Date

Nov. 8, 2011

Federal Register Publish Date

Nov. 14, 2011

Document Citation

76 FR 70520

Resources

Notice Rule: SEC Issued Version (pdf 91.09 KB)

Notice Rule: Federal Register Version

Exhibit 5

Rel. No. 34-65917

View Received Comments

Last Reviewed or Updated: Nov. 8, 2011

Resources

Notice Rule: SEC Issued Version (pdf 19.81 KB)

Notice Rule: Federal Register Version

Rel. No. 34-65706

Details

Public Comments Due

Dec. 5, 2011

File Number

SR-Phlx-2011-143

Rule Type

Notice

Release Number

34-65917

SEC Issue Date

Dec. 8, 2011

Federal Register Publish Date

Dec. 14, 2011

Document Citation

76 FR 77877

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change to Modify Commentary .01 to Rule 1009 Regarding Criteria for Listing an Option on an Underlying Covered Security

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change to Modify Commentary .01 to Rule 1009 Regarding Criteria for Listing an Option on an Underlying Covered Security

Public Comments

Notice Rule (34-65706)

Resources

Resources

Details